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PacWest Bancorp Form 8-K: Current report, 2014

PacWest Bancorp Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2014-12-16: Form 8-K; Period of report 2014-12-11; Description 8.01 Other Events; Details 8.01.
  • 2014-11-18: Form 8-K; Period of report 2014-11-18; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
  • 2014-11-18: Form 8-K; Period of report 2014-11-18; Description 7.01 Regulation FD Disclosure; Details 7.01.
  • 2014-11-05: Form 8-K; Period of report 2014-11-05; Description 8.01 Other Events; Details 8.01.
FiledFormPeriod of reportDescriptionDetailsDocument
2014-12-168-K2014-12-118.01 Other Events8.01 On December 11, 2014, the board of directors (the “Board”) of PacWest Bancorp (the “Company”) approved an amendment (the “Severance Plan Amendment”) to the PacWest Bancorp Executive Severance Pay Plan, as amended and restated effective December 15, 2008 (the “Severance Plan”) to eliminate the provisions of the Severance Plan providing for gross up of excise taxes imposed by Section 4999 of the Internal Revenue Code of 1986, as amended (the “Code”) and to provide for cutback of amounts payable under the Severance Plan to an amount that does not exceed the safe harbor amount under Section 280G of the Code, effective as of the dates provided in the Severance Plan Amendment.a14-26220_18k.htm
2014-11-188-K2014-11-185.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On November 18, 2014, Mr. Jared M. Wolff and PacWest Bancorp (the “Company”) entered into an agreement with respect to his resignation as President of Pacific Western Bank and Executive Vice President of the Company effective December 17, 2014.a14-24740_18k.htm
2014-11-188-K2014-11-187.01 Regulation FD Disclosure7.01 Matthew P. Wagner, president and chief executive officer of PacWest Bancorp, and Victor R. Santoro, executive vice president and chief financial officer of PacWest Bancorp, will make presentations to current and potential investors in New York, New York, (a) on December 2, 2014, at the FBR Fall Investor Conference and (b) on December 8, 2014, at the Jefferies 2014 FIG CEO Summit.a14-24702_18k.htm
2014-11-058-K2014-11-058.01 Other Events8.01 On November 5, 2014, PacWest Bancorp issued a press release announcing the declaration of a quarterly dividend on its common stock.a14-23797_18k.htm
2014-10-228-K2014-10-222.02 Results of Operations and Financial Condition2.02 On October 22, 2014, PacWest Bancorp announced its results of operations and financial condition for the quarter and nine months ended September 30, 2014.a14-22828_18k.htm
2014-08-258-K2014-08-257.01 Regulation FD Disclosure7.01 Matthew P. Wagner, president and chief executive officer of PacWest Bancorp, and Victor R. Santoro, executive vice president and chief financial officer of PacWest Bancorp, will make presentations to current and potential investors in Century City, California during September 2014.a14-19582_18k.htm
2014-08-188-K2014-08-157.01 Regulation FD Disclosure7.01 Matthew P. Wagner, president and chief executive officer of PacWest Bancorp, and Victor R. Santoro, executive vice president and chief financial officer of PacWest Bancorp, will make presentations to current and potential investors in Baltimore, Maryland and Philadelphia, Pennsylvania, on August 19 and 20, 2014, respectively, at meetings arranged by Wunderlich Securities.a14-19151_18k.htm
2014-07-238-K2014-07-222.02 Results of Operations and Financial Condition2.02 On July 22, 2014, PacWest Bancorp announced its results of operations and financial condition for the quarter and six months ended June 30, 2014.a14-17465_18k.htm
2014-06-098-K/A2014-04-079.01 Financial Statements and Exhibits9.01 The consolidated balance sheets of CapitalSource Inc. as of December 31, 2013 and 2012, and the related consolidated statements of operations, comprehensive income (loss), shareholders’ equity, and cash flows for each of the years in the three-year period ended December 31, 2013, as well as the accompanying notes thereto, are attached hereto as Exhibit 99.1 and incorporated herein by reference.a14-14767_18ka.htm
2014-06-068-K2014-06-067.01 Regulation FD Disclosure7.01 Matthew P. Wagner, president and chief executive officer of PacWest Bancorp, will make presentations to current and potential investors in London, England, at meetings arranged by Keefe, Bruyette & Woods at their KBW US Regional Leaders Bank Conference on June 9, 2014.a14-14876_18k.htm
2014-05-208-K2014-05-195.07 Submission of Matters to a Vote of Security Holders5.07 On May 19, 2014, PacWest Bancorp (the “Company”) held its annual meeting of stockholders (the “Meeting”).a14-13122_18k.htm
2014-05-198-K2014-05-197.01 Regulation FD Disclosure7.01 Matthew P. Wagner, president and chief executive officer of PacWest Bancorp, and Victor R. Santoro, executive vice president and chief financial officer of PacWest Bancorp, will make presentations to current and potential investors in Denver, Colorado and Chicago, Illinois, on May 20 and 21, 2014, respectively, at meetings arranged by D.A. Davidson & Co. A copy of the presentation materials is attached as Exhibit 99.1 of this Form 8-K. The presentation will also be available on PacWest’s website at www.pacwestbancorp.com under the section entitled “Presentations”.a14-12930_18k.htm
2014-04-238-K2014-04-232.02 Results of Operations and Financial Condition2.02 On April 23, 2014, PacWest Bancorp announced its results of operations and financial condition for the quarter ended March 31, 2014.a14-10998_18k.htm
2014-04-098-K2014-04-071.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events1.01 Entry into a Material Definitive Agreement.
2.01 On April 7, 2014, pursuant to the Agreement and Plan of Merger, dated as of July 22, 2013, as amended (the “Merger Agreement”), between PacWest Bancorp, a Delaware corporation (the “Company”), and CapitalSource Inc., a Delaware corporation (“CapitalSource”), CapitalSource merged with and into the Company with the Company continuing as the surviving corporation (the “Merger”).
2.03 In connection with the Merger, the Company assumed CapitalSource’s guarantees with respect to the following securities.
5.01 The information set forth under Items 2.01 and 5.02 are incorporated into this Item 5.01 by reference.
5.02 On April 7, 2014, effective upon the consummation of the Merger, each of Mark N. Baker, Joseph N. Cohen, Stephen M. Dunn, Antoinette Hubenette, M.D., George E. Langley, Arnold W. Messer and John W. Rose resigned from the Board of Directors (the “Board”) of the Company.
8.01 On April 8, 2014, the Company issued a press release announcing the completion of the Merger.
a14-9935_18k.htm
2014-04-088-K2014-04-071.01 Entry into a Material Definitive Agreement; 3.03 Material Modification to Rights of Security Holders1.01 Entry into a Material Definitive Agreement.
3.03 On April 7, 2014, the Board of Directors (the “Board”) of PacWest Bancorp (the “Company”) adopted a Tax Asset Protection Plan (the “Plan”) with Wells Fargo Bank, National Association, as Rights Agent.
a14-9935_48k.htm
2014-02-058-K2014-02-057.01 Regulation FD Disclosure7.01 Matthew P. Wagner, chief executive officer of PacWest Bancorp, and Victor R. Santoro, chief financial officer of PacWest Bancorp, will make presentations to current and potential investors at the FIG Partners West Coast Bank CEO Forum in San Francisco, California on February 6, 2014.a14-5099_18k.htm
2014-01-238-K2014-01-232.02 Results of Operations and Financial Condition2.02 On January 23, 2014, PacWest Bancorp announced its results of operations and financial condition for the quarter and year ended December 31, 2013.a14-4189_18k.htm
2014-01-138-K2014-01-135.07 Submission of Matters to a Vote of Security Holders5.07 On January 13, 2014, PacWest Bancorp (“PacWest”) held a special meeting of stockholders.a14-3419_18k.htm