Pacific Gold & Royalty Corp. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-01-14: Reporting owner LANDAU ROBERT G; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-06-10: Reporting owner LANDAU ROBERT G; Form 4; Security Series A Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2013-06-10: Reporting owner LANDAU ROBERT G; Form 4; Security Series A Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2010-03-03: Reporting owner GEISLER MITCHELL; Form 4; Security Convertible Preferred Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-01-14 | LANDAU ROBERT G Director, Officer (CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −300,000 0 owned after | $0.00 | 2015-01-14 | |
| 2013-06-10 | LANDAU ROBERT G Director, Officer (CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note 1 | J Other acquisition or disposition (describe transaction) | +300,000 25,000,000 owned after | no price filed | 2015-01-14 | |
| 2013-06-10 | LANDAU ROBERT G Director, Officer (CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note 4 | J Other acquisition or disposition (describe transaction) | +300,000 3,000,000,000 owned after | no price filed | 2013-06-10 | |
| 2010-03-03 | GEISLER MITCHELL Director, Officer (COO) | 4 | Convertible Preferred Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −127,273 0 owned after | $0.00 | 2011-06-27 | |
| 2010-03-03 | LANDAU ROBERT G Director, Officer (CEO) | 4 | Convertible Preferred Stock Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.00 | 2011-06-27 | |
| 2010-03-03 | LANDAU ROBERT G Director, Officer (CEO) | 4 | Convertible Preferred Stock Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,454 0 owned after | $0.00 | 2011-06-27 | |
| 2009-09-21 | GEISLER MITCHELL Director, Officer (COO) | 4 | Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +127,273 127,273 owned after | $0.00 | 2011-06-27 | |
| 2009-09-21 | LANDAU ROBERT G Director, Officer (CEO) | 4 | Convertible Preferred Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.00 | 2011-06-27 | |
| 2009-09-21 | LANDAU ROBERT G Director, Officer (CEO) | 4 | Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,454 45,454 owned after | $0.00 | 2011-06-27 |