P&F INDUSTRIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows, 55 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-12-20: Reporting owner MOLINO JOSEPH A JR; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-12-20: Reporting owner HOROWITZ RICHARD A; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-06-21: Reporting owner MOLINO JOSEPH A JR; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-07: Reporting owner MOLINO JOSEPH A JR; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-12-20 | MOLINO JOSEPH A JR Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $5.91 | 2023-12-20 | |
| 2023-12-20 | HOROWITZ RICHARD A Director, Officer (Principal Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $5.91 | 2023-12-20 | |
| 2022-06-21 | MOLINO JOSEPH A JR Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,809 0 owned after | $4.74 exercise price | 2022-06-23 | |
| 2018-12-07 | MOLINO JOSEPH A JR Officer (Vice President, COO & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,678 0 owned after | $4.37 exercise price | 2018-12-17 | |
| 2018-06-22 | HOROWITZ RICHARD A Director, Officer (Principal Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +151,557 0 owned after | $3.98 exercise price | 2018-06-25 | |
| 2018-02-09 | MOLINO JOSEPH A JR Officer (Vice President, COO & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +26,130 0 owned after | $3.98 exercise price | 2018-02-12 | |
| 2017-09-05 | MOLINO JOSEPH A JR Officer (Vice President, COO & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $7.09 exercise price | 2017-09-07 | |
| 2017-09-05 | HOROWITZ RICHARD A Director, Officer (Chairman, President and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $7.09 exercise price | 2017-09-07 | |
| 2015-05-07 | MOLINO JOSEPH A JR Officer (Vice President, COO & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $3.05 exercise price | 2015-05-08 | |
| 2014-07-30 | Franklin Jeffrey D Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $7.90 exercise price | 2014-08-01 | |
| 2014-07-21 | Solomon Mitchell A Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $7.90 exercise price | 2014-07-23 | |
| 2014-06-05 | HOROWITZ RICHARD A Director, Officer (Principal Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,188 0 owned after | $8.06 exercise price | 2014-06-09 | |
| 2014-06-02 | MOLINO JOSEPH A JR Officer (Vice President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $8.06 exercise price | 2014-06-04 | |
| 2013-04-11 | MOLINO JOSEPH A JR Officer (Vice President, COO & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $8.21 exercise price | 2013-04-15 | |
| 2012-07-09 | HOROWITZ RICHARD A Director, Officer (Principal Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 33,336 owned after | $6.00 exercise price | 2012-07-10 | |
| 2012-06-22 | MOLINO JOSEPH A JR Officer (Vice President, COO & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.95 exercise price | 2012-06-26 | |
| 2012-05-23 | Randall Richard P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $4.48 exercise price | 2012-05-25 | |
| 2012-01-30 | Brownstein Howard Brod Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $2.17 exercise price | 2012-02-01 | |
| 2011-05-16 | MOLINO JOSEPH A JR Officer (Vice President, COO & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.56 exercise price | 2011-05-18 | |
| 2010-12-14 | MOLINO JOSEPH A JR Officer (Vice President, COO & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.05 exercise price | 2010-12-15 | |
| 2010-07-29 | Brownstein Howard Brod Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $2.17 exercise price | 2010-08-02 | |
| 2008-06-24 | MOLINO JOSEPH A JR Officer (Vice President, COO & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.16 exercise price | 2008-06-26 | |
| 2008-06-24 | HOROWITZ RICHARD A Director, Officer (Principal Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +145,000 145,000 owned after | $4.16 exercise price | 2008-06-26 | |
| 2007-07-09 | HOROWITZ RICHARD A Director, Officer (Principal Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,664 0 owned after | $6.60 exercise price | 2007-07-10 | |
| 2007-06-21 | HOROWITZ SIDNEY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $11.38 exercise price | 2007-06-25 | |
| 2007-06-18 | STEINBERG ROBERT M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $11.20 exercise price | 2007-06-20 | |
| 2007-06-18 | Solomon Mitchell A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $11.20 exercise price | 2007-06-20 | |
| 2007-06-18 | GOLDBERG ALAN I Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $11.20 exercise price | 2007-06-20 | |
| 2007-06-18 | UTAY MARC A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $11.20 exercise price | 2007-06-20 | |
| 2007-06-18 | Kalick Dennis Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $11.20 exercise price | 2007-06-20 | |
| 2007-06-18 | Dubofsky Robert Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $11.20 exercise price | 2007-06-20 | |
| 2007-06-18 | MOLINO JOSEPH A JR Officer (Vice President, COO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $11.20 exercise price | 2007-06-20 | |
| 2007-06-18 | HOROWITZ RICHARD A Director, Officer (Principal Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $11.20 exercise price | 2007-06-20 | |
| 2007-06-18 | Franklin Jeffrey D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $11.20 exercise price | 2007-06-20 | |
| 2007-06-18 | SCHERIFF KENNETH M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $11.20 exercise price | 2007-06-20 | |
| 2007-05-24 | HOROWITZ RICHARD A Director, Officer (Principal Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $5.19 exercise price | 2007-05-29 | |
| 2007-05-23 holding as of filing | Horowitz Linda 10% Owner | 3 | Incentive Stock Option Derivative · Indirect · By Spouse | Holding | $2.06 exercise price | 2007-05-23 | ||
| 2007-03-12 | UTAY MARC A Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $5.25 exercise price | 2007-03-13 | |
| 2007-03-07 | Kalick Dennis Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $5.25 exercise price | 2007-03-08 | |
| 2007-02-20 | Dubofsky Robert Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $5.25 exercise price | 2007-06-20 | |
| 2007-02-01 | HOROWITZ SIDNEY Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $5.25 exercise price | 2007-06-25 | |
| 2004-07-09 | HOROWITZ RICHARD A Director, Officer (Principal Executive Officer), 10% Owner | 4/A | Employee Incentive Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,406 12,406 owned after | $8.87 exercise price | 2006-06-07 | |
| 2004-07-09 | HOROWITZ RICHARD A Director, Officer (Principal Executive Officer), 10% Owner | 4/A | Employee Incentive Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,406 12,406 owned after | $8.87 exercise price | 2006-06-07 | |
| 2004-07-09 | HOROWITZ RICHARD A Director, Officer (Principal Executive Officer), 10% Owner | 4/A | Employee Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,188 75,188 owned after | $8.06 exercise price | 2006-06-07 | |
| 2004-07-09 | MOLINO JOSEPH A JR Officer (Vice President) | 4/A | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.06 exercise price | 2006-06-07 | |
| 2002-07-12 | Horowitz Linda 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · By Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,336 83,336 owned after | $6.00 exercise price | 2007-05-23 | |
| 2002-07-12 | Horowitz Linda 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Indirect · By Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,664 66,664 owned after | $6.60 exercise price | 2007-05-23 | |
| 1999-06-02 | Horowitz Linda 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Indirect · By Spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +250,000 0 owned after | $1.99 exercise price | 2007-05-23 | |
| 1998-03-25 | Horowitz Linda 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Indirect · By Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $8.66 exercise price | 2007-05-23 | |
| 1998-03-25 | Horowitz Linda 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · By Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +138,500 138,500 owned after | $7.88 exercise price | 2007-05-23 | |
| 1997-05-28 | Horowitz Linda 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · By Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.19 exercise price | 2007-05-23 | |
| 1997-05-28 | Horowitz Linda 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Indirect · By Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $5.71 exercise price | 2007-05-23 | |
| 1997-03-13 | UTAY MARC A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 0 owned after | $5.25 exercise price | 2007-03-13 | |
| 1994-06-30 | Horowitz Linda 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Indirect · By Spouse | J Other acquisition or disposition (describe transaction) | −450,000 0 owned after | $2.06 exercise price | 2007-05-23 | |
| 1994-06-02 | Horowitz Linda 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Indirect · By Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.99 exercise price | 2007-05-23 |