OSAGE EXPLORATION & DEVELOPMENT, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2014-08-07: Form 8-K; Period of report 2014-08-01; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2014-04-03: Form 8-K; Period of report 2014-04-03; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
- 2014-02-25: Form 8-K; Period of report 2014-02-20; Description 3.02 Unregistered Sales of Equity Securities; Details 3.02.
- 2014-01-21: Form 8-K; Period of report 2014-01-20; Description 4.01 Changes in Registrant's Certifying Accountant; Details 4.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2014-08-07 | 8-K | 2014-08-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Mr. Holcombe currently serves on the Board of Directors at Hudson Valley Bank, a publicly-traded $3 billion bank located in Westchester County, New York, where he is on the Loan and Oversight Committees. | form8k.htm |
| 2014-04-03 | 8-K | 2014-04-03 | 1.01 Entry into a Material Definitive Agreement | 1.01 On April 3, 2014, we executed a third amendment to a note purchase agreement (“Amendment”), amending the $20,000,000 senior secured note purchase agreement (“Note Purchase Agreement”) with Apollo Investment Corporation (“Apollo”) dated April 27, 2012 and previously amended by first and second amendments dated April 5, 2013 and August 12, 2013, respectively. | form8k.htm |
| 2014-02-25 | 8-K | 2014-02-20 | 3.02 Unregistered Sales of Equity Securities | 3.02 As of February 25, 2014, Osage Exploration and Development, Inc. (“Osage”) has issued an aggregate of 4,900,000 shares of its common stock and warrants to purchase 1,960,000 shares of common stock for aggregate gross proceeds of $4,410,000 (the “Private Placement”). | form8k.htm |
| 2014-01-21 | 8-K | 2014-01-20 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On January 20, 2014, the Board of Directors of Osage Exploration and Development, Inc. (the “Company”) engaged Mayer Hoffman McCann P.C. (“Mayer Hoffman McCann”) as the Company’s principal accountant. | form8k.htm |
| 2013-12-23 | 8-K | 2013-12-19 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 7.01 Regulation FD Disclosure | 1.01 On December 19, 2013, Osage Exploration and Development, Inc. (“Osage” or the “Registrant”) and Slawson Exploration Company, Inc., U.S. Energy Development Corporation, MBI Oil and Gas, LLC and Stewart Geological, Inc. (collectively the “Slawson Exploration Group”) entered into an agreement (the “Partition Agreement”) which amended an agreement dated April 21, 2011 (the “Participation Agreement”) related to certain leasehold interests on certain lands located within the Nemaha Ridge in Logan County, Oklahoma, and for the exploration and development of those leases (the “Nemaha Ridge Project”) by the parties. 2.01 The information under Item 1.01, above, is incorporated herein by reference. 7.01 The Registrant is disclosing under Item 7.01 of this Current Report on Form 8-K the information attached to this report as Exhibit 99.1, which information is incorporated by reference herein. | form8k.htm |
| 2013-10-11 | 8-K | 2013-10-07 | 1.01 Entry into a Material Definitive Agreement | 1.01 On October 7, 2013, Osage Exploration and Development, Inc. (the “Company) completed the sale of 100% of the membership interests in Cimarrona Limited Liability Company, an Oklahoma limited liability company (“Cimarrona LLC”) to Raven Pipeline Company, LLC (“Raven”), pursuant to a Membership Interest Purchase Agreement dated September 30, 2013 (the “Agreement”) by and between the Company and Raven. | form8k.htm |
| 2013-04-08 | 8-K | 2013-04-08 | 1.01 Entry into a Material Definitive Agreement | 1.01 On April 5, 2013, we executed a first amendment to a note purchase agreement (“Amendment”), amending the $10,000,000 senior secured note purchase agreement (“Note Purchase Agreement”) dated April 27, 2012 with Apollo Investment Corporation (“Apollo”). | form8k.htm |
| 2013-01-22 | 8-K | 2013-01-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 17, 2013, the Company entered into a CFO Consulting Agreement (the “Agreement”) with Norman Dowling to serve as a part-time Chief Financial Officer of the Company. | form8k.htm |
| 2012-11-06 | 8-K/A | 2012-10-10 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 This Amendment No. 2 to Current Report on Form 8-K/A amends Item 4.01 of the Current Report on Form 8-K dated October 10, 2012 and filed October 10, 2012. | form8ka.htm |
| 2012-11-05 | 8-K/A | 2012-10-10 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 This Amendment No. 1 to Current Report on Form 8-K/A amends Item 4.01 of the Current Report on Form 8-K dated October 10, 2012 and filed October 10, 2012. | form8ka.htm |
| 2012-10-25 | 8-K | 2012-10-24 | 7.01 Regulation FD Disclosure | 7.01 Osage Exploration and Development, Inc. (the “Registrant”) is disclosing under Item 7.01 of this Current Report on Form 8-K the information attached to this report as Exhibit 99.1, which information is incorporated by reference herein. | form8k.htm |
| 2012-10-10 | 8-K | 2012-10-10 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On October 8, 2012, the Board of Directors of Osage Exploration and Development, Inc. (the “Company”) engaged MaloneBailey, LLP (“MaloneBailey”) as the Company’s principal accountant. | form8k.htm |
| 2012-05-09 | 8-K | 2012-05-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 6, 2012, Mr. Larry Ray resigned as a member of the Company’s Board of Directors for personal reasons. | form8k.htm |
| 2012-05-01 | 8-K | 2012-04-27 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 On April 27, 2012, we entered into a $10,000,000 senior secured note purchase agreement (“Note Purchase Agreement”) with Apollo Investment Corporation (“Apollo”). 2.03 The information under Item 1.01, above, is incorporated herein by reference. 3.02 The information contained above in Item 1.01 with regard to the issuance of 1,496,843 warrants to Apollo and 250,000 to CCNRP are hereby incorporated by reference into this Item 3.02. | form8k.htm |
| 2012-04-24 | 8-K/A | 2012-04-17 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 This 8-K/A is filed solely to correct the issuance date and the maturity date of the secured promissory note as previously filed on form 8-K on April 20, 2012. 2.03 The information under Item 1.01, above, is incorporated herein by reference. 3.02 The information contained above in Item 1.01 with regard to the issuance of 400,000 shares of the Company’s common stock to Boothbay is hereby incorporated by reference into this Item 3.02. | form8ka.htm |
| 2012-04-20 | 8-K | 2012-04-17 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 On April 17, 2011, we issued a $2,500,000 secured promissory note (“Secured Promissory Note”) to Boothbay Royalty Co., (“Boothbay”) for gross proceeds of $2,500,000. 2.03 The information under Item 1.01, above, is incorporated herein by reference. 3.02 The information contained above in Item 1.01 with regard to the issuance of 400,000 shares of the Company’s common stock to Boothbay is hereby incorporated by reference into this Item 3.02. | osage8k.htm |
| 2011-05-26 | 8-K | 2011-05-23 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets | 1.01 On April 21, 2011, we entered into a participation agreement (“Participation Agreement”) with Slawson Exploration Company (“Slawson”) and U.S. Energy Development Corporation (”USE”, Slawson and USE, together, the “Parties”). 2.01 The information under Item 1.01, above, is incorporated herein by reference. | osage8k.htm |
| 2011-04-07 | 8-K | 2011-04-06 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 On April 6, 2011, we issued a $200,000 secured promissory note (“Secured Promissory Note”) to E. Peter Hoffman, Jr. (“Hoffman”), an individual investor and an owner of more than 10% of the issued and outstanding shares of the Company’s common stock for gross proceeds of $200,000. 2.03 The information under Item 1.01, above, is incorporated herein by reference. 3.02 The information contained above in Item 1.01 with regard to the issuance of 250,000 shares of the Company’s common stock to Hoffman is hereby incorporated by reference into this Item 3.02. | osage.htm |
| 2011-01-26 | 8-K | 2011-01-24 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On January 24, 2011, we issued a $500,000 secured promissory note (“Secured Promissory Note”) to an institutional investor for gross proceeds of $500,000. 2.03 The information under Item 1.01, above, is incorporated herein by reference. | osage_8-k.htm |
| 2010-09-07 | 8-K/A | 2010-09-02 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 2, 2010 Mr. Larry Ray was appointed to the Board of Directors of the Company. | osageexploration_8k.htm |
| 2010-09-07 | 8-K | 2010-09-02 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Mr. Ray has over 35 years of experience in all phases of international and domestic oil and gas production with both public and private companies. | osageexploration_8k.htm |
| 2009-09-18 | 8-K | 2009-09-15 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On September 17, 2009, the Company released a press release announcing that it has terminated its participation in the Rosa Blanca block in Colombia. | osage_8k-091509.htm |
| 2009-03-05 | 8-K | 2009-03-03 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 The information contained above in Item 1.01 with regard to the issuance of 5,250,000 shares of the Company’s common stock to Mustang Venture, LLC is hereby incorporated by reference into this Item 3.02. | v142036_8k.htm |
| 2008-09-08 | 8-K | 2008-09-08 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | v125860_8k.htm | |
| 2008-07-07 | 8-K | 2008-07-03 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | v119191_8k.htm | |
| 2008-04-10 | 8-K | 2008-04-08 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | v110311_8k.htm | |
| 2008-03-04 | 8-K | 2008-02-29 | 1.01 Entry into a Material Definitive Agreement | v105736_8k.htm | |
| 2007-11-13 | 8-K | 2007-11-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | v093785_8k.htm | |
| 2007-08-13 | 8-K | 2007-08-13 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | v084527_8k.htm | |
| 2007-07-31 | 8-K | 2007-07-31 | 8.01 Other Events | v082502_8k.htm | |
| 2007-07-17 | 8-K | 2007-07-17 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | v081225_8k.htm |