ORGENESIS INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-06-11: Reporting owner Adler Yaron; Form 4; Security 6% Convertible Note; Transaction C Conversion of derivative security.
- 2014-09-15: Reporting owner Adler Yaron; Form 4; Security 6% Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-06-11 | Adler Yaron Director | 4 | 6% Convertible Note Derivative · Indirect · (m) | C Conversion of derivative security | −100,000 0 owned after | $4.80 exercise price | 2019-03-05 | |
| 2014-09-15 | Adler Yaron Director | 4 | 6% Convertible Note Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $4.80 exercise price | 2019-03-05 |