ORCHARD SUPPLY HARDWARE STORES CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 88 rows, 88 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-06-12: Reporting owner ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS PARTNERS L P /CT | ESL PARTNERS, L.P.; Form 4; Security Series A Preferred Stock; Transaction Holding.
- 2013-06-12: Reporting owner ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS PARTNERS L P /CT | ESL PARTNERS, L.P.; Form 4; Security Series A Preferred Stock; Transaction Holding.
- 2013-06-12: Reporting owner ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS PARTNERS L P /CT | ESL PARTNERS, L.P.; Form 4; Security Series A Preferred Stock; Transaction Holding.
- 2013-06-10: Reporting owner ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS PARTNERS L P /CT | ESL PARTNERS, L.P.; Form 4; Security Series A Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-06-12 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS PARTNERS L P /CT | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 461 owned after | no price filed | 2013-06-12 | |
| 2013-06-12 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS PARTNERS L P /CT | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2013-06-12 | |
| 2013-06-12 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS PARTNERS L P /CT | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 1,131,419 owned after | no price filed | 2013-06-12 | |
| 2013-06-10 | ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS PARTNERS L P /CT | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −519,972 751,771 owned after | $0.00 | 2013-06-12 | |
| 2013-05-30 holding as of filing | CRK PARTNERS LLC | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | RBS INVESTMENT MANAGEMENT LLC | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | LAMPERT EDWARD S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 1,131,419 owned after | no price filed | 2013-05-30 | |
| 2013-05-30 holding as of filing | CRK PARTNERS LLC | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | RBS INVESTMENT MANAGEMENT LLC | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | LAMPERT EDWARD S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,271,743 owned after | no price filed | 2013-05-30 | |
| 2013-05-30 holding as of filing | CRK PARTNERS LLC | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | RBS INVESTMENT MANAGEMENT LLC | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | LAMPERT EDWARD S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 461 owned after | no price filed | 2013-05-30 | |
| 2013-05-30 holding as of filing | CRK PARTNERS LLC | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | RBS INVESTMENT MANAGEMENT LLC | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | LAMPERT EDWARD S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2013-05-30 | |
| 2013-05-21 holding as of filing | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC | ESL PARTNERS, L.P. | ESL INSTITUTIONAL PARTNERS LP | RBS PARTNERS L P /CT | LAMPERT EDWARD S | CRK PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 1,131,419 owned after | no price filed | 2013-05-21 | |
| 2013-05-21 holding as of filing | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC | ESL PARTNERS, L.P. | ESL INSTITUTIONAL PARTNERS LP | RBS PARTNERS L P /CT | LAMPERT EDWARD S | CRK PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,271,743 owned after | no price filed | 2013-05-21 | |
| 2013-05-21 holding as of filing | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC | ESL PARTNERS, L.P. | ESL INSTITUTIONAL PARTNERS LP | RBS PARTNERS L P /CT | LAMPERT EDWARD S | CRK PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 461 owned after | no price filed | 2013-05-21 | |
| 2013-05-21 holding as of filing | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC | ESL PARTNERS, L.P. | ESL INSTITUTIONAL PARTNERS LP | RBS PARTNERS L P /CT | LAMPERT EDWARD S | CRK PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2013-05-21 | |
| 2013-05-13 holding as of filing | ESL PARTNERS, L.P. | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS PARTNERS L P /CT | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | RBS INVESTMENT MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 1,131,419 owned after | no price filed | 2013-05-13 | |
| 2013-05-13 holding as of filing | ESL PARTNERS, L.P. | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS PARTNERS L P /CT | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | RBS INVESTMENT MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,271,743 owned after | no price filed | 2013-05-13 | |
| 2013-05-13 holding as of filing | ESL PARTNERS, L.P. | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS PARTNERS L P /CT | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | RBS INVESTMENT MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 461 owned after | no price filed | 2013-05-13 | |
| 2013-05-13 holding as of filing | ESL PARTNERS, L.P. | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS PARTNERS L P /CT | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | RBS INVESTMENT MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2013-05-13 | |
| 2013-05-08 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS INVESTMENT MANAGEMENT LLC | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 1,131,419 owned after | no price filed | 2013-05-08 | |
| 2013-05-08 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS INVESTMENT MANAGEMENT LLC | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,271,743 owned after | no price filed | 2013-05-08 | |
| 2013-05-08 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS INVESTMENT MANAGEMENT LLC | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 461 owned after | no price filed | 2013-05-08 | |
| 2013-05-08 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | CRK PARTNERS LLC | LAMPERT EDWARD S | RBS INVESTMENT MANAGEMENT LLC | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2013-05-08 | |
| 2013-05-03 holding as of filing | RBS INVESTMENT MANAGEMENT LLC | ESL PARTNERS, L.P. | ESL INSTITUTIONAL PARTNERS LP | RBS PARTNERS L P /CT | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 1,131,419 owned after | no price filed | 2013-05-03 | |
| 2013-05-03 holding as of filing | RBS INVESTMENT MANAGEMENT LLC | ESL PARTNERS, L.P. | ESL INSTITUTIONAL PARTNERS LP | RBS PARTNERS L P /CT | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,271,743 owned after | no price filed | 2013-05-03 | |
| 2013-05-03 holding as of filing | RBS INVESTMENT MANAGEMENT LLC | ESL PARTNERS, L.P. | ESL INSTITUTIONAL PARTNERS LP | RBS PARTNERS L P /CT | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 461 owned after | no price filed | 2013-05-03 | |
| 2013-05-03 holding as of filing | RBS INVESTMENT MANAGEMENT LLC | ESL PARTNERS, L.P. | ESL INSTITUTIONAL PARTNERS LP | RBS PARTNERS L P /CT | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2013-05-03 | |
| 2013-04-29 holding as of filing | RBS INVESTMENT MANAGEMENT LLC | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 1,131,419 owned after | no price filed | 2013-04-29 | |
| 2013-04-29 holding as of filing | RBS INVESTMENT MANAGEMENT LLC | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,271,743 owned after | no price filed | 2013-04-29 | |
| 2013-04-29 holding as of filing | RBS INVESTMENT MANAGEMENT LLC | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 461 owned after | no price filed | 2013-04-29 | |
| 2013-04-29 holding as of filing | RBS INVESTMENT MANAGEMENT LLC | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2013-04-29 | |
| 2013-04-24 holding as of filing | CRK PARTNERS LLC | RBS PARTNERS L P /CT | RBS INVESTMENT MANAGEMENT LLC | ESL PARTNERS, L.P. | ESL INVESTMENTS INC | ESL INSTITUTIONAL PARTNERS LP | LAMPERT EDWARD S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 1,131,419 owned after | no price filed | 2013-04-24 | |
| 2013-04-24 holding as of filing | CRK PARTNERS LLC | RBS PARTNERS L P /CT | RBS INVESTMENT MANAGEMENT LLC | ESL PARTNERS, L.P. | ESL INVESTMENTS INC | ESL INSTITUTIONAL PARTNERS LP | LAMPERT EDWARD S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,271,743 owned after | no price filed | 2013-04-24 | |
| 2013-04-24 holding as of filing | CRK PARTNERS LLC | RBS PARTNERS L P /CT | RBS INVESTMENT MANAGEMENT LLC | ESL PARTNERS, L.P. | ESL INVESTMENTS INC | ESL INSTITUTIONAL PARTNERS LP | LAMPERT EDWARD S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 461 owned after | no price filed | 2013-04-24 | |
| 2013-04-24 holding as of filing | CRK PARTNERS LLC | RBS PARTNERS L P /CT | RBS INVESTMENT MANAGEMENT LLC | ESL PARTNERS, L.P. | ESL INVESTMENTS INC | ESL INSTITUTIONAL PARTNERS LP | LAMPERT EDWARD S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2013-04-24 | |
| 2013-04-16 holding as of filing | ESL PARTNERS, L.P. | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | RBS PARTNERS L P /CT | ESL INVESTMENTS INC | CRK PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 1,131,419 owned after | no price filed | 2013-04-16 | |
| 2013-04-16 holding as of filing | ESL PARTNERS, L.P. | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | RBS PARTNERS L P /CT | ESL INVESTMENTS INC | CRK PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,271,743 owned after | no price filed | 2013-04-16 | |
| 2013-04-16 holding as of filing | ESL PARTNERS, L.P. | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | RBS PARTNERS L P /CT | ESL INVESTMENTS INC | CRK PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 461 owned after | no price filed | 2013-04-16 | |
| 2013-04-16 holding as of filing | ESL PARTNERS, L.P. | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | RBS PARTNERS L P /CT | ESL INVESTMENTS INC | CRK PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2013-04-16 | |
| 2013-04-11 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | RBS PARTNERS L P /CT | CRK PARTNERS LLC | ESL INVESTMENTS INC | RBS INVESTMENT MANAGEMENT LLC | LAMPERT EDWARD S | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 1,131,419 owned after | no price filed | 2013-04-11 | |
| 2013-04-11 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | RBS PARTNERS L P /CT | CRK PARTNERS LLC | ESL INVESTMENTS INC | RBS INVESTMENT MANAGEMENT LLC | LAMPERT EDWARD S | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,271,743 owned after | no price filed | 2013-04-11 | |
| 2013-04-11 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | RBS PARTNERS L P /CT | CRK PARTNERS LLC | ESL INVESTMENTS INC | RBS INVESTMENT MANAGEMENT LLC | LAMPERT EDWARD S | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 461 owned after | no price filed | 2013-04-11 | |
| 2013-04-11 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | RBS PARTNERS L P /CT | CRK PARTNERS LLC | ESL INVESTMENTS INC | RBS INVESTMENT MANAGEMENT LLC | LAMPERT EDWARD S | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2013-04-11 | |
| 2013-04-03 holding as of filing | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 1,131,419 owned after | no price filed | 2013-04-03 | |
| 2013-04-03 holding as of filing | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,271,743 owned after | no price filed | 2013-04-03 | |
| 2013-04-03 holding as of filing | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 461 owned after | no price filed | 2013-04-03 | |
| 2013-04-03 holding as of filing | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2013-04-03 | |
| 2013-03-28 | RBS INVESTMENT MANAGEMENT LLC | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | ESL INVESTMENTS INC | ESL INSTITUTIONAL PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −1,252 1,131,419 owned after | $1.27 | 2013-03-28 | |
| 2013-03-28 | RBS INVESTMENT MANAGEMENT LLC | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | ESL INVESTMENTS INC | ESL INSTITUTIONAL PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −1,248 1,271,743 owned after | $1.27 | 2013-03-28 | |
| 2013-03-28 holding as of filing | RBS INVESTMENT MANAGEMENT LLC | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | ESL INVESTMENTS INC | ESL INSTITUTIONAL PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · See Footnotes | Holding | 461 owned after | no price filed | 2013-03-28 | |
| 2013-03-28 holding as of filing | RBS INVESTMENT MANAGEMENT LLC | CRK PARTNERS LLC | LAMPERT EDWARD S | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | ESL INVESTMENTS INC | ESL INSTITUTIONAL PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · See Footnotes | Holding | 33 owned after | no price filed | 2013-03-28 | |
| 2013-03-25 holding as of filing | ESL PARTNERS, L.P. | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | CRK PARTNERS LLC | RBS INVESTMENT MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · See Footnotes | Holding | 1,272,991 owned after | no price filed | 2013-03-25 | |
| 2013-03-25 holding as of filing | ESL PARTNERS, L.P. | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | CRK PARTNERS LLC | RBS INVESTMENT MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · See Footnotes | Holding | 33 owned after | no price filed | 2013-03-25 | |
| 2013-03-22 | ESL PARTNERS, L.P. | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | CRK PARTNERS LLC | RBS INVESTMENT MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −7,399 1,132,671 owned after | $1.35 | 2013-03-25 | |
| 2013-03-22 | ESL PARTNERS, L.P. | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | LAMPERT EDWARD S | ESL INSTITUTIONAL PARTNERS LP | CRK PARTNERS LLC | RBS INVESTMENT MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −1 461 owned after | $1.35 | 2013-03-25 | |
| 2012-11-28 holding as of filing | LAMPERT EDWARD S | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 1,140,070 owned after | no price filed | 2012-11-28 | |
| 2012-11-28 holding as of filing | LAMPERT EDWARD S | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 462 owned after | no price filed | 2012-11-28 | |
| 2012-11-28 holding as of filing | LAMPERT EDWARD S | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2012-11-28 | |
| 2012-11-26 | LAMPERT EDWARD S | ESL INVESTMENTS INC | RBS PARTNERS L P /CT | ESL PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −533,055 1,272,991 owned after | $0.00 | 2012-11-28 | |
| 2012-08-29 holding as of filing | LAMPERT EDWARD S | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · See Footnotes | Holding | 462 owned after | no price filed | 2012-08-29 | |
| 2012-08-29 holding as of filing | LAMPERT EDWARD S | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · See Footnotes | Holding | 33 owned after | no price filed | 2012-08-29 | |
| 2012-08-27 | LAMPERT EDWARD S | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +84,969 1,806,046 owned after | $1.65 | 2012-08-29 | |
| 2012-08-27 | LAMPERT EDWARD S | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +150,455 1,140,070 owned after | $1.65 | 2012-08-29 | |
| 2012-06-26 holding as of filing | LAMPERT EDWARD S 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · See Footnotes | Holding | 1,721,077 owned after | no price filed | 2012-06-26 | |
| 2012-06-26 holding as of filing | LAMPERT EDWARD S 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · See Footnotes | Holding | 462 owned after | no price filed | 2012-06-26 | |
| 2012-06-26 holding as of filing | LAMPERT EDWARD S 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · See Footnotes | Holding | 33 owned after | no price filed | 2012-06-26 | |
| 2012-06-22 | LAMPERT EDWARD S 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +218,967 989,615 owned after | $1.55 | 2012-06-26 | |
| 2012-03-14 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | CRK PARTNERS LLC | ESL INVESTORS LLC | ESL PARTNERS, L.P. | LAMPERT EDWARD S | RBS PARTNERS L P /CT | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,721,077 owned after | no price filed | 2012-03-14 | |
| 2012-03-14 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | CRK PARTNERS LLC | ESL INVESTORS LLC | ESL PARTNERS, L.P. | LAMPERT EDWARD S | RBS PARTNERS L P /CT | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 454,391 owned after | no price filed | 2012-03-14 | |
| 2012-03-14 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | CRK PARTNERS LLC | ESL INVESTORS LLC | ESL PARTNERS, L.P. | LAMPERT EDWARD S | RBS PARTNERS L P /CT | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 462 owned after | no price filed | 2012-03-14 | |
| 2012-03-14 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | CRK PARTNERS LLC | ESL INVESTORS LLC | ESL PARTNERS, L.P. | LAMPERT EDWARD S | RBS PARTNERS L P /CT | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2012-03-14 | |
| 2012-03-14 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | CRK PARTNERS LLC | ESL INVESTORS LLC | ESL PARTNERS, L.P. | LAMPERT EDWARD S | RBS PARTNERS L P /CT | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 3,521 owned after | no price filed | 2012-03-14 | |
| 2012-03-14 holding as of filing | ESL INSTITUTIONAL PARTNERS LP | CRK PARTNERS LLC | ESL INVESTORS LLC | ESL PARTNERS, L.P. | LAMPERT EDWARD S | RBS PARTNERS L P /CT | RBS INVESTMENT MANAGEMENT LLC | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 767,127 owned after | no price filed | 2012-03-14 | |
| 2012-03-14 holding as of filing | LAMPERT EDWARD S | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,721,077 owned after | no price filed | 2012-03-14 | |
| 2012-03-14 holding as of filing | LAMPERT EDWARD S | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 770,648 owned after | no price filed | 2012-03-14 | |
| 2012-03-14 holding as of filing | LAMPERT EDWARD S | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 462 owned after | no price filed | 2012-03-14 | |
| 2012-03-14 holding as of filing | LAMPERT EDWARD S | ESL PARTNERS, L.P. | RBS PARTNERS L P /CT | ESL INVESTMENTS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2012-03-14 | |
| 2012-03-14 holding as of filing | ESL INVESTORS LLC 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | Holding | 454,391 owned after | no price filed | 2012-03-14 | |
| 2012-03-14 holding as of filing | CROWLEY WILLIAM C Director, 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 4,421 owned after | no price filed | 2012-03-14 | |
| 2012-03-14 holding as of filing | CROWLEY WILLIAM C Director, 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 2,011 owned after | no price filed | 2012-03-14 | |
| 2012-03-14 holding as of filing | CROWLEY WILLIAM C Director, 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 370 owned after | no price filed | 2012-03-14 | |
| 2011-12-21 holding as of filing | CROWLEY WILLIAM C Director, 10% Owner | 3 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 450 owned after | no price filed | 2011-12-21 | |
| 2011-12-21 holding as of filing | CROWLEY WILLIAM C Director, 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 4,421 owned after | no price filed | 2011-12-21 | |
| 2011-12-21 holding as of filing | CROWLEY WILLIAM C Director, 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,561 owned after | no price filed | 2011-12-21 | |
| 2011-12-21 holding as of filing | CROWLEY WILLIAM C Director, 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 370 owned after | no price filed | 2011-12-21 | |
| 2011-12-21 holding as of filing | ESL PARTNERS, L.P. | LAMPERT EDWARD S | ESL INVESTORS LLC | ESL INVESTMENTS INC | RBS PARTNERS L P /CT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,721,077 owned after | no price filed | 2011-12-21 | |
| 2011-12-21 holding as of filing | ESL PARTNERS, L.P. | LAMPERT EDWARD S | ESL INVESTORS LLC | ESL INVESTMENTS INC | RBS PARTNERS L P /CT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 454,391 owned after | no price filed | 2011-12-21 | |
| 2011-12-21 holding as of filing | ESL PARTNERS, L.P. | LAMPERT EDWARD S | ESL INVESTORS LLC | ESL INVESTMENTS INC | RBS PARTNERS L P /CT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 462 owned after | no price filed | 2011-12-21 | |
| 2011-12-21 holding as of filing | ESL PARTNERS, L.P. | LAMPERT EDWARD S | ESL INVESTORS LLC | ESL INVESTMENTS INC | RBS PARTNERS L P /CT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 33 owned after | no price filed | 2011-12-21 | |
| 2011-12-21 holding as of filing | ESL PARTNERS, L.P. | LAMPERT EDWARD S | ESL INVESTORS LLC | ESL INVESTMENTS INC | RBS PARTNERS L P /CT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 3,521 owned after | no price filed | 2011-12-21 | |
| 2011-12-21 holding as of filing | ESL PARTNERS, L.P. | LAMPERT EDWARD S | ESL INVESTORS LLC | ESL INVESTMENTS INC | RBS PARTNERS L P /CT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 767,127 owned after | no price filed | 2011-12-21 |