ORBITAL SCIENCES CORP /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-19: Reporting owner PIERCE GARRETT E; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-18: Reporting owner PIERCE GARRETT E; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-18: Reporting owner FINK DANIEL J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-14: Reporting owner THOMPSON JAMES R JR; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-19 | PIERCE GARRETT E Director, Officer (VC and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −144,800 92,200 owned after | $5.50 exercise price | 2006-12-20 | |
| 2006-12-18 | PIERCE GARRETT E Director, Officer (VC and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −73,000 237,000 owned after | $5.50 exercise price | 2006-12-20 | |
| 2006-12-18 | FINK DANIEL J Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $16.63 exercise price | 2006-12-20 | |
| 2006-12-14 | THOMPSON JAMES R JR Director, Officer (VC, President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 50,000 owned after | $5.35 exercise price | 2006-12-18 | |
| 2006-12-14 | THOMPSON JAMES R JR Director, Officer (VC, President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $5.65 exercise price | 2006-12-18 | |
| 2006-12-14 | ELIAS ANTONIO L Officer (EVP and GM) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,333 16,667 owned after | $5.35 exercise price | 2006-12-18 | |
| 2006-12-14 | ELIAS ANTONIO L Officer (EVP and GM) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,333 33,333 owned after | $5.65 exercise price | 2006-12-18 | |
| 2006-12-14 | GRABE RONALD J/VA Officer (EVP and GM) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $5.35 exercise price | 2006-12-18 | |
| 2006-12-14 | GRABE RONALD J/VA Officer (EVP and GM) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $5.65 exercise price | 2006-12-18 | |
| 2006-12-14 | Herlick Susan Officer (Sr. V.P., G.C. and Secy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,666 3,334 owned after | $7.08 exercise price | 2006-12-18 | |
| 2006-12-14 | Herlick Susan Officer (Sr. V.P., G.C. and Secy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,666 6,666 owned after | $7.80 exercise price | 2006-12-18 | |
| 2006-12-14 | Herlick Susan Officer (Sr. V.P., G.C. and Secy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,666 2,334 owned after | $12.05 exercise price | 2006-12-18 | |
| 2006-12-14 | Herlick Susan Officer (Sr. V.P., G.C. and Secy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,666 4,666 owned after | $12.84 exercise price | 2006-12-18 | |
| 2006-12-14 | WEBSTER SCOTT L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $16.50 exercise price | 2006-12-18 | |
| 2006-12-13 | ELIAS ANTONIO L Officer (EVP and GM) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $16.50 exercise price | 2006-12-14 | |
| 2006-11-29 | THOMPSON DAVID W Director, Officer (COB and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $16.50 exercise price | 2006-11-30 | |
| 2006-11-29 | SCHMITT HARRISON H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $16.63 exercise price | 2006-11-29 | |
| 2006-11-29 | SALIZZONI FRANK L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $16.63 exercise price | 2006-11-29 | |
| 2006-11-20 | THOMPSON DAVID W Director, Officer (COB and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 50,000 owned after | $16.50 exercise price | 2006-11-21 | |
| 2006-11-20 | GRABE RONALD J/VA Officer (EVP and GM) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $16.50 exercise price | 2006-11-21 | |
| 2006-11-17 | OBUCHOWSKI JANICE I Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $16.63 exercise price | 2006-11-20 | |
| 2006-11-16 | THOMPSON JAMES R JR Director, Officer (VC, President and COO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $4.00 exercise price | 2006-11-20 | |
| 2006-11-16 | THOMPSON JAMES R JR Director, Officer (VC, President and COO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $16.50 exercise price | 2006-11-20 | |
| 2006-05-01 | THOMPSON DAVID W Director, Officer (COB and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $3.45 exercise price | 2006-05-03 | |
| 2006-03-08 | THOMPSON DAVID W Director, Officer (COB and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $13.50 exercise price | 2006-03-10 | |
| 2006-03-08 | THOMPSON JAMES R JR Director, Officer (VC, President and COO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $13.50 exercise price | 2006-03-10 | |
| 2006-03-08 | THOMPSON JAMES R JR Director, Officer (VC, President and COO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $3.45 exercise price | 2006-03-10 | |
| 2006-03-07 | DANKO JOHN Officer (EVP and GM) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 0 owned after | $5.79 exercise price | 2006-03-09 | |
| 2006-03-07 | DANKO JOHN Officer (EVP and GM) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,626 0 owned after | $5.79 exercise price | 2006-03-09 | |
| 2006-02-02 holding as of filing | Herlick Susan Officer (Sr. V.P., G.C. and Secy) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.25 exercise price | 2006-02-02 | ||
| 2006-02-02 holding as of filing | Herlick Susan Officer (Sr. V.P., G.C. and Secy) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.00 exercise price | 2006-02-02 | ||
| 2006-02-02 holding as of filing | Herlick Susan Officer (Sr. V.P., G.C. and Secy) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.79 exercise price | 2006-02-02 | ||
| 2006-02-02 holding as of filing | Herlick Susan Officer (Sr. V.P., G.C. and Secy) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.08 exercise price | 2006-02-02 | ||
| 2006-02-02 holding as of filing | Herlick Susan Officer (Sr. V.P., G.C. and Secy) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.05 exercise price | 2006-02-02 | ||
| 2006-01-03 | WEBSTER SCOTT L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $12.98 exercise price | 2006-01-04 | |
| 2006-01-03 | SCHMITT HARRISON H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $12.98 exercise price | 2006-01-04 | |
| 2006-01-03 | SALIZZONI FRANK L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $12.98 exercise price | 2006-01-04 | |
| 2006-01-03 | Roche James G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $12.98 exercise price | 2006-01-04 | |
| 2006-01-03 | OBUCHOWSKI JANICE I Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $12.98 exercise price | 2006-01-04 | |
| 2006-01-03 | Kadish Ronald T Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $12.98 exercise price | 2006-01-04 | |
| 2006-01-03 | HERMANN ROBERT J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $12.98 exercise price | 2006-01-04 | |
| 2006-01-03 | HANISEE ROBERT M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $12.98 exercise price | 2006-01-04 | |
| 2006-01-03 | FISK LENNARD A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $12.98 exercise price | 2006-01-04 | |
| 2006-01-03 | FINK DANIEL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $12.98 exercise price | 2006-01-04 | |
| 2006-01-03 | CRAWLEY EDWARD F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $12.98 exercise price | 2006-01-04 |