OPTIMER PHARMACEUTICALS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 67 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-24: Reporting owner Schaum Meredith; Form 4; Security Stock option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-10-24: Reporting owner AMPER LINDA E; Form 4; Security Stock option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-10-24: Reporting owner AMPER LINDA E; Form 4; Security Stock option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-10-24: Reporting owner Webster Stephen W; Form 4; Security Stock option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-24 | Schaum Meredith Officer (Gen Counsel and Chief Comp Off) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $2.06 | 2013-10-28 | |
| 2013-10-24 | AMPER LINDA E Officer (SVP, Human Resources) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.37 | 2013-10-28 | |
| 2013-10-24 | AMPER LINDA E Officer (SVP, Human Resources) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $2.06 | 2013-10-28 | |
| 2013-10-24 | Webster Stephen W Officer (Chief Financial Officer) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $2.06 | 2013-10-28 | |
| 2013-10-24 | Gorbach MD Sherwood Officer (SVP, Chief Scientific Officer) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,298 0 owned after | $11.70 | 2013-10-28 | |
| 2013-10-24 | Gorbach MD Sherwood Officer (SVP, Chief Scientific Officer) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,610 0 owned after | $11.70 | 2013-10-28 | |
| 2013-10-24 | Gorbach MD Sherwood Officer (SVP, Chief Scientific Officer) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $5.88 | 2013-10-28 | |
| 2013-10-24 | Gorbach MD Sherwood Officer (SVP, Chief Scientific Officer) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $6.19 | 2013-10-28 | |
| 2013-10-24 | Gorbach MD Sherwood Officer (SVP, Chief Scientific Officer) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $0.93 | 2013-10-28 | |
| 2013-10-24 | Gorbach MD Sherwood Officer (SVP, Chief Scientific Officer) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.75 | 2013-10-28 | |
| 2013-10-24 | Gorbach MD Sherwood Officer (SVP, Chief Scientific Officer) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $1.37 | 2013-10-28 | |
| 2013-10-24 | Gorbach MD Sherwood Officer (SVP, Chief Scientific Officer) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $2.06 | 2013-10-28 | |
| 2013-10-24 | MCKINNELL HENRY A Director, Officer (CEO and Chairman of the Board) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.11 | 2013-10-28 | |
| 2013-10-24 | MCKINNELL HENRY A Director, Officer (CEO and Chairman of the Board) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.11 | 2013-10-28 | |
| 2013-10-24 | MCKINNELL HENRY A Director, Officer (CEO and Chairman of the Board) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −225,000 0 owned after | $2.06 | 2013-10-28 | |
| 2013-10-24 | GREBOW PETER E Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.93 | 2013-10-28 | |
| 2013-10-24 | GREBOW PETER E Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $1.93 | 2013-10-28 | |
| 2013-10-24 | GREBOW PETER E Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.93 | 2013-10-28 | |
| 2013-10-24 | GREBOW PETER E Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.93 | 2013-10-28 | |
| 2013-10-24 | GREBOW PETER E Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $3.22 | 2013-10-28 | |
| 2013-10-24 | ZERBE ROBERT L MD Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.88 | 2013-10-28 | |
| 2013-10-24 | ZERBE ROBERT L MD Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.93 | 2013-10-28 | |
| 2013-10-24 | ZERBE ROBERT L MD Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.93 | 2013-10-28 | |
| 2013-10-24 | ZERBE ROBERT L MD Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $3.22 | 2013-10-28 | |
| 2013-10-24 | AUERBACH MARK Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,461 0 owned after | $10.61 | 2013-10-28 | |
| 2013-10-24 | AUERBACH MARK Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $5.68 | 2013-10-28 | |
| 2013-10-24 | AUERBACH MARK Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.03 | 2013-10-28 | |
| 2013-10-24 | AUERBACH MARK Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.93 | 2013-10-28 | |
| 2013-10-24 | AUERBACH MARK Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $3.22 | 2013-10-28 | |
| 2013-10-24 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $2.03 | 2013-10-28 | |
| 2013-10-24 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $0.93 | 2013-10-28 | |
| 2013-10-24 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $3.22 | 2013-10-28 | |
| 2013-10-24 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $0.93 | 2013-10-28 | |
| 2013-10-24 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,000 0 owned after | $1.37 | 2013-10-28 | |
| 2013-10-24 | CHANG JOSEPH Y Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,461 0 owned after | $11.70 | 2013-10-28 | |
| 2013-10-24 | CHANG JOSEPH Y Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,461 0 owned after | $11.70 | 2013-10-28 | |
| 2013-10-24 | CHANG JOSEPH Y Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,461 0 owned after | $10.61 | 2013-10-28 | |
| 2013-10-24 | CHANG JOSEPH Y Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,461 0 owned after | $10.61 | 2013-10-28 | |
| 2013-10-24 | CHANG JOSEPH Y Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $5.68 | 2013-10-28 | |
| 2013-10-24 | CHANG JOSEPH Y Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.03 | 2013-10-28 | |
| 2013-10-24 | CHANG JOSEPH Y Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.93 | 2013-10-28 | |
| 2013-10-24 | CHANG JOSEPH Y Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $3.22 | 2013-10-28 | |
| 2013-10-24 | ALTIG ANTHONY E Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $5.68 | 2013-10-25 | |
| 2013-10-24 | ALTIG ANTHONY E Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $5.68 | 2013-10-25 | |
| 2013-10-24 | ALTIG ANTHONY E Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.03 | 2013-10-25 | |
| 2013-10-24 | ALTIG ANTHONY E Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.93 | 2013-10-25 | |
| 2013-10-24 | ALTIG ANTHONY E Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $3.22 | 2013-10-25 | |
| 2013-09-04 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $9.70 exercise price | 2013-09-06 | |
| 2013-09-04 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 0 owned after | $6.90 exercise price | 2013-09-06 | |
| 2013-09-04 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 2,000 owned after | $9.56 exercise price | 2013-09-06 | |
| 2013-09-04 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,615 0 owned after | $2.17 exercise price | 2013-09-06 | |
| 2013-09-04 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $9.70 exercise price | 2013-09-06 | |
| 2013-09-04 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $6.90 exercise price | 2013-09-06 | |
| 2013-09-04 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $10.75 exercise price | 2013-09-06 | |
| 2013-09-04 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 11,000 owned after | $11.41 exercise price | 2013-09-06 | |
| 2013-04-23 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −117,263 0 owned after | $1.08 exercise price | 2013-04-25 | |
| 2013-04-09 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −84,375 0 owned after | $12.34 exercise price | 2013-04-11 | |
| 2013-04-08 | LICHTINGER PEDRO Other (Former CEO) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,000 0 owned after | $11.41 exercise price | 2013-04-10 | |
| 2013-04-08 | LICHTINGER PEDRO Other (Former CEO) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,000 0 owned after | $13.51 exercise price | 2013-04-10 | |
| 2013-04-03 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,187 0 owned after | $12.34 exercise price | 2013-04-05 | |
| 2013-04-03 | Chang Michael N Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −103,125 0 owned after | $12.34 exercise price | 2013-04-05 | |
| 2013-03-01 holding as of filing | Schaum Meredith Officer (Gen. Counsel,Chief Compl. Off.) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $12.97 exercise price | 2013-03-01 | ||
| 2013-02-26 | Schaum Meredith Officer (Gen. Counsel,Chief Compl. Off.) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $10.72 exercise price | 2013-03-01 | |
| 2013-02-26 | AMPER LINDA E Officer (SVP, Human Resources) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $10.72 exercise price | 2013-02-28 | |
| 2013-02-26 | Gorbach MD Sherwood Officer (Chief Scientific Officer, SVP) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $10.72 exercise price | 2013-02-28 | |
| 2013-02-26 | Webster Stephen W Officer (CFO) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $10.72 exercise price | 2013-02-28 | |
| 2013-02-26 | MCKINNELL HENRY A Director, Officer (CEO and Chairman of the Board) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $10.72 exercise price | 2013-02-28 |