OFFICEMAX INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-05: Reporting owner Broad Matthew R; Form 4; Security Series D Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2013-11-05: Reporting owner Hartley Larry; Form 4; Security Series D Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2013-08-15: Reporting owner Broad Matthew R; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2013-02-21: Reporting owner Hartley Larry; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-05 | Broad Matthew R Officer (EVP and General Counsel) | 4 | Series D Convertible Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −2,539 0 owned after | no price filed | 2013-11-07 | |
| 2013-11-05 | Hartley Larry Officer (SVP, Supply Chain) | 4 | Series D Convertible Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −1,371 0 owned after | no price filed | 2013-11-07 | |
| 2013-08-15 holding as of filing | Broad Matthew R Officer (EVP and General Counsel) | 4 | Series D Convertible Preferred Stock Non-derivative · Indirect · By ESOP Trust | Holding | 2,533 owned after | no price filed | 2013-08-15 | |
| 2013-02-21 holding as of filing | Hartley Larry Officer (SVP, Supply Chain) | 4 | Series D Convertible Preferred Stock Non-derivative · Indirect · By ESOP Trust | Holding | 1,293 owned after | no price filed | 2013-02-21 | |
| 2013-02-21 holding as of filing | Broad Matthew R Officer (EVP and General Counsel) | 4 | Series D Convertible Preferred Stock Non-derivative · Indirect · By ESOP Trust | Holding | 2,396 owned after | no price filed | 2013-02-21 | |
| 2012-05-21 holding as of filing | Hartley Larry Officer (SVP, Supply Chain) | 3 | Series D Convertible Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,274 owned after | no price filed | 2012-05-21 | |
| 2012-02-14 holding as of filing | Broad Matthew R Officer (EVP & General Counsel) | 4 | Series D Convertible Preferred Stock Non-derivative · Indirect · By ESOP Trust | Holding | 2,322 owned after | no price filed | 2012-02-14 | |
| 2011-12-14 holding as of filing | Broad Matthew R Officer (EVP and General Counsel) | 3/A | Series D Convertible Preferred Stock Non-derivative · Direct | Holding | 2,190 owned after | no price filed | 2011-12-14 | |
| 2011-04-25 holding as of filing | Broad Matthew R Officer (EVP and General Counsel) | 3 | Series D Convertible Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2011-04-25 |