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OCUGEN, INC. (OCGN) Material Contracts

OCUGEN, INC. Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2026-05-08: Form 10-Q; Exhibit 10.2; Description Letter Agreement Regarding Equity Awards, dated as of January 20, 2026, between Ocugen, Inc. and Shankar Musunuri..
  • 2026-02-09: Form 8-K; Exhibit 10.1; Description Employment Agreement by and between Ocugen, Inc. and Rita Johnson-Greene, effective as of February 9, 2026..
  • 2025-11-05: Form 10-Q; Exhibit 10.2; Description Subscription Agreement, by and between Ocugen, Inc. and Carisma Therapeutics, Inc., dated August 29, 2025.
  • 2025-11-05: Form 10-Q; Exhibit 10.1; Description Exclusive License Agreement by and between Ocugen, Inc. and Kwangdong Pharmaceutical Co...
FiledFormExhibitDescription
2026-05-0810-Q10.2Letter Agreement Regarding Equity Awards, dated as of January 20, 2026, between Ocugen, Inc. and Shankar Musunuri.
2026-02-098-K10.1Employment Agreement by and between Ocugen, Inc. and Rita Johnson-Greene, effective as of February 9, 2026.
2025-11-0510-Q10.2Subscription Agreement, by and between Ocugen, Inc. and Carisma Therapeutics, Inc., dated August 29, 2025
2025-11-0510-Q10.1Exclusive License Agreement by and between Ocugen, Inc. and Kwangdong Pharmaceutical Co..
2025-08-118-K10.2Placement Agency Agreement dated August 8, 2025.
2025-08-118-K10.1Form of Securities Purchase Agreement dated August 8, 2025.
2025-08-0410-Q10.1Third Amendment to the Exclusive License Agreement between Washington University and Ocugen, Inc., dated June 2, 2025.
2025-06-238-K10.4Form of Lock-Up Agreement
2025-06-238-K10.3Form of OrthoCellix Support Agreement
2025-06-238-K10.2Form of Carisma Support Agreement
2025-06-238-K10.1Agreement and Plan of Merger, dated as of June 22, 2025, by and among Carisma Therapeutics Inc., Azalea Merger Sub, Inc., OrthoCellix, Inc. and Ocugen, Inc.
2025-03-0510-K10.38Executive Employment Agreement, dated as of September 9, 2024, by and between the Registrant and Ramesh Ramachandran
2025-02-078-K/A10.3Supplement to the Loan and Security Agreement, dated as of November 6, 2024, by and among the Company, Ocugen Opco, Inc., the Agent, and the Lenders.
2025-02-078-K/A10.2Loan and Security Agreement, dated as of November 6, 2024, by and among the Company, Ocugen OpCo, Inc., the Agent, and the Lenders.
2025-02-078-K/A10.1Subscription Agreement, dated as of November 6, 2024, by and among the Company and the Lenders.
2024-05-1410-Q10.1Executive Employment Agreement, dated as of March 18, 2024, by and between the Registrant and Huma Qamar
2024-04-1610-K10.25Second Amendment to the Exclusive License Agreement by and between the Registrant and The Washington University, dated as of November 28, 2023
2024-04-1610-K10.22Third Amendment to the Co-Development and Commercialization Agreement, dated April 11, 2023, by and between the Registrant and CanSino Biologics, Inc.
2024-01-088-K10.1Form of Performance Restricted Stock Unit Award Agreement
2023-05-0510-Q10.2Executive Employment Agreement, dated as of January 13, 2023, by and between the Registrant and Quan Vu
2023-02-2810-K10.31First Amendment to Amended and Restated Executive Employment Agreement, dated as of August 26, 2022, by and between the Registrant and Arun Upadhyay
2023-02-2810-K10.30Amended and Restated Executive Employment Agreement, dated as of December 16, 2021, by and between the Registrant and Arun Upadhyay
2023-02-2810-K10.23First Amendment to the Exclusive License Agreement by and between the Registrant and The Washington University, dated as of January 31, 2023
2023-02-2810-K10.21Second Amendment to the Co-Development and Commercialization Agreement, dated November 21, 2022, by and between the Registrant and CanSino Biologics, Inc.
2023-02-2810-K10.10Form of Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement for Inducement Restricted Stock Unit Awards
2023-02-2810-K10.9Form of Non-Qualified Stock Option Agreement for Inducement Non-Qualified Stock Option Awards
2023-02-2810-K10.7Form of Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement under Ocugen, Inc. 2019 Equity Incentive Plan
2023-02-2810-K10.6Form of Non-Qualified Stock Option Agreement under Ocugen, Inc. 2019 Equity Incentive Plan
2023-02-2810-K10.5Form of Incentive Stock Option Agreement under Ocugen, Inc. 2019 Equity Incentive Plan
2022-11-0810-Q10.1Exclusive License Agreement by and between Ocugen, Inc. and The Washington University, dated as of September 23, 2022
2022-06-108-K10.1At Market Issuance Sales Agreement, dated June 10, 2022, by and among Ocugen, Inc., Cantor Fitzgerald & Co., Mizuho Securities USA LLC, H.C. Wainwright & Co., LLC, Roth Capital Partners, LLC and Chardan Capital Markets, LLC
2022-05-0610-Q10.3First Amendment to Amended and Restated Executive Employment Agreement, dated as of April 27, 2022, by and between the Registrant and Shankar Musunuri
2022-05-0610-Q10.2Amended and Restated Employment Agreement, dated as of March 18, 2022, by and between the Registrant and Jessica Crespo
2022-05-0610-Q10.1Second Amendment to Co-Development, Supply and Commercialization Agreement, dated as of April 15, 2022, by and between the Registrant and Bharat Biotech International Limited
2021-11-0910-Q10.2First Amendment to the Co-Development and Commercialization Agreement, dated September 30, 2021, by and between the Registrant and CanSino Biologics, Inc.
2021-11-0910-Q10.1Development and Commercial Supply Agreement, dated September 29, 2021, by and between the Registrant and Bharat Biotech International Limited
2021-08-0610-Q10.3Form of Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement for Inducement Restricted Stock Unit Awards
2021-08-0610-Q10.2Form of Stock Option Agreement for Inducement Option Awards
2021-08-0610-Q10.1First Amendment to Co-Development, Supply and Commercialization Agreement, dated as of May 29, 2021, by and between the Registrant and Bharat Biotech International Limited
2021-05-0710-Q10.2Form of Performance-Vested Stock Option Agreement under Ocugen, Inc. 2019 Equity Incentive Plan
2021-05-0710-Q10.1Co-Development, Supply and Commercialization Agreement, dated as of January 31, 2021, by and between the Registrant and Bharat Biotech International Limited
2021-04-278-K10.1Form of Securities Purchase Agreement.
2021-03-1910-K10.12Lease Agreement, dated October 9, 2020, by and between the Registrant and WPT Land 2 LP
2021-03-1910-K10.7Form of Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement
2021-02-098-K10.1Form of Securities Purchase Agreement.
2020-08-178-K10.1At Market Issuance Sales Agreement, dated August 14, 2020, by and among Ocugen, Inc., Cantor Fitzgerald & Co. and Oppenheimer & Co. Inc.
2020-06-128-K10.1Controlled Equity OfferingSM Sales Agreement, dated June 12, 2020, by and between Ocugen, Inc. and Cantor Fitzgerald & Co.
2020-05-0810-Q10.6Amendment to Executive Employment Agreement, dated as of January 1, 2020, by and between Registrant and Sanjay Subramanian.
2020-05-0810-Q10.5Amended and Restated Employment Agreement, dated as of January 1, 2020, by and between the Registrant and Kelly Beck.
2020-05-0810-Q10.4Amended and Restated Employment Agreement, dated as of January 1, 2020, by and between the Registrant and Vijay Tammara.
2020-05-088-K10.1Controlled Equity OfferingSM Sales Agreement, dated May 8, 2020, by and between Ocugen, Inc. and Cantor Fitzgerald & Co.
2020-05-018-K10.1Note dated April 30, 2020, between Ocugen, Inc. and Silicon Valley Bank.
2020-04-228-K10.2Form of Promissory Note dated April 22, 2020, issued by Ocugen Inc.
2020-04-228-K10.1Form of Amendment and Exchange Agreement dated as of April 22, 2020, by and between Ocugen, Inc., Ocugen Opco, Inc. and the Investor named therein.
2020-03-2710-K10.30Form of Nonstatutory Stock Option Agreement under Ocugen, Inc. 2019 Equity Incentive Plan
2020-03-2710-K10.29Form of Incentive Stock Option Agreement under Ocugen, Inc. 2019 Equity Incentive Plan
2020-01-038-K10.3Amended and Restated Employment Agreement, dated January 1, 2020, by and between Ocugen, Inc. and Rasappa Arumugham
2020-01-038-K10.2Amended and Restated Employment Agreement, dated January 1, 2020, by and between Ocugen, Inc. and Daniel Jorgensen
2020-01-038-K10.1Amended and Restated Employment Agreement, dated January 1, 2020, by and between Ocugen, Inc. and Shankar Musunuri
2019-11-1210-Q10.3Employment Agreement, dated as of September 10, 2019, by and between the Registrant and Sanjay Subramanian.
2019-11-1210-Q10.2Co-Development and Commercialization Agreement, dated as of September 27, 2019, by and among the Registrant and CanSino Biologics Inc.
2019-10-078-K10.1Amendment No. 2 to Asset Purchase Agreement, dated October 4, 2019, by and between the Company and Medavate Corp.
2019-10-018-K10.1Amendment No. 1 to Asset Purchase Agreement, dated September 26, 2019, by and between the Company and Medavate Corp.
2019-07-038-K10.1Form of Amendment to Securities Purchase Agreement, dated as of June 28, 2019, by and among Histogenics Corporation, Ocugen, Inc. and the investor named therein.
2019-06-148-K10.2Form of Lock-Up Agreement.
2019-06-148-K10.1Securities Purchase Agreement, dated as of June 13, 2019, by and among Histogenics Corporation, Ocugen, Inc. and certain investors named therein.
2019-05-1510-Q10.4Separation Agreement dated March 19, 2019 between the Registrant and Stephen Kennedy
2019-05-1510-Q10.3Separation Agreement dated March 18, 2019 between the Registrant and Adam Gridley
2019-05-1510-Q10.2Separation Agreement dated January 23, 2019 between the Registrant and Lynne Kelley, M.D., FACs
2019-05-1510-Q10.1Separation Agreement dated January 23, 2019 between the Registrant and Donald Haut, Ph.D.
2019-05-138-K10.1Asset Purchase Agreement dated May 8, 2019 by and between Histogenics Corporation and Medavate Corp.
2019-02-088-K10.2Form of 2018 Warrant Exercise Agreement.
2019-02-088-K10.1Form of 2016 Warrant Amendment and Exercise Agreement.
2018-12-218-K10.2Consulting Agreement, effective December 21, 2018, between the Company and Danforth Advisors, LLC
2018-12-218-K10.1Mutual Termination and Release Agreement dated December 21, 2018, between Histogenics Corporation and Intrexon Corporation.
2018-10-028-K10.34Histogenics Corporation Executive Officer Retention Bonus Plan
2018-03-1510-K10.33License and Commercialization Agreement dated as of December 21, 2017 between the Company and MEDINET Co., Ltd.
2018-03-158-K10.1Equity Distribution Agreement, dated as of March 15, 2018, by and between Histogenics Corporation and Canaccord Genuity, Inc.
2017-10-128-K10.39Amended and Restated Employment Agreement by and between Histogenics Corporation and Stephen Kennedy dated October 10, 2017.
2017-08-1010-Q10.33Second Amendment to Lease dated April 28, 2017 between the Registrant and CRP/King 830 Winter, L.L.C.
2017-03-1610-K10.32Employment Agreement by and between the Registrant and Gloria Matthews, DVM, Ph.D., DACVS, entered into as of July 14, 2015
2016-09-298-K10.36Form of Support Agreement
2016-09-298-K10.35Registration Rights Agreement dated September 29, 2016
2016-09-168-K10.34Securities Purchase Agreement dated September 15, 2016
2016-08-1110-Q10.33First Amendment to License Agreement, dated May 9, 2016, between the Registrant and Purpose Co., Ltd., f/k/a Takagi Sangyo Co. Ltd.
2016-05-048-K10.4Histogenics Corporation 2013 Employee Stock Purchase Plan
2016-05-048-K10.3Histogenics Corporation 2013 Equity Incentive Plan
2016-03-1010-K10.32Amended and Restated Compensation Program for Non-Employee Directors adopted on June 24, 2015
2015-07-308-K10.39Amended and Restated Employment Agreement by and between Histogenics Corporation and Stephen Kennedy dated July 29, 2015.
2015-06-228-K10.38Employment Agreement, by and between Histogenics Corporation and Jonathan Lieber, dated as of June 17, 2015.
2015-05-1410-Q10.37Consulting Agreement, dated March 12, 2015, between the Registrant and Danforth Consulting LLC
2015-02-278-K10.36Separation Agreement, effective February 26, 2015 between the Company and Nancy Lynch, M.D.

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