Occidental Development Group, Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-01-19: Reporting owner Simons Thomas A; Form 4; Security Debt; Transaction C Conversion of derivative security.
- 2012-01-19: Reporting owner Holloran Michael F; Form 4; Security Debt; Transaction C Conversion of derivative security.
- 2011-10-19: Reporting owner Holloran Michael F; Form 4; Security Debt; Transaction C Conversion of derivative security.
- 2008-10-08: Reporting owner Simons Thomas A; Form 5; Security Debt; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-01-19 | Simons Thomas A 10% Owner | 4 | Debt Derivative · Direct | C Conversion of derivative security | −146,780 0 owned after | $0.03 | 2012-01-27 | |
| 2012-01-19 | Holloran Michael F Director, Officer (CEO), 10% Owner | 4 | Debt Derivative · Direct | C Conversion of derivative security | −148,000 0 owned after | $0.03 | 2012-01-27 | |
| 2011-10-19 | Holloran Michael F Director, Officer (CEO), 10% Owner | 4 | Debt Derivative · Direct | C Conversion of derivative security | −9,000 148,000 owned after | $0.09 | 2012-01-27 | |
| 2008-10-08 | Simons Thomas A 10% Owner | 5 | Debt Derivative · Direct | C Conversion of derivative security | +24,538,275 0 owned after | $0.04 | 2010-08-18 | |
| 2008-10-08 | Holloran Michael F Director, Officer (President, CEO), 10% Owner | 5 | Debt Derivative · Direct | C Conversion of derivative security | +7,650,000 0 owned after | $0.04 | 2010-08-18 | |
| 2008-02-14 | Holloran Michael F Director, Officer (Chief Executive Officer), 10% Owner | 4 | Debt Derivative · Direct | C Conversion of derivative security | 382,275 owned after | $0.00 | 2008-02-25 | |
| 2008-02-14 | Simons Thomas A 10% Owner | 4 | Debt Derivative · Direct | C Conversion of derivative security | 906,741 owned after | $0.00 | 2008-02-25 | |
| 2006-11-15 | Holloran Michael F Director, Officer (Chief Executive Officer), 10% Owner | 4 | Debt Derivative · Direct | C Conversion of derivative security | 352,178 owned after | $0.01 | 2008-02-25 | |
| 2005-07-29 | Holloran Michael F Director, Officer (Chief Executive Officer), 10% Owner | 4 | Debt Derivative · Direct | C Conversion of derivative security | 300,000 owned after | $0.04 | 2008-02-25 |