O CHARLEYS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 66 rows, 66 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-04-09: Reporting owner WILLIAMS R JEFFREY; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-04-09: Reporting owner WILLIAMS R JEFFREY; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-04-09: Reporting owner WILLIAMS R JEFFREY; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-04-09: Reporting owner Thimm Alfred L. Jr.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-04-09 | WILLIAMS R JEFFREY Officer (CFO & Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.14 exercise price | 2012-04-11 | |
| 2012-04-09 | WILLIAMS R JEFFREY Officer (CFO & Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $7.39 exercise price | 2012-04-11 | |
| 2012-04-09 | WILLIAMS R JEFFREY Officer (CFO & Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $2.74 exercise price | 2012-04-11 | |
| 2012-04-09 | Thimm Alfred L. Jr. Officer (Concept Pres. - Stoney River) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $6.39 exercise price | 2012-04-11 | |
| 2012-04-09 | Taylor Lawrence D Officer (Chief Supply Chain Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $2.74 exercise price | 2012-04-11 | |
| 2012-04-09 | Luz Robert F Officer (VP Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.74 exercise price | 2012-04-11 | |
| 2012-04-09 | HICKEY PHILIP J JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $6.92 exercise price | 2012-04-11 | |
| 2012-04-09 | Head David W Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,000 0 owned after | $6.10 exercise price | 2012-04-11 | |
| 2012-04-09 | Grady John R Officer (Concept Pres. - Ninety Nine) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $2.74 exercise price | 2012-04-11 | |
| 2012-04-09 | DeWet Leon Officer (Chief Information Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.14 exercise price | 2012-04-11 | |
| 2012-04-09 | DeWet Leon Officer (Chief Information Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $7.39 exercise price | 2012-04-11 | |
| 2012-04-09 | DeWet Leon Officer (Chief Information Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $2.74 exercise price | 2012-04-11 | |
| 2012-04-09 | Daly Colin M Officer (General Counsel and Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.14 exercise price | 2012-04-11 | |
| 2012-04-09 | Daly Colin M Officer (General Counsel and Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $7.39 exercise price | 2012-04-11 | |
| 2012-04-09 | Daly Colin M Officer (General Counsel and Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $2.74 exercise price | 2012-04-11 | |
| 2012-04-09 | Buehler Marc Officer (Concept President-O'Charley's) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $6.20 exercise price | 2012-04-11 | |
| 2011-09-16 | Buehler Marc Officer (Concept President-O'Charley's) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.20 exercise price | 2011-09-20 | |
| 2011-05-19 | WILLIAMS R JEFFREY Officer (Interim CFO & Treasurer) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.39 exercise price | 2011-05-23 | |
| 2011-05-19 | DeWet Leon Officer (Chief Information Officer) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.39 exercise price | 2011-05-23 | |
| 2011-05-19 | Daly Colin M Officer (General Counsel and Secretary) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.39 exercise price | 2011-05-23 | |
| 2011-02-08 | Thimm Alfred L. Jr. Officer (Concept Pres. - Stoney River) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.39 | 2011-02-11 | |
| 2010-09-01 | Head David W Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $6.10 exercise price | 2010-09-02 | |
| 2010-06-04 | HICKEY PHILIP J JR Director, Officer (Interim President/CEO) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.92 | 2010-06-11 | |
| 2010-06-04 | HICKEY PHILIP J JR Director, Officer (Interim President/CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | +25,000 25,000 owned after | $6.92 | 2010-06-08 | |
| 2010-03-12 holding as of filing | Luz Robert F Officer (VP Human Resources) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $20.42 exercise price | 2010-03-12 | ||
| 2010-03-12 holding as of filing | Luz Robert F Officer (VP Human Resources) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.74 exercise price | 2010-03-12 | ||
| 2010-03-12 holding as of filing | DeWet Leon Officer (Chief Information Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.74 exercise price | 2010-03-12 | ||
| 2010-03-12 holding as of filing | DeWet Leon Officer (Chief Information Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $7.14 exercise price | 2010-03-12 | ||
| 2010-02-10 | WILLIAMS R JEFFREY Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.14 exercise price | 2010-02-16 | |
| 2010-02-10 | Daly Colin M Officer (General Counsel and Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.14 exercise price | 2010-02-16 | |
| 2009-10-06 | CRAFT WILSON L Officer (Concept President, O'Charley's) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $9.62 exercise price | 2009-10-07 | |
| 2009-06-08 holding as of filing | Daly Colin M Officer (General Counsel and Secretary) | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.74 exercise price | 2009-06-08 | ||
| 2009-06-03 | Warne Jeffrey Dallas Director, Officer (President and CEO) | 4 | Common Stock (Option to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $9.76 | 2009-06-05 | |
| 2009-03-13 holding as of filing | Daly Colin M Officer (General Counsel and Secretary) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.74 exercise price | 2009-03-13 | ||
| 2009-03-10 | Warne Jeffrey Dallas Officer (Concept President-O'Charley's) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.74 | 2009-03-12 | |
| 2009-03-10 | Taylor Lawrence D Officer (Chief Supply Chain Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $2.74 | 2009-03-12 | |
| 2009-03-10 | Grady John R Officer (Concept Pres. - Ninety Nine) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $2.74 | 2009-03-12 | |
| 2009-03-10 | WILLIAMS R JEFFREY Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.74 | 2009-03-12 | |
| 2009-03-10 | Ellis Michael K Officer (Chief Development Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $2.74 | 2009-03-12 | |
| 2009-03-10 | Halligan Anthony III Officer (Concept Pres - Stoney River) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $2.74 | 2009-03-12 | |
| 2009-03-10 | HYATT LAWRENCE E Officer (CFO & Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.74 | 2009-03-12 | |
| 2009-02-10 | Taylor Lawrence D Officer (Chief Supply Chain Officer) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $2.74 | 2009-06-08 | |
| 2009-02-10 | Grady John R Officer (Concept Pres. - Ninety Nine) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $2.74 | 2009-06-08 | |
| 2009-02-10 | Ellis Michael K Officer (Chief Development Officer) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $2.74 | 2009-06-08 | |
| 2009-02-10 | Halligan Anthony III Officer (Concept Pres - Stoney River) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $2.74 | 2009-06-08 | |
| 2009-02-10 | Warne Jeffrey Dallas Director, Officer (President and CEO) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.74 | 2009-06-08 | |
| 2009-02-10 | HYATT LAWRENCE E Officer (CFO & Treasurer) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.74 | 2009-06-08 | |
| 2009-02-10 | WILLIAMS R JEFFREY Officer (Chief Accounting Officer) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.74 | 2009-06-08 | |
| 2007-05-22 | Quackenbush James K Officer (Vice President of Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $20.42 exercise price | 2007-05-24 | |
| 2007-04-23 | REISS RICHARD JR Director | 4 | Outside Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $9.33 exercise price | 2007-04-27 | |
| 2007-03-14 | SPIVA G NICHOLAS Director | 4 | Outside Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $9.33 | 2007-03-16 | |
| 2007-02-26 | TIDWELL H STEVE Director | 4 | Outside Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $9.33 | 2007-02-28 | |
| 2007-02-26 | ZEITLIN SHIRLEY A Director | 4 | Outside Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $9.33 | 2007-02-28 | |
| 2007-02-21 | WILLIAMS R JEFFREY Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $17.99 exercise price | 2007-02-22 | |
| 2006-03-23 | REISS RICHARD JR Director | 4 | Outside Director Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $9.17 exercise price | 2006-03-23 | |
| 2006-03-22 | TIDWELL H STEVE Director | 4 | Outside Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $9.17 exercise price | 2006-03-23 | |
| 2006-03-06 holding as of filing | Quackenbush James K Officer (Vice President of Development) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $20.42 exercise price | 2006-03-06 | ||
| 2006-03-06 holding as of filing | Halligan Anthony III Officer (Concept Pres - Stoney River) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $12.81 exercise price | 2006-03-06 | ||
| 2006-03-06 holding as of filing | Halligan Anthony III Officer (Concept Pres - Stoney River) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $21.19 exercise price | 2006-03-06 | ||
| 2006-02-21 | SPIVA G NICHOLAS Director | 4 | Outside Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $9.17 | 2006-02-24 | |
| 2006-02-08 | ZEITLIN SHIRLEY A Director | 4 | Outside Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $9.17 | 2006-02-10 | |
| 2002-05-09 | POLLEY DALE W Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | $0.00 | 2006-12-20 | |
| 1999-05-06 | TIDWELL H STEVE Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,250 2,250 owned after | $14.00 exercise price | 2006-12-20 | |
| 1999-05-06 | ZEITLIN SHIRLEY A Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,250 2,250 owned after | $14.00 exercise price | 2006-12-20 | |
| 1999-05-06 | SPIVA G NICHOLAS Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,250 2,250 owned after | $14.00 exercise price | 2006-12-20 | |
| 1999-05-06 | REISS RICHARD JR Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,250 2,250 owned after | $14.00 exercise price | 2006-12-20 |