Nxu, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-02-23: Reporting owner Wyant Sarah; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-02-23: Reporting owner Wyant Sarah; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-11-09: Reporting owner Apps Charles David; Form 3; Security Stock Options (Right to Buy); Transaction Holding.
- 2022-11-08: Reporting owner Hanchett Mark; Form 3; Security Stock Options (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-02-23 | Wyant Sarah Officer (Interim CFO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,046 76,046 owned after | $0.99 exercise price | 2024-04-19 | |
| 2024-02-23 | Wyant Sarah Officer (Interim CFO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,931 50,931 owned after | $0.99 exercise price | 2024-04-19 | |
| 2022-11-09 holding as of filing | Apps Charles David Officer (VP of Operations) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $8.80 exercise price | 2022-11-09 | ||
| 2022-11-08 holding as of filing | Hanchett Mark Director, Officer (Chief Executive Officer), 10% Owner | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $7.00 exercise price | 2022-11-08 | ||
| 2022-11-08 holding as of filing | Hanchett Mark Director, Officer (Chief Executive Officer), 10% Owner | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $7.00 exercise price | 2022-11-08 | ||
| 2022-11-08 holding as of filing | Pratt Annie Director, Officer (President), 10% Owner | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $7.00 exercise price | 2022-11-08 | ||
| 2022-11-08 holding as of filing | Pratt Annie Director, Officer (President), 10% Owner | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $7.00 exercise price | 2022-11-08 | ||
| 2022-11-08 holding as of filing | Sieker Kate Officer (VP of People) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $7.00 exercise price | 2022-11-08 | ||
| 2022-11-08 holding as of filing | Ide Britt E Director | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $7.00 exercise price | 2022-11-08 | ||
| 2022-11-08 holding as of filing | le Bourgeois Benoit Officer (VP of User Experience) | 3 | Stock Options (Right to Buy) Derivative · Direct · (m) | Holding | $7.00 exercise price | 2022-11-08 | ||
| 2022-11-08 holding as of filing | le Bourgeois Benoit Officer (VP of User Experience) | 3 | Stock Options (Right to Buy) Derivative · Direct · (m) | Holding | $7.00 exercise price | 2022-11-08 | ||
| 2022-11-08 holding as of filing | le Bourgeois Benoit Officer (VP of User Experience) | 3 | Stock Options (Right to Buy) Derivative · Indirect · (m) | Holding | $7.00 exercise price | 2022-11-08 | ||
| 2022-11-08 holding as of filing | le Bourgeois Benoit Officer (VP of User Experience) | 3 | Stock Options (Right to Buy) Derivative · Indirect · (m) | Holding | $7.00 exercise price | 2022-11-08 | ||
| 2022-11-08 holding as of filing | Nightengale Caryn M. Director | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $8.80 exercise price | 2022-11-08 | ||
| 2022-11-08 holding as of filing | Nightengale Caryn M. Director | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $8.80 exercise price | 2022-11-08 | ||
| 2022-11-08 holding as of filing | Dwivedi Apoorv Officer (Chief Financial Officer) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $7.00 exercise price | 2022-11-08 | ||
| 2022-11-08 holding as of filing | Dwivedi Apoorv Officer (Chief Financial Officer) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $7.00 exercise price | 2022-11-08 | ||
| 2022-11-08 holding as of filing | Dwivedi Apoorv Officer (Chief Financial Officer) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $7.00 exercise price | 2022-11-08 |