NXCHAIN INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-07-13: Reporting owner KLEIN LAWRENCE B; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-07-13: Reporting owner GOLDMAN HERBERT; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-07-13: Reporting owner FRIEDMAN ROBERT B; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-07-13: Reporting owner BALABAN IRWIN; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-07-13 | KLEIN LAWRENCE B Director, 10% Owner | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,000 60,000 owned after | $0.57 | 2006-07-14 | |
| 2006-07-13 | GOLDMAN HERBERT Director, 10% Owner | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,000 65,000 owned after | $0.57 | 2006-07-14 | |
| 2006-07-13 | FRIEDMAN ROBERT B Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,000 65,000 owned after | $0.57 | 2006-07-14 | |
| 2006-07-13 | BALABAN IRWIN Director, Officer (President & CEO), 10% Owner | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 70,000 owned after | $0.57 | 2006-07-14 |