Notis Global, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-09-02: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-08-20; Total offering amount $1,500,000.
- 2015-09-02: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-08-15; Total offering amount $3,978,880.
- 2015-06-30: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; SecurityToBeAcquired; Offering of 10% convertible debentures, warrant and underlying common stock.; Date of first sale 2014-07-21; Total offering amount $8,930,000.
- 2015-02-24: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; SecurityToBeAcquired; Offering of 8% convertible debentures, warrants and underlying common stock.; Date of first sale 2015-01-13; Total offering amount $1,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-09-02 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2015-08-20 | $1,500,000 | $400,000 | $1,100,000 | 1 |
| 2015-09-02 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2015-08-15 | $3,978,880 | $939,440 | $3,039,440 | 1 |
| 2015-06-30 D/A | Rule 506(b) | Equity; Debt; SecurityToBeAcquired; Offering of 10% convertible debentures, warrant and underlying common stock. | 2014-07-21 | $8,930,000 | $8,630,000 | $300,000 | 3 |
| 2015-02-24 | Rule 506(b) | Equity; Debt; SecurityToBeAcquired; Offering of 8% convertible debentures, warrants and underlying common stock. | 2015-01-13 | $1,000,000 | $150,000 | $850,000 | 2 |
| 2015-02-24 D/A | Rule 506(b) | Equity; Debt; SecurityToBeAcquired; Offering of 10% convertible debentures, warrant and underlying common stock. | 2014-07-21 | $4,800,000 | $3,050,000 | $1,750,000 | 3 |
| 2014-10-06 | Rule 506(b) | Debt; OptionToAcquire | 2014-09-19 | $2,500,000 | $2,500,000 | $0 | 1 |
| 2014-10-06 D/A | Rule 506(b) | Debt; OptionToAcquire | 2014-07-21 | $3,500,000 | $3,500,000 | $0 | 3 |
| 2014-07-31 | Rule 506(b) | Debt; OptionToAcquire | 2014-07-21 | $3,000,000 | $1,000,000 | $2,000,000 | 3 |
| 2013-05-23 | Rule 506 | Equity; Debt; OptionToAcquire | 2013-01-17 | $5,000,000 | $1,241,000 | $3,759,000 | 0 |
| 2012-05-10 | Rule 506 | Equity; Debt; OptionToAcquire | Yet to occur | $5,000,000 | $0 | $5,000,000 | 0 |