NOTABLE LABS, LTD. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-10-26: Reporting owner B CAPITAL GROUP PARTNERS II, L.P. | B Capital Fund II, L.P. | B CAPITAL GROUP MANAGEMENT, L.P. | B CAPITAL GROUP INVESTORS II LTD.; Form 3; Security Warrants (right to buy); Transaction Holding.
- 2023-10-19: Reporting owner Builders VC Fund I (Canada), L.P. | KIM JAMES JIMIN | Builders VC Entrepreneurs Fund I, L.P. | Builders VC Fund I, L.P.; Form 3; Security Warrant to Purchase Ordinary Shares; Transaction Holding.
- 2023-10-19: Reporting owner Builders VC Fund I (Canada), L.P. | KIM JAMES JIMIN | Builders VC Entrepreneurs Fund I, L.P. | Builders VC Fund I, L.P.; Form 3; Security Warrant to Purchase Ordinary Shares; Transaction Holding.
- 2023-10-19: Reporting owner Builders VC Fund I (Canada), L.P. | KIM JAMES JIMIN | Builders VC Entrepreneurs Fund I, L.P. | Builders VC Fund I, L.P.; Form 3; Security Warrant to Purchase Ordinary Shares; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-10-26 holding as of filing | B CAPITAL GROUP PARTNERS II, L.P. | B Capital Fund II, L.P. | B CAPITAL GROUP MANAGEMENT, L.P. | B CAPITAL GROUP INVESTORS II LTD. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants (right to buy) Derivative · Direct | Holding | $113.39 exercise price | 2023-10-26 | ||
| 2023-10-19 holding as of filing | Builders VC Fund I (Canada), L.P. | KIM JAMES JIMIN | Builders VC Entrepreneurs Fund I, L.P. | Builders VC Fund I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to Purchase Ordinary Shares Derivative · Indirect · By Builders VC Entrepreneurs Fund I, L.P. | Holding | $113.00 exercise price | 2023-10-19 | ||
| 2023-10-19 holding as of filing | Builders VC Fund I (Canada), L.P. | KIM JAMES JIMIN | Builders VC Entrepreneurs Fund I, L.P. | Builders VC Fund I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to Purchase Ordinary Shares Derivative · Indirect · By Builders VC Fund I (Canada), L.P. | Holding | $113.00 exercise price | 2023-10-19 | ||
| 2023-10-19 holding as of filing | Builders VC Fund I (Canada), L.P. | KIM JAMES JIMIN | Builders VC Entrepreneurs Fund I, L.P. | Builders VC Fund I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to Purchase Ordinary Shares Derivative · Indirect · By Builders VC Fund I, L.P. | Holding | $113.00 exercise price | 2023-10-19 |