Northern Tier Energy LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 228 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-06-23: Reporting owner Western Refining, Inc.; Form 4; Security Common Unit; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-06-23: Reporting owner NT InterHoldCo LLC; Form 4; Security Common Unit; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-02-21: Reporting owner Bonczek David; Form 4; Security Common Units; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-02-21: Reporting owner Kuchta Chet; Form 4; Security Common Units; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-06-23 | Western Refining, Inc. Director, 10% Owner | 4 | Common Unit Non-derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +57,325,033 92,947,533 owned after | no price filed | 2016-06-27 | |
| 2016-06-23 | NT InterHoldCo LLC Director, 10% Owner | 4 | Common Unit Non-derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +57,325,033 92,947,533 owned after | no price filed | 2016-06-27 | |
| 2014-02-21 | Bonczek David Officer (VP & CFO) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +12,259 25,697 owned after | $0.00 | 2014-02-25 | |
| 2014-02-21 | Kuchta Chet Officer (VP and Chief Operating Officer) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +24,518 55,338 owned after | $0.00 | 2014-02-25 | |
| 2014-02-21 | Mullins Greg Officer (See remarks) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,626 19,866 owned after | $0.00 | 2014-02-25 | |
| 2014-02-21 | Kuchta Hank Officer (President and CEO) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +33,109 63,999 owned after | $0.00 | 2014-02-25 | |
| 2012-08-20 | Kuchta Hank Director, Officer (President, COO & Director) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,400 5,400 owned after | $18.42 | 2012-08-22 | |
| 2012-08-15 | Rodriguez Mario E. Director, Officer (CEO and Director) | 4 | Common Units Non-derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,400 1,400 owned after | $17.32 | 2012-08-16 | |
| 2012-08-15 | Rodriguez Mario E. Director, Officer (CEO and Director) | 4 | Common Units Non-derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +3,500 4,900 owned after | $17.31 | 2012-08-16 |