Noble Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 81 rows, 81 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-03: Reporting owner FIR TREE INC. | Fir Tree Value Master Fund, L.P.; Form 3; Security Call Option (right to buy); Transaction Holding.
- 2014-09-03: Reporting owner FIR TREE INC. | Fir Tree Value Master Fund, L.P.; Form 3; Security Call Option (right to buy); Transaction Holding.
- 2014-09-03: Reporting owner FIR TREE INC. | Fir Tree Value Master Fund, L.P.; Form 3; Security Call Option (right to buy); Transaction Holding.
- 2014-09-03: Reporting owner FIR TREE INC. | Fir Tree Value Master Fund, L.P.; Form 3; Security Call Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-03 holding as of filing | FIR TREE INC. | Fir Tree Value Master Fund, L.P. 10% Owner | 10% Owner | 3 | Call Option (right to buy) Derivative · Indirect · See footnotes | Holding | $30.00 exercise price | 2014-09-03 | ||
| 2014-09-03 holding as of filing | FIR TREE INC. | Fir Tree Value Master Fund, L.P. 10% Owner | 10% Owner | 3 | Call Option (right to buy) Derivative · Indirect · See footnotes | Holding | $30.00 exercise price | 2014-09-03 | ||
| 2014-09-03 holding as of filing | FIR TREE INC. | Fir Tree Value Master Fund, L.P. 10% Owner | 10% Owner | 3 | Call Option (right to buy) Derivative · Indirect · See footnotes | Holding | $31.00 exercise price | 2014-09-03 | ||
| 2014-09-03 holding as of filing | FIR TREE INC. | Fir Tree Value Master Fund, L.P. 10% Owner | 10% Owner | 3 | Call Option (right to buy) Derivative · Indirect · See footnotes | Holding | $30.00 exercise price | 2014-09-03 | ||
| 2014-09-03 holding as of filing | FIR TREE INC. | Fir Tree Value Master Fund, L.P. 10% Owner | 10% Owner | 3 | Call Option (right to buy) Derivative · Indirect · See footnotes | Holding | $33.00 exercise price | 2014-09-03 | ||
| 2014-09-03 holding as of filing | FIR TREE INC. | Fir Tree Value Master Fund, L.P. 10% Owner | 10% Owner | 3 | Call Option (right to buy) Derivative · Indirect · See footnotes | Holding | $35.00 exercise price | 2014-09-03 | ||
| 2014-09-02 | Fir Tree Value Master Fund, L.P. | FIR TREE INC. 10% Owner | 10% Owner | 4 | Call Option (right to buy) Derivative · Indirect · See footnotes | S Open market or private sale of non-derivative or derivative security | −10,000 0 owned after | $0.48 | 2014-09-03 | |
| 2014-04-16 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,996 0 owned after | $18.78 exercise price | 2014-04-17 | |
| 2014-03-12 holding as of filing | Johnson Simon Officer (Sr. VP - Marketing & Contracts) | 3 | Stock Options Derivative · Direct | Holding | $36.82 exercise price | 2014-03-12 | ||
| 2014-02-21 | CAWLEY MICHAEL A Director | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $18.93 exercise price | 2014-02-24 | |
| 2014-02-05 | RICCIARDELLO MARY P Director | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $18.93 exercise price | 2014-02-06 | |
| 2013-10-18 | Turcotte William E Officer (Sr. V.P. & General Counsel) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,298 0 owned after | $24.66 exercise price | 2013-10-22 | |
| 2013-10-18 | Turcotte William E Officer (Sr. V.P. & General Counsel) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,041 0 owned after | $23.48 exercise price | 2013-10-22 | |
| 2013-07-29 | CHAZEN LAWRENCE J Director | 4 | Non-Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $26.62 exercise price | 2013-07-30 | |
| 2013-04-08 | CAWLEY MICHAEL A Director | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $16.06 exercise price | 2013-04-09 | |
| 2013-02-05 | LITTLE JACK E Director | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $16.06 exercise price | 2013-02-06 | |
| 2012-07-12 | Marks Scott Officer (Sr. VP - Engineering) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $15.60 exercise price | 2012-07-16 | |
| 2012-06-15 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $15.60 exercise price | 2012-06-18 | |
| 2012-05-08 holding as of filing | Lubojacky Dennis James Officer (VP-Controller) | 3 | Stock Options Derivative · Direct | Holding | $43.01 exercise price | 2012-05-08 | ||
| 2012-05-08 holding as of filing | Lubojacky Dennis James Officer (VP-Controller) | 3 | Stock Options Derivative · Direct | Holding | $24.66 exercise price | 2012-05-08 | ||
| 2012-05-08 holding as of filing | Lubojacky Dennis James Officer (VP-Controller) | 3 | Stock Options Derivative · Direct | Holding | $39.46 exercise price | 2012-05-08 | ||
| 2012-05-08 holding as of filing | Lubojacky Dennis James Officer (VP-Controller) | 3 | Stock Options Derivative · Direct | Holding | $37.71 exercise price | 2012-05-08 | ||
| 2012-05-08 holding as of filing | Lubojacky Dennis James Officer (VP-Controller) | 3 | Stock Options Derivative · Direct | Holding | $36.82 exercise price | 2012-05-08 | ||
| 2012-03-26 | LELAND MARC E Director | 4 | Non-Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $21.34 exercise price | 2012-03-28 | |
| 2012-03-01 | CAWLEY MICHAEL A Director | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $21.34 exercise price | 2012-03-02 | |
| 2012-02-07 holding as of filing | Wolford Bernie G. Officer (SVP Operations) | 3 | Stock Options Derivative · Direct | Holding | $37.71 exercise price | 2012-02-07 | ||
| 2012-02-03 | Ahlstrom Lee Michael Officer (Sr. VP - Strategic Development) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,209 5,209 owned after | $36.82 exercise price | 2012-02-09 | |
| 2012-02-03 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,233 34,233 owned after | $36.82 exercise price | 2012-02-07 | |
| 2012-02-03 | HUNT ROGER B Officer (Sr. VP - Marketing & Contracts) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,837 20,837 owned after | $36.82 exercise price | 2012-02-07 | |
| 2012-02-03 | Turcotte William E Officer (Sr. V.P. & General Counsel) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,349 19,349 owned after | $36.82 exercise price | 2012-02-07 | |
| 2012-02-03 | Lubojacky Dennis James Officer (VP-Controller) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,465 4,465 owned after | $36.82 exercise price | 2012-02-07 | |
| 2012-02-03 | Marks Scott Officer (Sr. VP - Engineering) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,419 10,419 owned after | $36.82 exercise price | 2012-02-07 | |
| 2012-02-03 | WILLIAMS DAVID W Director, Officer (Chairman, President , and CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,302 89,302 owned after | $36.82 exercise price | 2012-02-07 | |
| 2012-02-03 | MACLENNAN JAMES A Officer (Sr. VP-CFO & Controller) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,837 20,837 owned after | $36.82 exercise price | 2012-02-07 | |
| 2012-02-03 | Jacobsen Donald E Officer (SVP - Industry & Govt. Affairs) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,419 10,419 owned after | $36.82 exercise price | 2012-02-07 | |
| 2012-02-03 | Wolford Bernie G. Officer (SVP Operations) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,372 16,372 owned after | $36.82 exercise price | 2012-02-07 | |
| 2012-01-09 | MACLENNAN JAMES A Officer (Sr. VP-CFO & Controller) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,803 44,803 owned after | $30.58 exercise price | 2012-01-10 | |
| 2011-11-07 holding as of filing | Lubojacky Dennis James Officer (VP-Controller) | 3 | Stock Options Derivative · Direct | Holding | $43.01 exercise price | 2011-11-07 | ||
| 2011-11-07 holding as of filing | Lubojacky Dennis James Officer (VP-Controller) | 3 | Stock Options Derivative · Direct | Holding | $24.66 exercise price | 2011-11-07 | ||
| 2011-11-07 holding as of filing | Lubojacky Dennis James Officer (VP-Controller) | 3 | Stock Options Derivative · Direct | Holding | $39.46 exercise price | 2011-11-07 | ||
| 2011-11-07 holding as of filing | Lubojacky Dennis James Officer (VP-Controller) | 3 | Stock Options Derivative · Direct | Holding | $37.71 exercise price | 2011-11-07 | ||
| 2011-05-25 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $15.55 exercise price | 2011-05-27 | |
| 2011-05-06 holding as of filing | Ahlstrom Lee Michael Officer (Sr. VP - Strategic Development) | 3 | Stock Options Derivative · Direct | Holding | $35.79 exercise price | 2011-05-06 | ||
| 2011-05-06 holding as of filing | Ahlstrom Lee Michael Officer (Sr. VP - Strategic Development) | 3 | Stock Options Derivative · Direct | Holding | $43.01 exercise price | 2011-05-06 | ||
| 2011-05-06 holding as of filing | Ahlstrom Lee Michael Officer (Sr. VP - Strategic Development) | 3 | Stock Options Derivative · Direct | Holding | $24.66 exercise price | 2011-05-06 | ||
| 2011-05-06 holding as of filing | Ahlstrom Lee Michael Officer (Sr. VP - Strategic Development) | 3 | Stock Options Derivative · Direct | Holding | $39.46 exercise price | 2011-05-06 | ||
| 2011-05-06 holding as of filing | Ahlstrom Lee Michael Officer (Sr. VP - Strategic Development) | 3 | Stock Options Derivative · Direct | Holding | $37.71 exercise price | 2011-05-06 | ||
| 2011-03-23 | LITTLE JACK E Director | 4 | Non Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $21.34 exercise price | 2011-03-24 | |
| 2011-03-21 | CHAZEN LAWRENCE J Director | 4 | Non Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $23.85 exercise price | 2011-03-22 | |
| 2011-03-17 | CAWLEY MICHAEL A Director | 4 | Non Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $23.85 exercise price | 2011-03-21 | |
| 2011-02-16 | LITTLE JACK E Director | 4 | Non Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $23.85 exercise price | 2011-02-17 | |
| 2011-02-04 | Jacobsen Donald E Officer (SVP - Operations) | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,170 27,170 owned after | $37.71 exercise price | 2011-02-09 | |
| 2011-02-04 | Turcotte William E Officer (Sr. V.P. & General Counsel) | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,623 19,623 owned after | $37.71 exercise price | 2011-02-09 | |
| 2011-02-04 | Marks Scott Officer (Sr. VP - Engineering) | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,057 9,057 owned after | $37.71 exercise price | 2011-02-09 | |
| 2011-02-04 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,717 34,717 owned after | $37.71 exercise price | 2011-02-09 | |
| 2011-02-04 | HUNT ROGER B Officer (Sr. VP - Marketing & Contracts) | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,151 24,151 owned after | $37.71 exercise price | 2011-02-09 | |
| 2011-02-04 | MITCHELL THOMAS L Officer (Sr VP CFO) | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,660 25,660 owned after | $37.71 exercise price | 2011-02-09 | |
| 2011-02-04 | WILLIAMS DAVID W Director, Officer (Chairman, President , and CEO) | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,566 90,566 owned after | $37.71 exercise price | 2011-02-09 | |
| 2011-02-04 | HUNT ROGER B Officer (Sr. VP - Marketing & Contracts) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,443 23,443 owned after | $37.71 exercise price | 2011-02-08 | |
| 2011-02-04 | Marks Scott Officer (Sr. VP - Engineering) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,791 8,791 owned after | $37.71 exercise price | 2011-02-08 | |
| 2011-02-04 | MITCHELL THOMAS L Officer (Sr VP CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,908 24,908 owned after | $37.71 exercise price | 2011-02-08 | |
| 2011-02-04 | Turcotte William E Officer (Sr. V.P. & General Counsel) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,048 19,048 owned after | $37.71 exercise price | 2011-02-08 | |
| 2011-02-04 | Jacobsen Donald E Officer (SVP - Operations) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,374 26,374 owned after | $37.71 exercise price | 2011-02-08 | |
| 2011-02-04 | WILLIAMS DAVID W Director, Officer (Chairman, President , and CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87,912 87,912 owned after | $37.71 exercise price | 2011-02-08 | |
| 2011-02-04 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,700 33,700 owned after | $37.71 exercise price | 2011-02-08 | |
| 2011-01-19 | LELAND MARC E Director | 4 | Non-Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $23.85 exercise price | 2011-01-20 | |
| 2010-09-17 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,720 0 owned after | $21.21 exercise price | 2010-09-20 | |
| 2010-09-15 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,280 96,720 owned after | $21.21 exercise price | 2010-09-20 | |
| 2010-04-08 | LELAND MARC E Director | 4 | Non-Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $18.36 exercise price | 2010-04-12 | |
| 2010-02-06 | MITCHELL THOMAS L Officer (Sr VP CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,276 18,276 owned after | $0.00 | 2010-02-18 | |
| 2010-02-06 | Marks Scott Officer (Sr. VP - Engineering) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,264 4,264 owned after | $0.00 | 2010-02-18 | |
| 2010-02-06 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,713 20,713 owned after | $0.00 | 2010-02-18 | |
| 2010-02-06 | WILLIAMS DAVID W Director, Officer (Chairman, President , and CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,449 69,449 owned after | $0.00 | 2010-02-18 | |
| 2010-02-05 | LITTLE JACK E Director | 4 | Non Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $18.36 exercise price | 2010-02-05 | |
| 2009-12-10 | CAWLEY MICHAEL A Director | 4 | Non-Employee Stock Option Right To Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $18.36 exercise price | 2009-12-11 | |
| 2009-11-06 holding as of filing | Marks Scott Officer (Sr. VP - Engineering) | 3 | Stock Options Derivative · Direct | Holding | $15.60 exercise price | 2009-11-06 | ||
| 2009-11-06 holding as of filing | Marks Scott Officer (Sr. VP - Engineering) | 3 | Stock Options Derivative · Direct | Holding | $26.46 exercise price | 2009-11-06 | ||
| 2009-11-06 holding as of filing | Marks Scott Officer (Sr. VP - Engineering) | 3 | Stock Options Derivative · Direct | Holding | $37.93 exercise price | 2009-11-06 | ||
| 2009-11-06 holding as of filing | Marks Scott Officer (Sr. VP - Engineering) | 3 | Stock Options Derivative · Direct | Holding | $43.01 exercise price | 2009-11-06 | ||
| 2009-11-06 holding as of filing | Marks Scott Officer (Sr. VP - Engineering) | 3 | Stock Options Derivative · Direct | Holding | $24.66 exercise price | 2009-11-06 | ||
| 2009-08-19 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,000 0 owned after | $10.72 exercise price | 2009-08-20 |