NISKA GAS STORAGE PARTNERS LLC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows, 79 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-05-20: Reporting owner Hennigan Michael J; Form 4; Security Common Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-20: Reporting owner MUTHER STEPHEN C; Form 4; Security Common Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-20: Reporting owner Jackson James G; Form 4; Security Common Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-19: Reporting owner Hennigan Michael J; Form 4; Security Common Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-05-20 | Hennigan Michael J Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,082 30,918 owned after | $0.00 | 2016-05-24 | |
| 2016-05-20 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,082 49,258 owned after | $0.00 | 2016-05-24 | |
| 2016-05-20 | Jackson James G Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,082 43,173 owned after | $0.00 | 2016-05-24 | |
| 2015-11-19 | Hennigan Michael J Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,884 24,836 owned after | $0.00 | 2015-11-20 | |
| 2015-11-19 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,884 43,176 owned after | $0.00 | 2015-11-20 | |
| 2015-11-19 | Jackson James G Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,884 37,091 owned after | $0.00 | 2015-11-20 | |
| 2015-05-27 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,462 35,292 owned after | $0.00 | 2015-05-27 | |
| 2015-05-27 | Hennigan Michael J Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,462 16,952 owned after | $0.00 | 2015-05-27 | |
| 2015-05-27 | Jackson James G Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,462 29,207 owned after | $0.00 | 2015-05-27 | |
| 2014-11-20 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,031 22,830 owned after | $0.00 | 2014-11-21 | |
| 2014-11-20 | Hennigan Michael J Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,490 4,490 owned after | $0.00 | 2014-11-21 | |
| 2014-11-20 | Jackson James G Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,031 16,745 owned after | $0.00 | 2014-11-21 | |
| 2014-09-30 | Dubchak Jason A. Officer (VP, GC & Corporate Secretary) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,626 36,626 owned after | $0.00 | 2014-10-02 | |
| 2014-09-30 | Staples Ricky J. Officer (EVP & Chief Commercial Officer) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,352 49,352 owned after | $0.00 | 2014-10-02 | |
| 2014-09-30 | Wallace Robert B Officer (VP Finance & Corp. Development) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,595 43,595 owned after | $0.00 | 2014-10-02 | |
| 2014-09-30 | DAVIS BRUCE D JR Officer (VP & Chief Administrative Offi) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,595 43,595 owned after | $0.00 | 2014-10-02 | |
| 2014-09-30 | Powers Vance E Officer (Chief Financial Officer) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,291 46,291 owned after | $0.00 | 2014-10-02 | |
| 2014-09-30 | Shea William H JR Director, Officer (President & CEO) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +124,630 124,630 owned after | $0.00 | 2014-10-02 | |
| 2014-09-30 | CASADAY MARK D. Officer (Chief Operating Officer) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,501 49,501 owned after | $0.00 | 2014-10-02 | |
| 2014-05-22 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,739 18,799 owned after | $0.00 | 2014-05-23 | |
| 2014-05-22 | Jackson James G Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,739 12,714 owned after | $0.00 | 2014-05-23 | |
| 2013-11-20 | FRETZ DEBORAH M Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,644 28,658 owned after | $0.00 | 2013-11-22 | |
| 2013-11-20 | Jackson James G Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,619 10,975 owned after | $0.00 | 2013-11-21 | |
| 2013-11-20 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,619 17,060 owned after | $0.00 | 2013-11-21 | |
| 2013-05-23 | Pope David F. Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,706 5,824 owned after | $0.00 | 2013-05-24 | |
| 2013-05-23 | Jackson James G Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,706 9,356 owned after | $0.00 | 2013-05-24 | |
| 2013-05-23 | FRETZ DEBORAH M Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,839 25,014 owned after | $0.00 | 2013-05-24 | |
| 2013-05-23 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,706 15,441 owned after | $0.00 | 2013-05-24 | |
| 2013-04-02 | Niska Holdings L.P. | Carlyle/Riverstone Energy Partners III, L.P. | C/R Energy GP III, LLC | Niska Sponsor Holdings Cooperatief U.A. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subordinated Units Derivative · Indirect · See footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,804,745 0 owned after | $0.00 | 2013-04-04 | |
| 2012-11-26 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,074 13,735 owned after | $0.00 | 2012-11-28 | |
| 2012-11-26 | FRETZ DEBORAH M Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,666 21,175 owned after | $0.00 | 2012-11-28 | |
| 2012-11-26 | Pope David F. Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,074 4,118 owned after | $0.00 | 2012-11-28 | |
| 2012-11-26 | Jackson James G Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,074 7,650 owned after | $0.00 | 2012-11-28 | |
| 2012-08-17 | Pope David F. Director | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −3,354 2,044 owned after | $12.50 | 2012-08-20 | |
| 2012-05-25 | FRETZ DEBORAH M Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,909 16,509 owned after | $0.00 | 2012-05-29 | |
| 2012-05-25 | Jackson James G Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,044 5,576 owned after | $0.00 | 2012-05-29 | |
| 2012-05-25 | Pope David F. Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,044 5,398 owned after | $0.00 | 2012-05-29 | |
| 2012-05-25 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,044 11,661 owned after | $0.00 | 2012-05-29 | |
| 2012-05-08 holding as of filing | Carlyle Holdings I L.P. | Carlyle Group Management L.L.C. | Carlyle Holdings I GP Sub L.L.C. | TC Group Sub L.P. | Carlyle Group L.P. | Carlyle Holdings I GP Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Common Units Non-derivative · Indirect · See footnotes | Holding | 16,992,245 owned after | no price filed | 2012-05-08 | |
| 2012-05-08 holding as of filing | Carlyle Holdings I L.P. | Carlyle Group Management L.L.C. | Carlyle Holdings I GP Sub L.L.C. | TC Group Sub L.P. | Carlyle Group L.P. | Carlyle Holdings I GP Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Subordinated Units Derivative · Indirect · See footnotes | Holding | no price filed | 2012-05-08 | ||
| 2012-04-24 | Dupere Simon Director, Officer (President, CEO & COO) | 4/A | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,850 89,850 owned after | $0.00 | 2012-05-03 | |
| 2012-04-24 | Staples Ricky J. Officer (Executive Vice President) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,855 24,855 owned after | $0.00 | 2012-04-26 | |
| 2012-04-24 | Dupere Simon Director, Officer (President, CEO & COO) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,850 89,850 owned after | $0.00 | 2012-04-26 | |
| 2012-04-24 | Powers Vance E Officer (Chief Financial Officer) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,570 18,570 owned after | $0.00 | 2012-04-26 | |
| 2011-11-30 | FRETZ DEBORAH M Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,805 11,909 owned after | $0.00 | 2011-12-02 | |
| 2011-11-30 | Jackson James G Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,375 3,532 owned after | $0.00 | 2011-12-02 | |
| 2011-11-30 | Pope David F. Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,580 3,354 owned after | $0.00 | 2011-12-02 | |
| 2011-11-30 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,580 9,617 owned after | $0.00 | 2011-12-02 | |
| 2011-11-18 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250 6,287 owned after | $9.11 | 2011-11-21 | |
| 2011-11-18 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +750 7,037 owned after | $9.12 | 2011-11-21 | |
| 2011-11-14 | Kulsky Jason S. Officer (VP Business Development) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +700 700 owned after | $9.71 | 2011-11-15 | |
| 2011-11-14 | Kulsky Jason S. Officer (VP Business Development) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +600 1,300 owned after | $9.74 | 2011-11-15 | |
| 2011-11-14 | Kulsky Jason S. Officer (VP Business Development) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +900 2,200 owned after | $9.75 | 2011-11-15 | |
| 2011-11-14 | Kulsky Jason S. Officer (VP Business Development) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,800 10,000 owned after | $9.79 | 2011-11-15 | |
| 2011-08-30 | Dupere Simon Officer (Interim CEO and COO) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,200 3,200 owned after | $12.34 | 2011-09-02 | |
| 2011-08-30 | Dupere Simon Officer (Interim CEO and COO) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,800 7,000 owned after | $12.57 | 2011-09-02 | |
| 2011-08-24 | Niska Sponsor Holdings Cooperatief U.A. | Carlyle/Riverstone Energy Partners III, L.P. | C/R Energy GP III, LLC | Niska GS Holdings Canada, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Units Non-derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +687,500 16,992,245 owned after | $16.00 | 2011-08-25 | |
| 2011-08-19 | Pope David F. Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +774 774 owned after | $0.00 | 2011-08-26 | |
| 2011-08-19 | FRETZ DEBORAH M Director | 4 | Commmon Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +967 6,104 owned after | $0.00 | 2011-08-26 | |
| 2011-08-19 | Olson Darin T. Officer (Vice President, Finance) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500 4,500 owned after | $11.27 | 2011-08-19 | |
| 2011-08-18 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +700 6,037 owned after | $11.55 | 2011-08-18 | |
| 2011-08-16 | Powers Vance E Officer (Chief Financial Officer) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 1,100 owned after | $11.79 | 2011-08-17 | |
| 2011-08-16 | Powers Vance E Officer (Chief Financial Officer) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 1,600 owned after | $11.78 | 2011-08-17 | |
| 2011-08-16 | Powers Vance E Officer (Chief Financial Officer) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +400 2,000 owned after | $11.80 | 2011-08-17 | |
| 2011-08-16 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +700 5,337 owned after | $11.72 | 2011-08-17 | |
| 2011-08-15 | Olson Darin T. Officer (Vice President, Finance) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000 3,000 owned after | $11.94 | 2011-08-17 | |
| 2011-06-01 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,157 4,637 owned after | $0.00 | 2011-06-01 | |
| 2011-05-31 | Jackson James G Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,157 1,157 owned after | $0.00 | 2011-06-01 | |
| 2011-05-31 | FRETZ DEBORAH M Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,157 5,137 owned after | $0.00 | 2011-06-01 | |
| 2011-02-22 | FRETZ DEBORAH M Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,480 3,980 owned after | $0.00 | 2011-03-08 | |
| 2011-02-22 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,480 3,480 owned after | $0.00 | 2011-03-08 | |
| 2011-01-06 holding as of filing | Powers Vance E Officer (Chief Financial Officer) | 3 | Common Units Non-derivative · Direct | Holding | 1,000 owned after | no price filed | 2011-01-06 | |
| 2010-07-01 | MUTHER STEPHEN C Director | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $18.05 | 2010-07-01 | |
| 2010-06-28 | FRETZ DEBORAH M Director | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500 1,500 owned after | $18.75 | 2010-06-29 | |
| 2010-06-11 | C/R Energy GP III, LLC | Niska Sponsor Holdings Cooperatief U.A. | Carlyle/Riverstone Energy Partners III, L.P. | Niska GS Holdings Canada, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625,000 16,304,745 owned after | no price filed | 2010-06-15 | |
| 2010-05-17 | Niska Sponsor Holdings Cooperatief U.A. | C/R Energy GP III, LLC | Carlyle/Riverstone Energy Partners III, L.P. | Niska GS Holdings Canada, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Units Non-derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,679,745 13,679,745 owned after | no price filed | 2010-05-18 | |
| 2010-05-17 | Niska Sponsor Holdings Cooperatief U.A. | C/R Energy GP III, LLC | Carlyle/Riverstone Energy Partners III, L.P. | Niska GS Holdings Canada, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subordinated Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,804,745 33,804,745 owned after | $0.00 | 2010-05-18 | |
| 2010-05-10 holding as of filing | Niska Sponsor Holdings Cooperatief U.A. | C/R Energy GP III, LLC | Niska GS Holdings Canada, L.P. | Carlyle/Riverstone Energy Partners III, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Common units Non-derivative · Indirect · See Note | Holding | 0 owned after | no price filed | 2010-05-10 | |
| 2010-05-10 holding as of filing | Niska Sponsor Holdings Cooperatief U.A. | C/R Energy GP III, LLC | Niska GS Holdings Canada, L.P. | Carlyle/Riverstone Energy Partners III, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Subordinated Units Derivative · Indirect · See Note | Holding | no price filed | 2010-05-10 |