NEXTSOURCE MATERIALS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-10-23: Reporting owner Nielsen Frederick W; Form 4; Security Options; Transaction J Other acquisition or disposition (describe transaction).
- 2007-10-23: Reporting owner Nielsen Frederick W; Form 4; Security Options; Transaction J Other acquisition or disposition (describe transaction).
- 2007-10-23: Reporting owner Schler Richard E; Form 4; Security Options; Transaction J Other acquisition or disposition (describe transaction).
- 2007-10-23: Reporting owner Schler Richard E; Form 4; Security Options; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-10-23 | Nielsen Frederick W Director | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −650,000 1,350,000 owned after | $1.24 exercise price | 2007-11-07 | |
| 2007-10-23 | Nielsen Frederick W Director | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +650,000 2,000,000 owned after | $0.55 exercise price | 2007-11-07 | |
| 2007-10-23 | Schler Richard E Director, Officer (Vice President & CFO) | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −690,000 875,000 owned after | $1.24 exercise price | 2007-11-07 | |
| 2007-10-23 | Schler Richard E Director, Officer (Vice President & CFO) | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +690,000 1,565,000 owned after | $0.55 exercise price | 2007-11-07 | |
| 2007-10-23 | McKinnon Kirk J A Director, Officer (President & CEO) | 4 | Options Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −720,000 1,680,000 owned after | $1.24 exercise price | 2007-11-07 | |
| 2007-10-23 | McKinnon Kirk J A Director, Officer (President & CEO) | 4 | Options Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −240,000 460,000 owned after | $1.24 exercise price | 2007-11-07 | |
| 2007-10-23 | McKinnon Kirk J A Director, Officer (President & CEO) | 4 | Options Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +720,000 2,400,000 owned after | $0.55 exercise price | 2007-11-07 | |
| 2007-10-23 | McKinnon Kirk J A Director, Officer (President & CEO) | 4 | Options Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +240,000 700,000 owned after | $0.55 exercise price | 2007-11-07 | |
| 2007-10-23 | Butler Hadyn Robin Director | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −200,000 325,000 owned after | $1.24 exercise price | 2007-11-07 | |
| 2007-10-23 | Butler Hadyn Robin Director | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +200,000 525,000 owned after | $0.55 exercise price | 2007-11-07 | |
| 2007-10-23 | Wolfe Elgin Mills Director | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −200,000 325,000 owned after | $1.24 exercise price | 2007-11-07 | |
| 2007-10-23 | Wolfe Elgin Mills Director | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +200,000 525,000 owned after | $0.55 exercise price | 2007-11-07 | |
| 2007-07-11 | Butler Hadyn Robin Director | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 525,000 owned after | $0.59 | 2007-07-18 | |
| 2007-07-11 | Wolfe Elgin Mills Director | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 525,000 owned after | $0.59 | 2007-07-18 | |
| 2007-07-11 | Nielsen Frederick W Director | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +825,000 2,000,000 owned after | $0.59 | 2007-07-18 | |
| 2007-07-11 | McKinnon Kirk J A Director, Officer (President & CEO) | 4/A | Stock Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +975,000 2,400,000 owned after | $0.59 | 2007-07-18 | |
| 2007-07-11 | McKinnon Kirk J A Director, Officer (President & CEO) | 4/A | Stock Options Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 700,000 owned after | $0.59 | 2007-07-18 | |
| 2007-07-11 | McKinnon Kirk J A Director, Officer (President & CEO) | 4 | Stock Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +975,000 2,400,000 owned after | $0.46 | 2007-07-16 | |
| 2007-07-11 | McKinnon Kirk J A Director, Officer (President & CEO) | 4 | Stock Options Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 700,000 owned after | $0.46 | 2007-07-16 | |
| 2007-07-11 | Schler Richard E Director, Officer (Vice President & CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +875,000 1,565,000 owned after | $0.46 | 2007-07-16 | |
| 2007-07-11 | Nielsen Frederick W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +825,000 2,000,000 owned after | $0.46 | 2007-07-16 | |
| 2007-07-11 | Wolfe Elgin Mills Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 525,000 owned after | $0.46 | 2007-07-16 | |
| 2007-07-11 | Butler Hadyn Robin Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 525,000 owned after | $0.46 | 2007-07-16 | |
| 2007-03-16 holding as of filing | Butler Hadyn Robin Director | 3 | Options Derivative · Direct | Holding | $0.85 exercise price | 2007-03-16 | ||
| 2007-03-16 holding as of filing | Wolfe Elgin Mills Director | 3 | Options Derivative · Direct | Holding | $0.85 exercise price | 2007-03-16 | ||
| 2007-03-12 | Wolfe Elgin Mills Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 275,000 owned after | $1.24 | 2007-03-16 | |
| 2007-03-12 | Nielsen Frederick W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +650,000 1,175,000 owned after | $1.24 | 2007-03-14 | |
| 2007-03-12 | Schler Richard E Director, Officer (Vice President & CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +690,000 690,000 owned after | $1.24 | 2007-03-14 | |
| 2007-03-12 | McKinnon Kirk J A Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +720,000 1,425,000 owned after | $1.24 | 2007-03-14 | |
| 2007-03-12 | McKinnon Kirk J A Director, Officer (President and CEO) | 4 | Stock Options Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 450,000 owned after | $1.24 | 2007-03-14 | |
| 2007-03-01 | Schler Richard E Director, Officer (Vice President & CFO) | 4/A | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −210,000 400,000 owned after | $0.80 exercise price | 2007-03-06 | |
| 2007-03-01 | Schler Richard E Director, Officer (Vice President & CFO) | 4/A | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400,000 0 owned after | $0.85 exercise price | 2007-03-06 | |
| 2007-03-01 | Schler Richard E Director, Officer (Vice President & CFO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −210,000 400,000 owned after | $0.80 exercise price | 2007-03-05 | |
| 2007-03-01 | Schler Richard E Director, Officer (Vice President & CFO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +400,000 0 owned after | $0.85 exercise price | 2007-03-05 | |
| 2007-02-12 | Butler Hadyn Robin Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 275,000 owned after | $1.24 | 2007-03-16 |