NextPlay Technologies, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2023-12-04: Form 8-K; Period of report 2023-11-28; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 7.01 Regulation FD Disclosure; Details 3.01.
- 2023-11-07: Form 8-K; Period of report 2023-11-01; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2023-10-23: Form 8-K; Period of report 2023-10-18; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2023-08-24: Form 8-K; Period of report 2023-08-21; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2023-12-04 | 8-K | 2023-11-28 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 7.01 Regulation FD Disclosure | 3.01 As previously disclosed in those Current Reports on Form 8-K filed with the Securities and Exchange Commission (the “Commission”) on June 9, 2023, July 21, 2023 and October 23, 2023, by NextPlay Technologies, Inc. (the “Company”), on June 6, 2023, July 19, 2023 and October 18, 2023, respectively, the Company received notification letters (the “Nasdaq Notices”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) advising the Company that it was not in compliance with Nasdaq’s continued listing requirements under Nasdaq Listing Rule 5250(c)(1) (the “Rule”) as a result of its failure to timely file its Annual Report on Form 10-K for the fiscal year ended February 28, 2023 (the “Form 10-K”) and its Quarterly Reports on Form 10-Q for its fiscal quarters ended May 31, 2023 and August 31, 2023 (the “Form 10-Qs,” and together with the Form 10-K, the “Delinquent Reports”). 7.01 On December 4, 2023, the Company issued a press release regarding its receipt of the Delisting Notice. | ea189495-8k_nextplay.htm |
| 2023-11-07 | 8-K | 2023-11-01 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On November 1, 2023, NextPlay Technologies, Inc. (the “Company”) received a notification letter (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, because the closing bid price for the Company’s common stock was below $1.00 per share for 30 consecutive trading days, the Company is not currently in compliance with the minimum bid price requirement for continued listing on The Nasdaq Capital Market, as set forth in Nasdaq Marketplace Rule 5550(a)(2) (the “Minimum Bid Price Requirement”). | ea187715-8k_nextplay.htm |
| 2023-10-23 | 8-K | 2023-10-18 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 As previously disclosed in those Current Reports on Form 8-K filed with the Securities and Exchange Commission (the “Commission”) on June 9, 2023 and July 21, 2023 by NextPlay Technologies, Inc. (the “Company”), on June 6, 2023 and July 19, 2023, respectively, the Company received notification letters (the “Nasdaq Notices”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) advising the Company that it was not in compliance with Nasdaq’s continued listing requirements under Nasdaq Listing Rule 5250(c)(1) (the “Rule”) as a result of its failure to timely file its Annual Report on Form 10-K for the fiscal year ended February 28, 2023 (the “Form 10-K”) and its Quarterly Report on Form 10-Q for its fiscal quarter ended May 31, 2023 (the “First Form 10-Q”). | ea187042-8k_nextplay.htm |
| 2023-08-24 | 8-K | 2023-08-21 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 As previously disclosed in those Current Reports on Form 8-K filed with the Securities and Exchange Commission (the “Commission”) on June 9, 2023 and July 21, 2023 by NextPlay Technologies, Inc. (the “Company”), on June 6, 2023 and July 19, 2023, respectively, the Company received notification letters (the “Nasdaq Notices”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) advising the Company that it was not in compliance with Nasdaq’s continued listing requirements under Nasdaq Listing Rule 5250(c)(1) (the “Rule”) as a result of its failure to timely file its Annual Report on Form 10-K for the fiscal year ended February 28, 2023 (the “Form 10-K”) and its Quarterly Report on Form 10-Q for its fiscal quarter ended May 31, 2023 (the “Form 10-Q”). | ea184158-8k_nextplay.htm |
| 2023-07-21 | 8-K | 2023-07-19 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 7.01 Regulation FD Disclosure | 3.01 As previously disclosed in that Current Report on Form 8-K filed with the Securities and Exchange Commission (the “Commission”) on June 9, 2023 by NextPlay Technologies, Inc. (the “Company”), on June 6, 2023 the Company received a notification letter (the “Initial Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) advising the Company that it was not in compliance with Nasdaq’s continued listing requirements under Nasdaq Listing Rule 5250(c)(1) (the “Rule”) as a result of its failure to timely file its Annual Report on Form 10-K for the fiscal year ended February 28, 2023 (the “Form 10-K”). 7.01 On July 21, 2023, the Company issued a press release regarding its receipt of the Additional Notice. | ea182160-8k_nextplay.htm |
| 2023-06-23 | 8-K | 2023-06-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On June 19, 2023, Andrew Greaves provided notice of his resignation as Chief Operating Officer (“COO”) of NextPlay Technologies, Inc., a Nevada corporation (the “Company”), effective June 20, 2023. | ea180739-8k_nextplay.htm |
| 2023-06-15 | 8-K | 2023-06-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On June 9, 2023, Mark Vange resigned from his position as the Chief Technology Officer of NextPlay Technologies, Inc., a Nevada corporation (the “Company”). | ea180325-8k_nextplay.htm |
| 2023-06-09 | 8-K | 2023-06-06 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 7.01 Regulation FD Disclosure | 3.01 On June 6, 2023, NextPlay Technologies, Inc. (the “Company”) received a notification letter (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) advising the Company that it was not in compliance with Nasdaq’s continued listing requirements under Nasdaq Listing Rule 5250(c)(1) (the “Rule”) as a result of its failure to timely file its Annual Report on Form 10-K for the fiscal year ended February 28, 2023 (the “Form 10-K”). 7.01 On June 9, 2023, the Company issued a press release regarding its receipt of the Notice. | ea180010-8k_nextplay.htm |
| 2023-05-04 | 8-K | 2023-05-04 | 8.01 Other Events | 8.01 NextPlay Technologies, Inc., a Nevada corporation (the “Company”) is filing this Current Report on Form 8-K to correct certain disclosures included in that Annual Report on Form 10-K for the year ended February 28, 2022 (the “Annual Report”), filed with the Securities and Exchange Commission (the “SEC”) on June 21, 2022. | ea177966-8k_nextplay.htm |
| 2023-01-31 | 8-K | 2023-01-25 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 1.01 As previously disclosed in that certain Current Report on Form 8-K filed with the Securities and Exchange Commission (the “SEC”) on June 29, 2022 (the “Prior 8-K”), on June 28, 2022, NextPlay Technologies, Inc., a Nevada corporation (the “Company”), entered into a series of agreements whereby it agreed to sell its travel (NextTrip) and media (Reinhart/Zappware) businesses to TGS Esports Inc. (“TGS”), a British Columbia corporation listed for trading on the Canadian TSX Venture Exchange (the “TSXV”), in exchange for securities of TGS (the “Transaction”). 1.02 The information set forth in Item 1.01 of this Current Report on Form 8-K (this “Current Report”) regarding the termination of the Share Exchange Agreement and Separation Agreement is incorporated by reference into this Item 1.02. 5.02 In connection with the Separation, effective January 25, 2023, William Kerby, Donald P. Monaco and Carmen Diges resigned as members of the Board of Directors (the “Board”) of the Company and Mr. Kerby also resigned from any and all positions with the Company including as Co-Chief Executive Officer. 7.01 On January 31, 2023, the Company issued a press release announcing the Separation. | ea172452-8k_nextplay.htm |
| 2023-01-25 | 8-K | 2023-01-23 | 8.01 Other Events | 8.01 On January 23, 2023, NextPlay Technologies, Inc. (the “Company”) received a letter from the Nasdaq Listing Qualifications Staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Staff has determined that the Company has regained compliance with the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) because for the prior 10 consecutive trading days, from January 6, 2023 through January 20, 2023, the closing bid price of the Company’s common stock was above $1.00 per share or greater. | ea172174-8k_nextplay.htm |
| 2023-01-20 | 8-K | 2023-01-17 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On January 17, 2023, NextPlay Technologies, Inc. (the “Company”) held a Special Meeting of its stockholders (the “Special Meeting”) in a virtual format. | ea171952-8k_nextplaytech.htm |
| 2023-01-10 | 8-K | 2023-01-04 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 4, 2023, Timothy Sikora notified NextPlay Technologies, Inc., a Nevada corporation (the “Company”), of his resignation as the Company’s Chief Information Officer, effective December 30, 2022. | ea171471-8k_nextplay.htm |
| 2023-01-05 | 8-K | 2023-01-04 | 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 7.01 Regulation FD Disclosure | 3.03 To the extent required by Item 3.03 of Form 8-K, the information contained in Item 5.03 of this Current Report on Form 8-K is incorporated herein by reference. 5.03 The Board of Directors of NextPlay Technologies, Inc., a Nevada corporation (the “Company”), has approved a reverse stock split of the Company’s authorized, issued and outstanding shares of common stock, par value $0.00001 per share (the “Common Stock”), at a ratio of 1-for-20 (the “Reverse Split”). 7.01 On January 5, 2023, the Company issued a press release disclosing the Reverse Split. | ea171099-8k_nextplay.htm |