NEXEON MEDSYSTEMS INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-10-06: Reporting owner ROSELLINI MICHAEL; Form 3/A; Security Warrants; Transaction Holding.
- 2017-10-06: Reporting owner ROSELLINI MICHAEL; Form 3/A; Security Warrants; Transaction Holding.
- 2017-08-24: Reporting owner ROSELLINI MICHAEL; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2017-06-23: Reporting owner NEITZEL MICHAEL; Form 4; Security WARRANTS; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-10-06 holding as of filing | ROSELLINI MICHAEL 10% Owner | 3/A | Warrants Derivative · Direct · (m) | Holding | $2.00 exercise price | 2017-10-06 | ||
| 2017-10-06 holding as of filing | ROSELLINI MICHAEL 10% Owner | 3/A | Warrants Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2017-10-06 | ||
| 2017-08-24 | ROSELLINI MICHAEL Other (Shareholder holding over 5%) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +200,000 200,000 owned after | $1.50 exercise price | 2017-10-06 | |
| 2017-06-23 | NEITZEL MICHAEL Director | 4 | WARRANTS Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −500,000 0 owned after | $2.00 exercise price | 2017-10-10 | |
| 2017-06-23 | ROSELLINI MICHAEL Other (Shareholder holding over 5%) | 4 | Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −617,000 0 owned after | no price filed | 2017-10-06 | |
| 2017-06-23 | ROSELLINI MICHAEL Other (Shareholder holding over 5%) | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −600,000 0 owned after | no price filed | 2017-10-06 | |
| 2017-03-22 holding as of filing | NEITZEL MICHAEL Director | 3 | WARRANTS Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2017-03-22 | ||
| 2017-03-13 holding as of filing | GEORGE KENT J. Director | 3 | WARRANTS Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2017-03-13 | ||
| 2017-02-03 holding as of filing | ROSELLINI MICHAEL 10% Owner | 3 | Warrants Derivative · Direct · (m) | Holding | $2.00 exercise price | 2017-02-03 | ||
| 2017-02-03 holding as of filing | ROSELLINI MICHAEL 10% Owner | 3 | Warrants Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2017-02-03 | ||
| 2016-09-26 holding as of filing | BATES MARK C. Director, Officer (CHIEF INNOVATION OFFICER) | 3/A | WARRANTS TO PURCHASE COMMON STOCK Derivative · Direct | Holding | $2.00 exercise price | 2016-09-26 | ||
| 2016-09-08 holding as of filing | BATES MARK C. Director, Officer (CHIEF INNOVATION OFFICER) | 3 | WARRANTS TO PURCHASE COMMON STOCK Derivative · Direct | Holding | $2.00 exercise price | 2016-09-08 |