NewStar Financial, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-12-18: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-12-04; Total offering amount $300,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-12-18 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2014-12-04 | $300,000,000 | $200,000,000 | $100,000,000 | 3 |