NewAge, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2020-12-01: Form 8-K; Period of report 2020-11-30; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 7.01 Regulation FD Disclosure; Details 1.01.
- 2020-11-16: Form 8-K; Period of report 2020-11-13; Description 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; Details 1.01.
- 2020-11-09: Form 8-K; Period of report 2020-11-09; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2020-10-01: Form 8-K; Period of report 2020-09-30; Description 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2020-12-01 | 8-K | 2020-11-30 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 2.03 The information provided in Item 1.01 of this Current Report on Form 8-K is incorporated by reference in this Item 2.03. 3.02 The information provided in Item 1.01 of this Current Report on Form 8-K is incorporated by reference in this Item 3.02. 7.01 On December 1, 2020, the Company issued a press release announcing the Company’s entry into the Purchase Agreement and the terms of the Private Placement, a copy of which is filed as Exhibit 99.1. | form8-k.htm |
| 2020-11-16 | 8-K | 2020-11-13 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 2.01 On the Closing Date, the Company completed its previously announced Acquisition of Ariix, which owns five brands in the e-commerce and direct selling channels, including Ariix, Zennoa, Limu, MaVie, and Shannen, subject to the conditions and terms set forth in the Merger Agreement, as amended by the Waiver Letter (the “Amended Merger Agreement”). 5.02 In connection with the Amended Merger Agreement, on November 13, 2020, Reginald Kapteyn, who serves on the Audit Committee and Compensation Committee, advised the Company’s Board of Directors (the “Board”) that, as of the Closing Date, he will resign from the Board and from all committees of the Board on which he served. 7.01 On the Closing Date, the Company issued a press release announcing the completion of the Acquisition. | form8k.htm |
| 2020-11-09 | 8-K | 2020-11-09 | 2.02 Results of Operations and Financial Condition | 2.02 On November 9, 2020, NewAge, Inc. issued a press release announcing its financial results for the quarter ended September 30, 2020. | form8-k.htm |
| 2020-10-01 | 8-K | 2020-09-30 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On October 1, 2020, the Company issued press release announcing that the parties had entered into the Merger Agreement. | form8-k.htm |
| 2020-09-29 | 8-K | 2020-09-24 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On September 29, 2020, the Company issued a press release announcing the BWR Sale. | form8-k.htm |
| 2020-09-10 | 8-K | 2020-09-04 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 4, 2020, NewAge, Inc. (the“Company”) and David Vanderveen, the Chief Operating Officer of the Company, entered into a Confidential Settlement Agreement and Release (the“Settlement Agreement”) in connection with Mr. Vanderveen’s resignation from the Company, which is deemed effective as of August 1, 2020. | form8-k.htm |
| 2020-08-20 | 8-K | 2020-08-20 | 7.01 Regulation FD Disclosure | 7.01 NewAge, Inc. (the “Company”) is furnishing as Exhibit 99.1 a presentation to be used by the Company during investor meetings. | form8-k.htm |
| 2020-08-10 | 8-K | 2020-08-10 | 2.02 Results of Operations and Financial Condition | 2.02 On August 10, 2020, NewAge, Inc. issued a press release announcing its financial results for the quarter ended June 30, 2020. | form8-k.htm |
| 2020-07-29 | 8-K | 2020-07-24 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 7.01 Regulation FD Disclosure | 5.03 On July 24, 2020, New Age Beverages Corporation (the “Company”) filed with the Secretary of State of Washington Articles of Amendment (the “Amendment”) to the Company’s Articles of Incorporation, as amended, to change its name to NewAge, Inc. The Amendment is effective as of July 28, 2020. 7.01 On July 29, 2020, the Company issued a press release announcing its name change to NewAge, Inc. A copy of the press release is furnished as Exhibit 99.1 of this report. | form8-k.htm |
| 2020-07-20 | 8-K | 2020-07-20 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On July 20, 2020, the Company issued press release announcing that the parties had entered into the Merger Agreement. | form8-k.htm |
| 2020-07-07 | 8-K | 2020-07-06 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | form8-k.htm |
| 2020-06-30 | 8-K | 2020-06-25 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 New Age Beverages Corporation (the “Company”) held its 2020 Annual Meeting of Shareholders (the “Annual Meeting”) on June 25, 2020. | form8-k.htm |
| 2020-05-11 | 8-K | 2020-05-11 | 2.02 Results of Operations and Financial Condition | 2.02 On May 11, 2020, New Age Beverages Corporation issued a press release announcing its financial results for the quarter ended March 31, 2020. | form8-k.htm |
| 2020-04-15 | 8-K | 2020-04-14 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On April 14, 2020, New Age Beverages Corporation (the “Company”) entered into a loan with East West Bank as the lender (“Lender”) in an aggregate principal amount of $6,868,400 (“PPP Loan”) under the Paycheck Protection Program under the Coronavirus Aid, Relief, and Economic Security (CARES) Act. 2.03 The foregoing terms and conditions of the Notes and the PPP Loan described in Item 1.01 of this Current Report on Form 8-K are incorporated herein by reference. | form8-k.htm |
| 2020-04-14 | 8-K | 2020-04-14 | 2.02 Results of Operations and Financial Condition | 2.02 On April 14, 2020, New Age Beverages Corporation (“NewAge” or the “Company”) issued a press release announcing preliminary results for the quarter ended March 31, 2020. | form8-k.htm |
| 2020-03-17 | 8-K | 2020-03-17 | 7.01 Regulation FD Disclosure | 7.01 New Age Beverages Corporation (the “Company”) is furnishing as Exhibit 99.1 a presentation to be used by the Company at the 32nd Annual Roth Conference. | form8-k.htm |
| 2020-03-16 | 8-K | 2020-03-16 | 2.02 Results of Operations and Financial Condition | 2.02 On March 16, 2020, New Age Beverages Corporation issued a press release announcing its financial results for the year and quarter ended December 31, 2019. | form8-k.htm |
| 2020-01-13 | 8-K | 2020-01-13 | 7.01 Regulation FD Disclosure | 7.01 New Age Beverages Corporation (the “Company”) is furnishing as Exhibit 99.1 a presentation to be used by the Company at the ICR Conference in January 2020. | form8-k.htm |
| 2020-01-13 | 8-K | 2020-01-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 On January 13, 2020, New Age Beverages Corporation (the “Company”) appointed David Vanderveen to the position of Chief Operating Officer. 7.01 On January 13, 2020, the Company issued a press release announcing Mr. Vanderveen’s appointment as Chief Operating Officer of the Company. | form8-k.htm |
| 2020-01-07 | 8-K | 2020-01-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 On January 7, 2020, Alicia Syrett was appointed as a director of New Age Beverages Corporation (the “Company”). 7.01 On January 7, 2020, the Company issued a press release announcing Ms. Syrett’s appointment as a director on the Board. | form8-k.htm |