NEW LEAF BRANDS, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2014-03-17: Form 8-K/A; Period of report 2014-02-19; Description 4.01 Changes in Registrant's Certifying Accountant; Details 4.01.
- 2014-02-20: Form 8-K; Period of report 2014-02-17; Description 4.01 Changes in Registrant's Certifying Accountant; Details 4.01.
- 2013-05-24: Form 8-K; Period of report 2013-04-19; Description 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 3.02 Unregistered Sales of Equity Securities; Details 2.01.
- 2012-08-23: Form 8-K; Period of report 2011-08-23; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2014-03-17 | 8-K/A | 2014-02-19 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On February 18, 2014, New Leaf Brands, Inc. terminated its relationship with EisnerAmper LLP, as our independent registered public accounting firm. | newleaf_8ka.htm |
| 2014-02-20 | 8-K | 2014-02-17 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On February 18, 2014, New Leaf Brands, Inc. terminated its relationship with EisnerAmper LLP, as our independent registered public accounting firm. | nlbi_8k.htm |
| 2013-05-24 | 8-K | 2013-04-19 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 3.02 Unregistered Sales of Equity Securities | 2.01 – Completion of Acquisition or Disposition of Assets. 3.02 These shares were issued in reliance on the exemption afforded by section 4(2) of the Securities Act of 1933, as amended, as a transaction by an issuer not involving any public offering. | nlef_8k.htm |
| 2012-08-23 | 8-K | 2011-08-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 23, 2012, Edward (Ted) H. Eppel was appointed to our Board of Directors. | nlef_8k.htm |
| 2012-07-23 | 8-K | 2012-07-10 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 10, 2012, Terry L. Kinder was appointed to our Board of Directors. | nlef_8k.htm |
| 2012-02-23 | 8-K | 2012-02-14 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 On February 14, 2012 the Company entered into a Consulting Agreement with Fuselier and Co., Inc. to advise the Company on a corporate turnaround strategy. 5.02 On February 14, 2012 Eric Skae, our current Chairman, Chief Executive Officer and President, resigned as our Chairman, CEO, CFO and COO. | nlef_8k.htm |
| 2011-12-01 | 8-K | 2011-11-22 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 David Tsiang, the Company’s Chief Financial Officer and Treasurer, resigned from those offices by a resignation letter dated November 23, 2011 but effective as of November 30, 2011. 8.01 On November 22, 2011 the Company was unable to raise the necessary capital to continue normal daily operations and therefore dismissed all its employees. | newleafbrandsform8k_final113.htm |
| 2011-10-05 | 8-K | 2011-08-24 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 3.02 On August 24, 2011, we recast $606,381(principal plus accrued interest) in existing secured loans with 6 parties (entered into between June and July 2011) in exchange for 10% Secured Convertible Subordinated Notes (“Secured Notes”) which Notes were coupled with common stock. | nlef_8k.htm |
| 2011-09-07 | 8-K | 2011-08-25 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 25, 2011, Scott Ricketts tendered and our Board of Directors accepted his resignation as a member of our Board of Directors. | nlef_8k.htm |
| 2011-06-29 | 8-K | 2011-06-28 | 8.01 Other Events | 8.01 On June 28 2011, the Company issued a press release, a copy of which is annexed as an Exhibit.. | nlef_8k.htm |
| 2011-04-21 | 8-K | 2011-04-15 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 Effective April 15, 2011, New Leaf Brands, Inc. (the “Company”), dismissed its principal independent accountant Mayer, Hoffman, McCann P.C.(“MHM”). | nlef_8k.htm |
| 2011-02-25 | 8-K | 2011-02-21 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On February 21, 2011, Neil Russell tendered and our Board of Directors accepted his resignation as a member of our Board of Directors. | nlef_8k.htm |
| 2011-01-26 | 8-K | 2011-01-20 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 1.01 The information set forth under Item 3.02 is incorporated herein by reference. 3.02 On January 21 , 2011, the Company completed a unit offering of an aggregate of $1,215,000 of its Series K 10% Convertible Preferred Stock (“Series K Preferred Stock”) and three series (Series X, Y and Z) of common stock purchase warrants (“Warrants”) to 11 accredited investors. 3.03 The information set forth under Item 3.02 is incorporated herein by reference. 5.03 The information set forth under Item 3.02 is incorporated herein by reference. 8.01 On January 20, 2011, the Company issued a press release reporting the closing on the above transaction. | nlef_8k.htm |
| 2011-01-06 | 8-K | 2010-12-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 The Company's Chief Operating Officer, William Alan Sipper, has resigned. | nlef_8k.htm |
| 2010-10-15 | 8-K | 2010-10-12 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 3.02 On October 12,2010, the company completed a unit offering of an aggregate of $2,010,227 (including the $1,652,273 reported on September 24, 2010) of its bridge notes and warrants to accredited investors. | nlef_8k.htm |
| 2010-09-24 | 8-K | 2010-09-21 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 3.02 On September 21 and September 22, 2010, the company completed a unit offering of $1,652, 273 of its bridge notes and warrants to accredited investors. | nlef_8k.htm |
| 2010-05-26 | 8-K | 2010-05-20 | 8.01 Other Events | 8.01 On May 20, 2010, we issued a note to Mr. O. Lee Tawes III, Director of our Company, for $300,000, bearing simple interest at 15% per annum for $300,000. | nlef_8k.htm |
| 2010-03-05 | 8-K | 2010-03-04 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers. | nlef_8k.htm |
| 2010-02-24 | 8-K | 2010-02-22 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry Into a Material Definitive Agreement. 3.02 Unregistered Sales of Equity Securities. | nlef_8k.htm |
| 2010-01-12 | 8-K | 2010-01-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers. | nlef_8k.htm |
| 2009-12-01 | 8-K | 2009-11-24 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry Into a Material Definitive Agreement. 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off Balance Sheet Arrangement of a Registrant. 3.02 Unregistered Sales of Equity Securities. | nlef_8k.htm |
| 2009-10-26 | 8-K | 2009-10-20 | 3.03 Material Modification to Rights of Security Holders | 3.03 Material Modification of Rights of Security Holders. | nlef_8k.htm |
| 2009-10-14 | 8-K | 2009-10-09 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 Entry Into a Material Definitive Agreement. 1.02 Termination of a Material Definitive Agreement. 2.01 Completion of Acquisition or Disposition of Assets. 5.02 Departure of Directors or Certain Officers; Election of Certain Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. 5.03 Amendment to Articles of Incorporation or Bylaws; Change in Fiscal Year. | bayw_8k.htm |
| 2009-07-30 | 8-K | 2009-07-24 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets | 1.01 Entry Into a Material Definitive Agreement. 2.01 Completion of Acquisition or Disposition of Assets. | baywo8k.htm |
| 2009-07-20 | 8-K | 2009-07-20 | 7.01 Regulation FD Disclosure | 7.01 On June 12, 2009, Baywood International, Inc., (“us” or the “Company”) entered into a final Settlement Agreement and Mutual Release (the “Agreement”) with Farmatek IC VE DIS TIC, LTD, STI, (“Farmatek”), memorializing a previously disclosed settlement reached by the Company and Farmatek in February 2009, previously disclosed by the company in its Annual Report on Form 10-K, filed with Securities and Exchange Commission on April 15, 2009. | baywood8k.htm |
| 2009-03-24 | 8-K | 2009-03-20 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 3.02 On March 20, 2009, we entered into a transaction with our Chief Executive Officer, Mr. Eric Skae, whereby we issued to Mr. Skae an 18% Subordinated Note, with an effective date of March 17, 2009, for a principal amount of $325,000 and a Warrant to purchase up to 100,000 shares of our common stock at an exercise price of $0.85 per share, subject to adjustment, expiring on the fifth anniversary of the initial issuance date of the Warrant. | baywo8k.htm |
| 2009-03-10 | 8-K | 2009-03-04 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | baywood8k.htm |
| 2009-01-15 | 8-K | 2009-01-08 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | baywood8k.htm |
| 2008-12-23 | 8-K | 2008-12-22 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | baywood8k.htm | |
| 2008-10-22 | 8-K | 2008-10-22 | 4.01 Changes in Registrant's Certifying Accountant | baywood8k.htm | |
| 2008-10-02 | 8-K | 2008-09-28 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | baywood8k.htm | |
| 2008-09-15 | 8-K | 2008-09-09 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | f8k.htm | |
| 2008-09-11 | 8-K | 2008-09-05 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | baywood8k.htm | |
| 2008-01-04 | 8-K | 2007-12-19 | 7.01 Regulation FD Disclosure | form8k.htm | |
| 2007-12-26 | 8-K | 2007-12-18 | 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | form8k.htm | |
| 2007-10-26 | 8-K/A | 2007-10-12 | 4.01 Changes in Registrant's Certifying Accountant | form8ka.htm | |
| 2007-10-16 | 8-K | 2007-10-16 | 4.01 Changes in Registrant's Certifying Accountant | form8-k.htm | |
| 2007-09-18 | 8-K/A | 2007-04-11 | 9.01 Financial Statements and Exhibits | form8-ka.htm | |
| 2007-07-16 | 8-K | 2007-07-11 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | body.htm | |
| 2007-06-21 | 8-K/A | 2007-06-21 | 9.01 Financial Statements and Exhibits | form8-ka.htm | |
| 2007-06-20 | 8-K | 2007-06-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | form8-k.htm | |
| 2007-04-11 | 8-K | 2007-04-05 | 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders | form8k.txt | |
| 2006-09-25 | 8-K | 2006-09-19 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | form8-k.htm | |
| 2006-01-04 | 8-K | 2006-01-04 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | body.htm | |
| 2006-01-03 | 8-K | 2006-01-02 | 3.02 Unregistered Sales of Equity Securities; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | body.txt | |
| 2005-12-22 | 8-K | 2005-12-21 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders | body.txt | |
| 2005-09-23 | 8-K | 2005-09-22 | 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | form8k.txt | |
| 2005-08-11 | 8-K | 2005-08-09 | 8.01 Other Events | body.txt | |
| 2005-06-09 | 8-K | 2005-06-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | body.txt | |
| 2004-12-20 | 8-K | 2004-12-17 | 8.01 Other Events | doc1.txt | |
| 2003-05-16 | 8-K | 2003-05-15 | 7.01 Regulation FD Disclosure; 8.01 Other Events | doc1.txt | |
| 2003-03-31 | 8-K | 2003-03-28 | 8.01 Other Events | doc1.txt | |
| 2002-11-14 | 8-K | 2002-11-14 | 7.01 Regulation FD Disclosure; 8.01 Other Events | doc1.txt | |
| 2002-08-14 | 8-K | 2002-08-13 | 7.01 Regulation FD Disclosure; 8.01 Other Events | doc1.txt | |
| 1998-10-21 | 8-K | 1998-10-01 | 8.01 Other Events | ||
| 1998-05-28 | 8-K | 1998-05-12 | 5.01 Changes in Control of Registrant | ||
| 1998-02-25 | 8-K | 1998-02-25 | 8.01 Other Events |