NEVRO CORP. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows, 48 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-12: Reporting owner Novo A/S; Form 4; Security Series C Preferred Stock; Transaction C Conversion of derivative security.
- 2014-11-12: Reporting owner JOHNSON & JOHNSON | JOHNSON & JOHNSON DEVELOPMENT CORP ET AL; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2014-11-12: Reporting owner JOHNSON & JOHNSON | JOHNSON & JOHNSON DEVELOPMENT CORP ET AL; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2014-11-12: Reporting owner AMV Partners II LP; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-12 | Novo A/S | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,979,841 0 owned after | $0.00 | 2014-11-13 | |
| 2014-11-12 | JOHNSON & JOHNSON | JOHNSON & JOHNSON DEVELOPMENT CORP ET AL 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Johnson & Johnson Development Corporation | C Conversion of derivative security | −2,790,178 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | JOHNSON & JOHNSON | JOHNSON & JOHNSON DEVELOPMENT CORP ET AL 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Johnson & Johnson Development Corporation | C Conversion of derivative security | −246,827 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | AMV Partners II LP Other (Former 10% Beneficial Owner) | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,000,213 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | AMV Partners II LP Other (Former 10% Beneficial Owner) | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −536,572 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | AMV Partners II LP Other (Former 10% Beneficial Owner) | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −148,555 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | PLIAM NATHAN B Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −1,272,841 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | PLIAM NATHAN B Director | 4 | Series B Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −682,826 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | PLIAM NATHAN B Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −191,314 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | PLIAM NATHAN B Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −27,435 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | PLIAM NATHAN B Director | 4 | Series B Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −14,718 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | PLIAM NATHAN B Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −4,123 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | Three Arch Management IV, L.L.C. | JAEGER WILFRED E | THREE ARCH PARTNERS IV LP | THREE ARCH ASSOCIATES IV LP | WAN MARK A Other (Former 10% Beneficial Owner) | | Other (Former 10% Beneficial owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,272,187 0 owned after | no price filed | 2014-11-12 | |
| 2014-11-12 | Three Arch Management IV, L.L.C. | JAEGER WILFRED E | THREE ARCH PARTNERS IV LP | THREE ARCH ASSOCIATES IV LP | WAN MARK A Other (Former 10% Beneficial Owner) | | Other (Former 10% Beneficial owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −682,475 0 owned after | no price filed | 2014-11-12 | |
| 2014-11-12 | Three Arch Management IV, L.L.C. | JAEGER WILFRED E | THREE ARCH PARTNERS IV LP | THREE ARCH ASSOCIATES IV LP | WAN MARK A Other (Former 10% Beneficial Owner) | | Other (Former 10% Beneficial owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −204,076 0 owned after | no price filed | 2014-11-12 | |
| 2014-11-12 | Three Arch Management IV, L.L.C. | JAEGER WILFRED E | THREE ARCH PARTNERS IV LP | THREE ARCH ASSOCIATES IV LP | WAN MARK A Other (Former 10% Beneficial Owner) | | Other (Former 10% Beneficial owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −28,090 0 owned after | no price filed | 2014-11-12 | |
| 2014-11-12 | Three Arch Management IV, L.L.C. | JAEGER WILFRED E | THREE ARCH PARTNERS IV LP | THREE ARCH ASSOCIATES IV LP | WAN MARK A Other (Former 10% Beneficial Owner) | | Other (Former 10% Beneficial owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −15,069 0 owned after | no price filed | 2014-11-12 | |
| 2014-11-12 | Three Arch Management IV, L.L.C. | JAEGER WILFRED E | THREE ARCH PARTNERS IV LP | THREE ARCH ASSOCIATES IV LP | WAN MARK A Other (Former 10% Beneficial Owner) | | Other (Former 10% Beneficial owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −4,506 0 owned after | no price filed | 2014-11-12 | |
| 2014-11-12 | BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP | Bay City Capital Fund IV, L.P. | BAY CITY CAPITAL LLC | Bay City Capital Management IV LLC Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | 4 | Series A Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −1,272,841 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP | Bay City Capital Fund IV, L.P. | BAY CITY CAPITAL LLC | Bay City Capital Management IV LLC Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | 4 | Series B Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −682,826 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP | Bay City Capital Fund IV, L.P. | BAY CITY CAPITAL LLC | Bay City Capital Management IV LLC Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | 4 | Series C Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −191,314 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP | Bay City Capital Fund IV, L.P. | BAY CITY CAPITAL LLC | Bay City Capital Management IV LLC Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | 4 | Series A Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −27,435 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP | Bay City Capital Fund IV, L.P. | BAY CITY CAPITAL LLC | Bay City Capital Management IV LLC Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | 4 | Series B Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −14,718 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-12 | BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP | Bay City Capital Fund IV, L.P. | BAY CITY CAPITAL LLC | Bay City Capital Management IV LLC Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | Other (Former 10% Beneficial Owner) | 4 | Series C Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −4,123 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-05 holding as of filing | JOHNSON & JOHNSON | JOHNSON & JOHNSON DEVELOPMENT CORP ET AL 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Johnson & Johnson Development Corporation | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | JOHNSON & JOHNSON | JOHNSON & JOHNSON DEVELOPMENT CORP ET AL 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Johnson & Johnson Development Corporation | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | Novo A/S | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | Bay City Capital Fund IV, L.P. | Bay City Capital Management IV LLC | BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP | BAY CITY CAPITAL LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | Bay City Capital Fund IV, L.P. | Bay City Capital Management IV LLC | BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP | BAY CITY CAPITAL LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | Bay City Capital Fund IV, L.P. | Bay City Capital Management IV LLC | BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP | BAY CITY CAPITAL LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | Bay City Capital Fund IV, L.P. | Bay City Capital Management IV LLC | BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP | BAY CITY CAPITAL LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | Bay City Capital Fund IV, L.P. | Bay City Capital Management IV LLC | BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP | BAY CITY CAPITAL LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | Bay City Capital Fund IV, L.P. | Bay City Capital Management IV LLC | BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP | BAY CITY CAPITAL LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | AMV Partners II LP 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | AMV Partners II LP 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | AMV Partners II LP 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | PLIAM NATHAN B Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | PLIAM NATHAN B Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | PLIAM NATHAN B Director | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | PLIAM NATHAN B Director | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | PLIAM NATHAN B Director | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | PLIAM NATHAN B Director | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | WAN MARK A | JAEGER WILFRED E | THREE ARCH PARTNERS IV LP | THREE ARCH ASSOCIATES IV LP | Three Arch Management IV, L.L.C. 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | WAN MARK A | JAEGER WILFRED E | THREE ARCH PARTNERS IV LP | THREE ARCH ASSOCIATES IV LP | Three Arch Management IV, L.L.C. 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | WAN MARK A | JAEGER WILFRED E | THREE ARCH PARTNERS IV LP | THREE ARCH ASSOCIATES IV LP | Three Arch Management IV, L.L.C. 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | WAN MARK A | JAEGER WILFRED E | THREE ARCH PARTNERS IV LP | THREE ARCH ASSOCIATES IV LP | Three Arch Management IV, L.L.C. 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | WAN MARK A | JAEGER WILFRED E | THREE ARCH PARTNERS IV LP | THREE ARCH ASSOCIATES IV LP | Three Arch Management IV, L.L.C. 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-11-05 | ||
| 2014-11-05 holding as of filing | WAN MARK A | JAEGER WILFRED E | THREE ARCH PARTNERS IV LP | THREE ARCH ASSOCIATES IV LP | Three Arch Management IV, L.L.C. 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-11-05 |