NeuBase Therapeutics, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2023-07-07: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2023-06-28; Total offering amount $5,000,002.
- 2014-01-16: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; Date of first sale 2013-12-30; Total offering amount $569,581.
- 2013-10-11: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-10-02; Total offering amount $376,915.
- 2009-06-04: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2009-06-03; Total offering amount $1,080,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2023-07-07 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2023-06-28 | $5,000,002 | $5,000,002 | $0 | 1 |
| 2014-01-16 | Rule 506(b) | OptionToAcquire | 2013-12-30 | $569,581 | $569,581 | $0 | 3 |
| 2013-10-11 | Rule 506(b) | Equity; OptionToAcquire | 2013-10-02 | $376,915 | $376,915 | $0 | 3 |
| 2009-06-04 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2009-06-03 | $1,080,000 | $1,005,000 | $75,000 | 24 |
| 2009-04-03 | Rule 506 | Debt; SecurityToBeAcquired | 2009-03-19 | $500,000 | $500,000 | $0 | 1 |