NETWORK CN INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-10-23: Reporting owner SO DANIEL KUEN KWOK; Form 5; Security Common Stock -Restricted; Transaction G Bona fide gift.
- 2006-10-05: Reporting owner SO DANIEL KUEN KWOK; Form 5; Security Common Stock -Restricted; Transaction G Bona fide gift.
- 2006-08-28: Reporting owner CHU STANLEY; Form 4; Security Common Stock-Restricted; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-08-28: Reporting owner SO DANIEL KUEN KWOK; Form 4; Security Common Stock-Restricted; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-10-23 | SO DANIEL KUEN KWOK Director | 5 | Common Stock -Restricted Non-derivative · Direct | G Bona fide gift | −558,249 341,751 owned after | $0.00 | 2007-02-09 | |
| 2006-10-05 | SO DANIEL KUEN KWOK Director | 5 | Common Stock -Restricted Non-derivative · Direct | G Bona fide gift | −300,000 341,751 owned after | $0.00 | 2007-02-09 | |
| 2006-08-28 | CHU STANLEY Director | 4 | Common Stock-Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2006-08-28 | |
| 2006-08-28 | SO DANIEL KUEN KWOK Director | 4 | Common Stock-Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 1,200,000 owned after | $0.00 | 2006-08-28 | |
| 2006-05-23 | MAGNOLIA GROUP HOLDINGS LTD 10% Owner | 4 | Common Stock-Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −8,678,537 477,823 owned after | $0.00 | 2006-05-24 | |
| 2006-05-17 | SO DANIEL KUEN KWOK Director | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.00 | 2006-05-19 |