NEPTUNE WELLNESS SOLUTIONS INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-02-22: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2021-02-10; Total offering amount $12,000,000.
- 2019-07-25: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2019-07-17; Total offering amount $37,010,001.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-02-22 | Rule 506(b) | Equity | 2021-02-10 | $12,000,000 | $12,000,000 | $0 | 8 |
| 2019-07-25 | Rule 506(b) | Equity | 2019-07-17 | $37,010,001 | $37,010,001 | $0 | 12 |