NephroGenex, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows, 42 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-06: Reporting owner Patel Jaikrishna; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-04-30: Reporting owner Taglietti Marco; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-04-30: Reporting owner Steiner Eugen; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-04-30: Reporting owner Seltzer Robert R.; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-06 | Patel Jaikrishna Officer (Chief Medical Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,347 54,347 owned after | $4.12 exercise price | 2015-08-07 | |
| 2015-04-30 | Taglietti Marco Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,870 6,870 owned after | $7.31 exercise price | 2015-05-04 | |
| 2015-04-30 | Steiner Eugen Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,870 6,870 owned after | $7.31 exercise price | 2015-05-04 | |
| 2015-04-30 | Seltzer Robert R. Director, 10% Owner | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,870 6,870 owned after | $7.31 exercise price | 2015-05-04 | |
| 2015-04-30 | Peterson Bob Officer (VP of Prod. Dev. & Reg. Aff's.) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $7.31 exercise price | 2015-05-04 | |
| 2015-04-30 | Mitchum James P. Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,740 13,740 owned after | $7.31 exercise price | 2015-05-04 | |
| 2015-04-30 | Markham Richard J Director, 10% Owner | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,870 6,870 owned after | $7.31 exercise price | 2015-05-04 | |
| 2015-04-30 | Legault Pierre Director, Officer (Chief Executive Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $7.31 exercise price | 2015-05-04 | |
| 2015-04-30 | Hamill John Officer (Chief Financial Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.31 exercise price | 2015-05-04 | |
| 2015-04-30 | Fox J. Wesley Officer (Pres. & Chief Sci. Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.31 exercise price | 2015-05-04 | |
| 2014-12-12 | Hamill John Officer (Chief Financial Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $4.67 exercise price | 2014-12-15 | |
| 2014-12-12 | Legault Pierre Director, Officer (Chief Executive Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $4.67 exercise price | 2014-12-15 | |
| 2014-12-12 | Peterson Bob Officer (VP of Prod. Dev. & Reg. Aff's.) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,500 33,500 owned after | $4.67 exercise price | 2014-12-15 | |
| 2014-12-12 | Fox J. Wesley Officer (Pres. & Chief Sci. Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $4.67 exercise price | 2014-12-15 | |
| 2014-10-01 | Taglietti Marco Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,656 22,656 owned after | $4.49 exercise price | 2014-10-02 | |
| 2014-08-14 | Fox J. Wesley Officer (Pres. & Chief Sci. Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $4.49 exercise price | 2014-08-15 | |
| 2014-08-14 | Hamill John Officer (Chief Financial Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $4.49 exercise price | 2014-08-15 | |
| 2014-08-14 | Peterson Bob Officer (VP of Prod. Dev. & Reg. Aff's.) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $4.49 exercise price | 2014-08-15 | |
| 2014-05-15 | Steiner Eugen Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,076 3,076 owned after | $11.90 exercise price | 2014-05-16 | |
| 2014-05-15 | Hamill John Officer (Chief Financial Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,769 30,769 owned after | $11.90 exercise price | 2014-05-16 | |
| 2014-05-15 | Seltzer Robert R. Director, 10% Owner | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,076 3,076 owned after | $11.90 exercise price | 2014-05-16 | |
| 2014-05-15 | Markham Richard J Director, 10% Owner | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,076 3,076 owned after | $11.90 exercise price | 2014-05-16 | |
| 2014-05-15 | Peterson Bob Officer (VP of Prod. Dev. & Reg Aff's.) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,538 11,538 owned after | $11.90 exercise price | 2014-05-16 | |
| 2014-05-15 | VOGELBAUM MARTIN Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,076 3,076 owned after | $11.90 exercise price | 2014-05-16 | |
| 2014-05-15 | Mitchum James P. Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,076 3,076 owned after | $11.90 exercise price | 2014-05-16 | |
| 2014-05-15 | Legault Pierre Director, Officer (Chief Executive Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,156 76,156 owned after | $12.00 exercise price | 2014-05-16 | |
| 2014-05-15 | Legault Pierre Director, Officer (Chief Executive Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,078 38,078 owned after | $12.00 exercise price | 2014-05-16 | |
| 2014-05-15 | Legault Pierre Director, Officer (Chief Executive Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,686 24,686 owned after | $2.02 exercise price | 2014-05-16 | |
| 2014-05-15 | Legault Pierre Director, Officer (Chief Executive Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,343 12,343 owned after | $2.02 exercise price | 2014-05-16 | |
| 2014-05-15 | Fox J. Wesley Officer (Pres. & Chief Sci. Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,384 15,384 owned after | $11.90 exercise price | 2014-05-16 | |
| 2014-02-10 holding as of filing | Peterson Bob Officer (VP of Prod. Dev. & Reg. Aff's.) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $1.95 exercise price | 2014-02-10 | ||
| 2014-02-10 holding as of filing | Peterson Bob Officer (VP of Prod. Dev. & Reg. Aff's.) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $1.82 exercise price | 2014-02-10 | ||
| 2014-02-10 holding as of filing | Peterson Bob Officer (VP of Prod. Dev. & Reg. Aff's.) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $1.82 exercise price | 2014-02-10 | ||
| 2014-02-10 holding as of filing | Legault Pierre Director, Officer (Chief Executive Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $2.02 exercise price | 2014-02-10 | ||
| 2014-02-10 holding as of filing | Fox J. Wesley Director, Officer (Pres. & Chief Sci. Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $0.65 exercise price | 2014-02-10 | ||
| 2014-02-10 holding as of filing | Fox J. Wesley Director, Officer (Pres. & Chief Sci. Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $0.39 exercise price | 2014-02-10 | ||
| 2014-02-10 holding as of filing | Fox J. Wesley Director, Officer (Pres. & Chief Sci. Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $0.39 exercise price | 2014-02-10 | ||
| 2014-02-10 holding as of filing | Fox J. Wesley Director, Officer (Pres. & Chief Sci. Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $0.39 exercise price | 2014-02-10 | ||
| 2014-02-10 holding as of filing | Fox J. Wesley Director, Officer (Pres. & Chief Sci. Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $1.95 exercise price | 2014-02-10 | ||
| 2014-02-10 holding as of filing | Fox J. Wesley Director, Officer (Pres. & Chief Sci. Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $1.95 exercise price | 2014-02-10 | ||
| 2014-02-10 holding as of filing | Fox J. Wesley Director, Officer (Pres. & Chief Sci. Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $1.82 exercise price | 2014-02-10 | ||
| 2014-02-10 holding as of filing | Fox J. Wesley Director, Officer (Pres. & Chief Sci. Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $1.82 exercise price | 2014-02-10 |