NEON THERAPEUTICS, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-12-13: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-12-28; Total offering amount $106,000,001.
- 2017-01-11: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-12-28; Total offering amount $70,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-12-13 D/A | Rule 506(b) | Equity | 2016-12-28 | $106,000,001 | $105,999,996 | $5 | 25 |
| 2017-01-11 | Rule 506(b) | Equity | 2016-12-28 | $70,000,000 | $69,999,995 | $5 | 14 |