Neiman Marcus Group LTD LLC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2009-12-16: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Exchange of stock options exempt under Section 3(a)(9) and Regulation D.; Date of first sale 2009-12-15; Total offering amount $7,832,355.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2009-12-16 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Exchange of stock options exempt under Section 3(a)(9) and Regulation D. | 2009-12-15 | $7,832,355 | $0 | $7,832,355 | 27 |