NEAH POWER SYSTEMS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-19: Reporting owner TOEDTMAN JOHN R; Form 3; Security Series C Preferred Shares; Transaction Holding.
- 2012-04-25: Reporting owner GREEN WORLD TRUST; Form 4; Security SERIES C CONVERTIBLE PREFERRED STOCK; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-01-09: Reporting owner GREEN WORLD TRUST; Form 4; Security SERIES C CONVERTIBLE PREFERRED STOCK; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-01-06: Reporting owner Summit Trading Ltd; Form 3; Security "Series ""B"" Preferred Shares, Par Value $1.00"; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-19 holding as of filing | TOEDTMAN JOHN R Director, 10% Owner | 3 | Series C Preferred Shares Derivative · Indirect · (m) | Holding | no price filed | 2012-10-19 | ||
| 2012-04-25 | GREEN WORLD TRUST 10% Owner | 4 | SERIES C CONVERTIBLE PREFERRED STOCK Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,714,285 40,676,542 owned after | $75,000.00 | 2012-04-27 | |
| 2012-01-09 | GREEN WORLD TRUST 10% Owner | 4 | SERIES C CONVERTIBLE PREFERRED STOCK Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,429,000 29,962,257 owned after | $80,000.00 | 2012-01-12 | |
| 2012-01-06 holding as of filing | Summit Trading Ltd 10% Owner | 3 | "Series ""B"" Preferred Shares, Par Value $1.00" Derivative · Direct | Holding | no price filed | 2012-01-06 | ||
| 2012-01-06 holding as of filing | Sierra Trading Corp. 10% Owner | 3 | "Series ""B"" Preferred Shares, Par Value $1.00" Derivative · Direct | Holding | no price filed | 2012-01-06 | ||
| 2008-09-16 | D'COUTO GERARD C Director, Officer (President and CEO) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500,000 500,000 owned after | $0.04 | 2008-09-17 | |
| 2008-09-11 | SOLOMON MICHAEL F Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $0.04 | 2008-09-15 | |
| 2008-09-11 | Wilson Stephen M Officer (Chief Financial Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $0.04 | 2008-09-15 |