NEAH POWER SYSTEMS, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-08-16: Federal exemption Rule 506; Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2011-07-22; Total offering amount $12,000,000.
- 2013-06-13: Federal exemption Rule 506; Types of securities offered Equity; Debt; OptionToAcquire; Date of first sale 2007-11-09; Total offering amount $4,952,500.
- 2012-05-14: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-04-25; Total offering amount $1,500,000.
- 2011-11-14: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2011-11-10; Total offering amount $4,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-08-16 D/A | Rule 506 | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2011-07-22 | $12,000,000 | $1,316,169 | $10,683,831 | 12 |
| 2013-06-13 | Rule 506 | Equity; Debt; OptionToAcquire | 2007-11-09 | $4,952,500 | $4,952,500 | $0 | 185 |
| 2012-05-14 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-04-25 | $1,500,000 | $1,096,000 | $404,000 | 19 |
| 2011-11-14 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2011-11-10 | $4,000,000 | $150,000 | $3,850,000 | 1 |