NCI, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-03-09: Reporting owner Narel Lucas J; Form 4; Security Restricted stock units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-08: Reporting owner de Vito Marco; Form 4; Security Restricted stock units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-08: Reporting owner Cappello Michele R; Form 4; Security Restricted stock units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-05-09: Reporting owner Clark Brian J; Form 4; Security Restricted stock units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-03-09 | Narel Lucas J Officer (EVP, CFO and Treasurer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | no price filed | 2016-03-10 | |
| 2015-08-08 | de Vito Marco Officer (Chief Operating Officer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | no price filed | 2015-08-11 | |
| 2015-08-08 | Cappello Michele R Officer (Senior Vice President, GC) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 0 owned after | no price filed | 2015-08-11 | |
| 2015-05-09 | Clark Brian J Director, Officer (President) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | no price filed | 2015-05-12 | |
| 2015-03-09 | Narel Lucas J Officer (EVP, CFO and Treasurer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | no price filed | 2015-03-11 | |
| 2014-08-08 | de Vito Marco Officer (Chief Operating Officer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | no price filed | 2014-08-12 | |
| 2014-08-08 | Cappello Michele R Officer (Senior Vice President, GC) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 1,250 owned after | no price filed | 2014-08-12 | |
| 2014-05-09 | Clark Brian J Director, Officer (President) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | no price filed | 2014-05-13 | |
| 2014-03-09 | Narel Lucas J Officer (EVP, CFO and Treasurer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | no price filed | 2014-03-11 | |
| 2013-05-09 | Clark Brian J Director, Officer (President) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 40,000 owned after | no price filed | 2013-05-15 | |
| 2013-03-09 | Narel Lucas J Officer (EVP, CFO and Treasurer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | no price filed | 2013-03-12 |