NBTY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-08-27: Reporting owner RUDOLPH SCOTT; Form 4; Security Stock Options (Right to Buy); Transaction Holding.
- 2008-08-27: Reporting owner RUDOLPH SCOTT; Form 4; Security Stock Options (Right to Buy); Transaction Holding.
- 2008-08-27: Reporting owner RUDOLPH SCOTT; Form 4; Security Stock Options (Right to Buy); Transaction Holding.
- 2008-08-27: Reporting owner RUDOLPH SCOTT; Form 4; Security Stock Options (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-08-27 holding as of filing | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 150,000 owned after | $25.50 exercise price | 2008-08-27 | |
| 2008-08-27 holding as of filing | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 500,000 owned after | $5.47 exercise price | 2008-08-27 | |
| 2008-08-27 holding as of filing | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 1,000,000 owned after | $5.88 exercise price | 2008-08-27 | |
| 2008-08-27 holding as of filing | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 260,000 owned after | $4.75 exercise price | 2008-08-27 | |
| 2008-08-26 | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −525,000 0 owned after | $6.19 exercise price | 2008-08-27 | |
| 2008-03-12 holding as of filing | RUDOLPH ARTHUR Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 30,000 owned after | $5.88 exercise price | 2008-03-12 | |
| 2008-03-12 holding as of filing | RUDOLPH ARTHUR Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 15,000 owned after | $25.50 exercise price | 2008-03-12 | |
| 2008-03-10 | RUDOLPH ARTHUR Director | 4 | Stock Options (Right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −30,000 0 owned after | $5.63 | 2008-03-12 | |
| 2008-03-10 holding as of filing | KAMIL HARVEY Officer (President and CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 106,715 owned after | $5.47 exercise price | 2008-03-10 | |
| 2008-03-10 holding as of filing | KAMIL HARVEY Officer (President and CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 250,000 owned after | $5.88 exercise price | 2008-03-10 | |
| 2008-03-10 holding as of filing | KAMIL HARVEY Officer (President and CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 100,000 owned after | $25.50 exercise price | 2008-03-10 | |
| 2008-03-10 holding as of filing | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 260,000 owned after | $4.75 exercise price | 2008-03-10 | |
| 2008-03-10 holding as of filing | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 500,000 owned after | $5.47 exercise price | 2008-03-10 | |
| 2008-03-10 holding as of filing | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,000,000 owned after | $5.88 exercise price | 2008-03-10 | |
| 2008-03-10 holding as of filing | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 150,000 owned after | $25.50 exercise price | 2008-03-10 | |
| 2008-03-07 | KAMIL HARVEY Officer (President and CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −68,285 0 owned after | $5.63 | 2008-03-10 | |
| 2008-03-07 | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −525,000 525,000 owned after | $6.19 | 2008-03-10 | |
| 2008-02-27 holding as of filing | RUDOLPH ARTHUR Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 30,000 owned after | $5.63 exercise price | 2008-02-27 | |
| 2008-02-27 holding as of filing | RUDOLPH ARTHUR Director | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 30,000 owned after | $5.88 exercise price | 2008-02-27 | |
| 2008-02-27 holding as of filing | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 260,000 owned after | $4.75 exercise price | 2008-02-27 | |
| 2008-02-27 holding as of filing | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 500,000 owned after | $5.47 exercise price | 2008-02-27 | |
| 2008-02-27 holding as of filing | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,000,000 owned after | $5.88 exercise price | 2008-02-27 | |
| 2008-02-27 holding as of filing | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 1,050,000 owned after | $6.19 exercise price | 2008-02-27 | |
| 2008-02-27 holding as of filing | KAMIL HARVEY Officer (President and CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 106,715 owned after | $5.47 exercise price | 2008-02-27 | |
| 2008-02-27 holding as of filing | KAMIL HARVEY Officer (President and CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 68,285 owned after | $5.63 exercise price | 2008-02-27 | |
| 2008-02-27 holding as of filing | KAMIL HARVEY Officer (President and CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 250,000 owned after | $5.88 exercise price | 2008-02-27 | |
| 2008-02-25 | WHITE PETER Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $25.50 exercise price | 2008-02-27 | |
| 2008-02-25 | GARABEDIAN ARAM Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $25.50 exercise price | 2008-02-27 | |
| 2008-02-25 | COHEN GLENN Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $25.50 exercise price | 2008-02-27 | |
| 2008-02-25 | RUDOLPH ARTHUR Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $25.50 exercise price | 2008-02-27 | |
| 2008-02-25 | FLAHERTY JAMES P Officer (Senior Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $25.50 exercise price | 2008-02-27 | |
| 2008-02-25 | RUDOLPH SCOTT Director, Officer (Chairman and CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $25.50 exercise price | 2008-02-27 | |
| 2008-02-25 | KAMIL HARVEY Officer (President and CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $25.50 exercise price | 2008-02-27 | |
| 2008-02-25 | Lindgren Hans Officer (Sr. V.P. Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $25.50 exercise price | 2008-02-27 | |
| 2008-02-25 | LEAHY JOHN D Officer (Sr. V.P. Wholesale Business) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $25.50 exercise price | 2008-02-27 | |
| 2008-02-25 | KOENIG NEIL H Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $25.50 exercise price | 2008-02-27 | |
| 2008-02-25 | SLADE MICHAEL C Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $25.50 exercise price | 2008-02-27 | |
| 2008-02-25 | ASHNER MICHAEL L Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $25.50 exercise price | 2008-02-27 |