NATIONAL SEMICONDUCTOR CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows, 49 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-23: Reporting owner SWEENEY EDWARD; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-09-23: Reporting owner BAHAI AHMAD; Form 4; Security Restricted Stock Units (4); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-09-23: Reporting owner BAHAI AHMAD; Form 4; Security Restricted Stock Units (5); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-09-23: Reporting owner CHEW LEWIS; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-23 | SWEENEY EDWARD Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −124,499 0 owned after | no price filed | 2011-09-23 | |
| 2011-09-23 | BAHAI AHMAD Officer (Senior Vice President & CTO) | 4 | Restricted Stock Units (4) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −182,582 0 owned after | no price filed | 2011-09-23 | |
| 2011-09-23 | BAHAI AHMAD Officer (Senior Vice President & CTO) | 4 | Restricted Stock Units (5) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,334 0 owned after | no price filed | 2011-09-23 | |
| 2011-09-23 | CHEW LEWIS Officer (Senior Vice President and CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −172,500 0 owned after | no price filed | 2011-09-23 | |
| 2011-09-23 | Samath Jamie Officer (VP, Corporate Controller) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,065 0 owned after | no price filed | 2011-09-23 | |
| 2011-09-23 | MACLEOD DONALD Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −487,500 0 owned after | no price filed | 2011-09-23 | |
| 2011-09-23 | Polacek Michael S. Officer (Sr. VP-KMS & Business Dev.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −79,249 0 owned after | no price filed | 2011-09-23 | |
| 2011-09-23 | KUNZ DETLEV Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,000 0 owned after | no price filed | 2011-09-23 | |
| 2011-09-23 | LIU CHUE SIAK Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,000 0 owned after | no price filed | 2011-09-23 | |
| 2011-09-23 | DUCHENE TODD M Officer (Sr. V.P. & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −129,249 0 owned after | no price filed | 2011-09-23 | |
| 2011-06-21 | SWEENEY EDWARD Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2011-06-23 | |
| 2011-06-21 | Samath Jamie Officer (VP, Corporate Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,300 10,300 owned after | $0.00 | 2011-06-23 | |
| 2011-06-21 | Polacek Michael S. Officer (Sr. VP - KMS & Business Dev) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2011-06-23 | |
| 2011-06-21 | MACLEOD DONALD Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $0.00 | 2011-06-23 | |
| 2011-06-21 | LIU CHUE SIAK Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2011-06-23 | |
| 2011-06-21 | KUNZ DETLEV Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2011-06-23 | |
| 2011-06-21 | DUCHENE TODD M Officer (Sr V.P. & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2011-06-23 | |
| 2011-06-21 | CHEW LEWIS Officer (Senior Vice President and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2011-06-23 | |
| 2011-06-21 | BAHAI AHMAD Officer (Senior Vice President & CTO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.00 | 2011-06-23 | |
| 2011-06-15 | Samath Jamie Officer (VP, Corporate Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 4,500 owned after | $0.00 | 2011-06-15 | |
| 2010-11-30 | MACLEOD DONALD Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 225,000 owned after | $0.00 | 2010-12-02 | |
| 2010-11-16 | YEGNASHANKARAN VISVAMOHAN Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 1,500 owned after | $0.00 | 2010-11-18 | |
| 2010-11-16 | SWEENEY EDWARD Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 5,666 owned after | $0.00 | 2010-11-18 | |
| 2010-11-16 | SWEENEY EDWARD Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 5,166 owned after | $0.00 | 2010-11-18 | |
| 2010-11-16 | SWEENEY EDWARD Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −667 4,499 owned after | $0.00 | 2010-11-18 | |
| 2010-11-16 | Samath Jamie Officer (VP, Corporate Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −267 2,843 owned after | $0.00 | 2010-11-18 | |
| 2010-11-16 | Samath Jamie Officer (VP, Corporate Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −578 2,265 owned after | $0.00 | 2010-11-18 | |
| 2010-11-16 | Polacek Michael S. Officer (Sr. VP - KMS & Business Dev) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,167 11,499 owned after | $0.00 | 2010-11-18 | |
| 2010-11-16 | Polacek Michael S. Officer (Sr. VP - KMS & Business Dev) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 10,499 owned after | $0.00 | 2010-11-18 | |
| 2010-11-16 | Polacek Michael S. Officer (Sr. VP - KMS & Business Dev) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 9,249 owned after | $0.00 | 2010-11-18 | |
| 2010-11-16 | PARULEKAR SUNEIL Officer (Senior Vice President, WMS) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −667 6,333 owned after | $0.00 | 2010-11-18 | |
| 2010-11-16 | PARULEKAR SUNEIL Officer (Senior Vice President, WMS) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 5,083 owned after | $0.00 | 2010-11-18 | |
| 2010-11-16 | DUCHENE TODD M Officer (Sr V.P. & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 20,083 owned after | $0.00 | 2010-11-18 | |
| 2010-11-16 | DUCHENE TODD M Officer (Sr V.P. & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 16,749 owned after | $0.00 | 2010-11-18 | |
| 2010-06-15 | Samath Jamie Other (VP, Corporate Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2010-06-21 | |
| 2009-11-30 | MACLEOD DONALD Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.00 | 2009-12-01 | |
| 2009-11-16 | YEGNASHANKARAN VISVAMOHAN Officer (Sr VP, WW Tech Dev) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2009-11-18 | |
| 2009-11-16 | SWEENEY EDWARD Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $0.00 | 2009-11-18 | |
| 2009-11-16 | SWEENEY EDWARD Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,666 4,166 owned after | $0.00 | 2009-11-18 | |
| 2009-11-16 | SWEENEY EDWARD Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 6,166 owned after | $0.00 | 2009-11-18 | |
| 2009-11-16 | Samath Jamie Other (Corporate Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +800 800 owned after | $0.00 | 2009-11-18 | |
| 2009-11-16 | Samath Jamie Other (Corporate Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,310 3,110 owned after | $0.00 | 2009-11-18 | |
| 2009-11-16 | Polacek Michael S. Officer (SVP, Business Dev & KMS) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2009-11-18 | |
| 2009-11-16 | Polacek Michael S. Officer (SVP, Business Dev & KMS) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,666 7,666 owned after | $0.00 | 2009-11-18 | |
| 2009-11-16 | Polacek Michael S. Officer (SVP, Business Dev & KMS) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 12,666 owned after | $0.00 | 2009-11-18 | |
| 2009-11-16 | PARULEKAR SUNEIL Officer (Senior Vice President, WMS) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2009-11-18 | |
| 2009-11-16 | PARULEKAR SUNEIL Officer (Senior Vice President, WMS) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 7,000 owned after | $0.00 | 2009-11-18 | |
| 2009-11-16 | DUCHENE TODD M Officer (Sr. VP General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,333 13,333 owned after | $0.00 | 2009-11-18 | |
| 2009-11-16 | DUCHENE TODD M Officer (Sr. VP General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 22,333 owned after | $0.00 | 2009-11-18 |