NATIONAL INTERSTATE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows, 62 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-10: Reporting owner Gonzales Arthur J; Form 4; Security Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-12-08: Reporting owner Mercurio Anthony J; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-11: Reporting owner Mercurio Anthony J; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-24: Reporting owner MCGRAW JULIE A; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-10 | Gonzales Arthur J Officer (Sr. VP, Gen. Counsel & Sec'y) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $9.55 | 2016-11-14 | |
| 2015-12-08 | Mercurio Anthony J Officer (President & COO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,940 0 owned after | $20.41 exercise price | 2015-12-10 | |
| 2015-11-11 | Mercurio Anthony J Officer (Executive VP & COO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,613 5,940 owned after | $20.41 exercise price | 2015-11-13 | |
| 2015-08-24 | MCGRAW JULIE A Officer (VP & Chief Financial Officer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,520 0 owned after | $21.81 exercise price | 2015-08-26 | |
| 2015-08-21 | MCGRAW JULIE A Officer (VP & Chief Financial Officer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,880 9,520 owned after | $21.81 exercise price | 2015-08-24 | |
| 2015-08-20 | MCGRAW JULIE A Officer (VP & Chief Financial Officer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 39,400 owned after | $21.81 exercise price | 2015-08-24 | |
| 2015-01-19 | Monda Gary N Officer (VP & Chief Investment Officer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,500 0 owned after | $13.50 exercise price | 2015-01-20 | |
| 2014-12-19 | Mercurio Anthony J Officer (Executive VP & COO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 7,553 owned after | $20.41 exercise price | 2014-12-22 | |
| 2014-12-18 | Mercurio Anthony J Officer (Executive VP & COO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,947 11,053 owned after | $20.41 exercise price | 2014-12-22 | |
| 2013-04-19 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,035 0 owned after | $13.50 exercise price | 2013-04-22 | |
| 2013-04-19 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,053 0 owned after | $19.79 exercise price | 2013-04-22 | |
| 2013-01-09 holding as of filing | Mercurio Anthony J Officer (Executive VP & COO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.41 exercise price | 2013-01-09 | ||
| 2012-11-20 | Michelson David W Director, Officer (President and CEO) | 4 | Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,000 223,580 owned after | $13.50 | 2012-11-21 | |
| 2012-11-20 | Michelson David W Director, Officer (President and CEO) | 4 | Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,000 263,580 owned after | $19.79 | 2012-11-21 | |
| 2012-11-20 | Michelson David W Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $13.50 exercise price | 2012-11-21 | |
| 2012-11-20 | Michelson David W Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $19.79 exercise price | 2012-11-21 | |
| 2012-11-20 | Monda Gary N Officer (VP & Chief Investment Officer) | 4 | Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,500 36,600 owned after | $13.50 | 2012-11-20 | |
| 2012-11-20 | Monda Gary N Officer (VP & Chief Investment Officer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,500 19,500 owned after | $13.50 exercise price | 2012-11-20 | |
| 2012-09-04 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,010 0 owned after | $19.79 exercise price | 2012-09-05 | |
| 2012-08-28 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,200 4,010 owned after | $19.79 exercise price | 2012-08-30 | |
| 2012-08-21 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,628 5,210 owned after | $19.79 exercise price | 2012-08-23 | |
| 2012-08-14 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −192 9,947 owned after | $19.79 exercise price | 2012-08-16 | |
| 2012-08-14 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,109 8,838 owned after | $19.79 exercise price | 2012-08-16 | |
| 2012-08-13 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,509 10,139 owned after | $19.79 exercise price | 2012-08-14 | |
| 2012-08-10 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 12,648 owned after | $19.79 exercise price | 2012-08-14 | |
| 2012-08-09 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,298 12,649 owned after | $19.79 exercise price | 2012-08-10 | |
| 2012-08-08 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 14,947 owned after | $19.79 exercise price | 2012-08-10 | |
| 2012-08-07 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 19,947 owned after | $19.79 exercise price | 2012-08-08 | |
| 2012-08-06 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 24,947 owned after | $19.79 exercise price | 2012-08-08 | |
| 2011-11-08 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,965 16,035 owned after | $13.50 exercise price | 2011-11-09 | |
| 2010-02-04 | Spachman Alan R Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 16,000 owned after | $13.50 exercise price | 2010-02-08 | |
| 2010-02-04 | Spachman Alan R Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 0 owned after | $13.50 exercise price | 2010-02-08 | |
| 2009-02-25 holding as of filing | Gonzales Arthur J Officer (VP, Sec'y and General Counsel) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $22.95 exercise price | 2009-02-25 | ||
| 2008-05-08 holding as of filing | Davis Donald B. JR Officer (VP, Sec'y and General Counsel) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $23.53 exercise price | 2008-05-08 | ||
| 2008-04-15 | MCGRAW JULIE A Officer (VP & Chief Financial Officer) | 4/A | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 39,800 owned after | $21.81 exercise price | 2008-04-17 | |
| 2008-04-15 | MCGRAW JULIE A Officer (VP & Chief Financial Officer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 39,800 owned after | $21.81 exercise price | 2008-04-17 | |
| 2008-01-22 | Spachman Alan R Director, Officer (Chairman), 10% Owner | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 64,000 owned after | $13.50 exercise price | 2008-01-24 | |
| 2008-01-22 | Spachman Alan R Director, Officer (Chairman), 10% Owner | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 48,000 owned after | $13.50 exercise price | 2008-01-24 | |
| 2008-01-22 | Spachman Alan R Director, Officer (Chairman), 10% Owner | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 32,000 owned after | $13.50 exercise price | 2008-01-24 | |
| 2007-09-17 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 36,920 owned after | $15.03 exercise price | 2007-09-19 | |
| 2007-09-17 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −650 36,270 owned after | $15.03 exercise price | 2007-09-19 | |
| 2007-09-17 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 35,170 owned after | $15.03 exercise price | 2007-09-19 | |
| 2007-09-17 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 34,270 owned after | $15.03 exercise price | 2007-09-19 | |
| 2007-09-17 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 33,570 owned after | $15.03 exercise price | 2007-09-19 | |
| 2007-09-17 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 33,470 owned after | $15.03 exercise price | 2007-09-19 | |
| 2007-09-17 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 33,370 owned after | $15.03 exercise price | 2007-09-19 | |
| 2007-09-17 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 33,270 owned after | $15.03 exercise price | 2007-09-19 | |
| 2007-09-17 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 32,970 owned after | $15.03 exercise price | 2007-09-19 | |
| 2007-09-17 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 32,670 owned after | $15.03 exercise price | 2007-09-19 | |
| 2007-09-17 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −670 32,000 owned after | $15.03 exercise price | 2007-09-19 | |
| 2007-09-07 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,227 37,773 owned after | $15.03 exercise price | 2007-09-11 | |
| 2007-09-07 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 37,673 owned after | $15.03 exercise price | 2007-09-11 | |
| 2007-09-07 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 37,573 owned after | $15.03 exercise price | 2007-09-11 | |
| 2007-09-07 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 37,473 owned after | $15.03 exercise price | 2007-09-11 | |
| 2007-09-07 | Haffner Paul Officer (VP, Sec'y and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −153 37,320 owned after | $15.03 exercise price | 2007-09-11 | |
| 2007-05-21 | Phillips Terry E Officer (Senior VP) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 73,000 owned after | $13.50 exercise price | 2007-05-23 | |
| 2007-01-30 | Haffner Paul Officer (VP, Sec'y & General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 39,000 owned after | $15.03 exercise price | 2007-02-01 | |
| 2006-09-21 | Michelson David W Officer (Executive VP and COO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 80,000 owned after | $13.50 exercise price | 2006-09-25 | |
| 2006-04-28 | Monda Gary N Officer (VP & Chief Investment Officer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 35,000 owned after | $0.94 exercise price | 2006-05-02 | |
| 2006-01-27 | Raudins Eric J Officer (VP, Personal Lines) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $13.50 exercise price | 2006-01-30 | |
| 2006-01-11 | Raudins Eric J Officer (VP, Personal Lines) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 35,000 owned after | $1.25 exercise price | 2006-01-12 | |
| 2006-01-11 holding as of filing | MCGRAW JULIE A Officer (VP & Chief Financial Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $21.81 exercise price | 2006-01-11 |