Nano Magic Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2014-11-25: Form 8-K; Period of report 2014-11-25; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2014-11-17: Form 8-K; Period of report 2014-09-03; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2014-09-26: Form 8-K; Period of report 2014-09-25; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2014-09-24: Form 8-K; Period of report 2014-09-24; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2014-11-25 | 8-K | 2014-11-25 | 7.01 Regulation FD Disclosure | 7.01 On November 25, 2014 our Chairman and CEO and our Chief Accounting Officer made a webinar presentation. | form8k.htm |
| 2014-11-17 | 8-K | 2014-09-03 | 7.01 Regulation FD Disclosure | 7.01 On November 17, 2014, we issued a press release reporting our results for the third quarter and announcing that we will host an investor call Tuesday, November 25 at 10 a.m. | form8k.htm |
| 2014-09-26 | 8-K | 2014-09-25 | 7.01 Regulation FD Disclosure | 7.01 On September 25, 2014 our Chairman and CEO, Scott Rickert, made a webinar presentation. | form8k.htm |
| 2014-09-24 | 8-K | 2014-09-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 24, 2014, Adam Wasserman was elected as our Chief Accounting Officer. | form8k.htm |
| 2014-09-17 | 8-K | 2014-09-03 | 7.01 Regulation FD Disclosure | 7.01 On September 17, 2014, we issued a press release announcing a webinar with our Chairman and CEO, Scott Rickert, that will occur at 1p.m. | form8k.htm |
| 2014-09-03 | 8-K | 2014-09-03 | 7.01 Regulation FD Disclosure | 7.01 On September 3, 2014, we issued a press release announcing that, effective as of September 3, 2014, the trading symbol of our common stock, changed from “APNT” to “PENC.” A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. | form8k.htm |
| 2014-09-02 | 8-K | 2014-09-02 | 2.01 Completion of Acquisition or Disposition of Assets; 3.02 Unregistered Sales of Equity Securities; 4.01 Changes in Registrant's Certifying Accountant; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.07 Submission of Matters to a Vote of Security Holders; 7.01 Regulation FD Disclosure | 2.01 On August 27, 2014 (the “Effective Date”), Applied Nanotech Holdings, Inc., a Texas corporation (the “Company”), together with its wholly owned direct subsidiaries, PEN Inc., a Delaware corporation (“PEN”) and NanoMerger Sub Inc., a Delaware corporation (“Merger Sub”), completed its previously announced combination (the “Combination”) with NanoHolding Inc. (“Nano”) and Carl Zeiss, Inc. (“Zeiss”), pursuant to the terms and conditions of the Agreement and Plan of Merger and Exchange dated as of March 10, 2014, as amended (the “Merger & Exchange Agreement”). 3.02 The information set forth in Item 2.01, above, of this Current Report on Form 8-K is incorporated by reference into this Item 3.02. 4.01 On August 22, 2014, our Board of Directors approved the dismissal of Padgett, Stratemann & Co, LLP (“Padgett”) as our independent registered public accounting firm. 5.01 The information set forth in Items 2.01, 3.02 and 3.03, above, and Items 5.02 and 5.03, below of this Current Report on Form 8-K is incorporated herein by reference. 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain officers. 5.03 On the Effective Date, the amended and restated certificate of incorporation of PEN became our certificate of incorporation. 5.07 On August 22, 2014, the Company held a special meeting of its stockholders (the “Special Meeting”). 7.01 On September 2, 2014, PEN Inc. issued a press release announcing the completion of the Combination. | form8-k.htm |
| 2014-08-22 | 8-K | 2014-08-22 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 On August 22, 2014, we held a special meeting of its stockholders (the “Special Meeting”). 8.01 On August 22, 2014, we. issued a press release announcing the vote results A copy of press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. | form8k.htm |
| 2014-08-15 | 8-K | 2014-08-15 | 7.01 Regulation FD Disclosure | 7.01 On August 15, 2014 we issued a press release stating that a majority of our shareholders have returned proxies or voting instructions to approve the proposed combination with NanoHolding, Inc. The press release is attached hereto as Exhibit 99.1 and incorporated herein by this reference. | form8k.htm |
| 2014-08-04 | 8-K | 2014-08-04 | 7.01 Regulation FD Disclosure | 7.01 As of August 4, 2014, holders of more than 60 million shares of Applied Nanotech Holdings, Inc. common stock have submitted proxies, and 98% of them voted FOR the combination with NanoHoldings Inc. However, an additional 19 million votes in favor of the combination must be received in order for the combination to be approved. | form8-k.htm |
| 2014-07-07 | 8-K | 2014-07-02 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On July 7, we issued a joint press release with Nanofilm Ltd. about the timing for mailing of definitive proxy materials and for a shareholders meeting to be held in Dallas Texas on August 22, 2014 for our shareholders to vote on our proposed business combination. | appliednano_8k.htm |
| 2014-06-26 | 8-K | 2014-06-26 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 On June 25, 2014 we issued a joint press release with Nanofilm Ltd. about the anticipated timing for mailing of definitive proxy materials and the setting of the record date of June 28, 2014 for a shareholders meeting to be held in Dallas Texas on August 28, 2014 for our shareholders to vote on our proposed business combination. 8.01 Other Events Item 9.01 Financial Statements and Exhibits. | appnano_8k.htm |
| 2014-06-03 | 8-K | 2014-06-02 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 On June 2, 2014 we issued a joint press release with Nanofilm Ltd. about the filing of preliminary proxy materials related to our proposed business combination. 8.01 Other Events Item 9.01 Financial Statements and Exhibits. | appnano_8k.htm |
| 2014-05-30 | 8-K | 2014-05-28 | 1.01 Entry into a Material Definitive Agreement | 1.01 On May 28, 2014, Applied Nanotech Holdings, Inc., a Texas corporation (the “Company”), together with its wholly owned direct subsidiaries PEN INC, a Delaware corporation and NanoMerger Sub Inc., a Delaware corporation entered into an Amendment to Agreement and Plan of Merger and Exchange (the “Amendment to Merger Agreement”) with NanoHolding Inc. and Carl Zeiss, Inc. The Amendment to Merger Agreement deleted Exhibits B-1 and B-2 and substituted new Exhibits B-1 and B-2 which are included in the Amendment to Merger Agreement included in this report. | apnt_8k.htm |
| 2014-04-22 | 8-K | 2014-04-15 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective April 15, 2014, Jacque Soptick, age 47, was appointed Chief Accounting Officer of the Company. | appnano_8k.htm |
| 2014-03-11 | 8-K | 2014-03-10 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; 8.01 Other Events | 1.01 On March 10, 2014, Applied Nanotech Holdings, Inc., a Texas corporation (the “Company”), together with its wholly owned direct subsidiaries PEN INC, a Delaware corporation (“PEN”) and NanoMerger Sub Inc., a Delaware corporation (“Merger Sub”) entered into an Agreement and Plan of Merger and Exchange (the “Merger Agreement”) with NanoHolding Inc. (“Nano”) and Carl Zeiss, Inc. (“Zeiss”), pursuant to which, subject to the terms and conditions of the Merger Agreement, the Company will merge with and into PEN and Nano will merge with and into Merger Sub and become a wholly-owned subsidiary of PEN (the “Merger”), immediately thereafter Zeiss will exchange its interest in Nano’s subsidiary for stock in PEN. 5.02 On March 10, 2014, Mr. Baker tendered his resignation as the Company’s chief financial officer and as a Director effective March 15, 2014. 7.01 On March 11, 2014 we issued a joint press release with Nano regarding the execution of the Merger Agreement and our proposed business combination. | apnt_8k.htm |
| 2014-03-06 | 8-K | 2014-03-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective March 1, 2014, the pay rates of certain executive officers were adjusted. | apnt_8k.htm |