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MICROSOFT CORPORATION (MSFT) Forms 3, 4 and 5: Stock Options, 2009

MICROSOFT CORPORATION Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2009-12-28: Reporting owner BACH ROBERT J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2009-12-28: Reporting owner MUNDIE CRAIG J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2009-12-24: Reporting owner MUNDIE CRAIG J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2009-12-21: Reporting owner BACH ROBERT J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2009-12-28BACH ROBERT J
Officer (President, Entertainment Div.)
4Employee Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−50,000
205,556 owned after
$21.59
exercise price
$31.172009-12-29
2009-12-28MUNDIE CRAIG J
Officer (Chief ResearchStrategy Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−772,601
0 owned after
$29.98
exercise price
$31.172009-12-29
2009-12-24MUNDIE CRAIG J
Officer (Chief ResearchStrategy Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−391,066
772,601 owned after
$29.98
exercise price
$31.002009-12-29
2009-12-21BACH ROBERT J
Officer (President, Entertainment Div.)
4Employee Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−50,000
255,556 owned after
$21.59
exercise price
$30.522009-12-22
2009-12-15BACH ROBERT J
Officer (President, Entertainment Div.)
4Employee Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−100,000
305,556 owned after
$21.59
exercise price
$30.022009-12-16
2009-11-18MUGLIA ROBERT L
Officer (Senior Vice President)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−802,522
0 owned after
$25.14
exercise price
$30.112009-11-18
2009-11-17MUNDIE CRAIG J
Officer (Chief ResearchStrategy Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−367,000
744,111 owned after
$25.14
exercise price
$30.002009-11-18
2009-11-17MUGLIA ROBERT L
Officer (Senior Vice President)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−119,900
802,522 owned after
$25.14
exercise price
$30.002009-11-18
2009-10-23Brummel Lisa E
Officer (Senior Vice President)
4Employee Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−55,555
166,667 owned after
$21.59
exercise price
$28.022011-05-18
2009-10-23Brummel Lisa E
Officer (Senior Vice President)
4Employee Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−277,778
0 owned after
$25.14
exercise price
$28.022009-10-26
2009-07-10
holding as of filing
SINOFSKY STEVEN J
Officer (President, Windows Division)
3Employee Stock Option (Right to Buy) #176464
Derivative · Direct
Holding$40.42
exercise price
2009-07-10
2009-07-10
holding as of filing
SINOFSKY STEVEN J
Officer (President, Windows Division)
3Employee Stock Option (Right to Buy) #171058
Derivative · Direct
Holding$40.78
exercise price
2009-07-10
2009-07-10
holding as of filing
SINOFSKY STEVEN J
Officer (President, Windows Division)
3Employee Stock Option (Right to Buy) #285403
Derivative · Direct
Holding$25.14
exercise price
2009-07-10
2009-07-10
holding as of filing
SINOFSKY STEVEN J
Officer (President, Windows Division)
3Employee Stock Option (Right to Buy) #365696
Derivative · Direct
Holding$21.59
exercise price
2009-07-10

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