MS Insider Transactions — Page 4
633 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 301–400; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-10-09 | Purchase | 140,000.0 | $1.01 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-09-26 | Sale | 280,000.0 | $1.04 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-09-26 | Purchase | 280,000.0 | $1.0 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-09-25 | Sale | 65,000.0 | $1.0 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-09-25 | Purchase | 250,000.0 | $1.0 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-09-24 | Sale | 20,000.0 | $1.0 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-09-18 | Sale | 70,000.0 | $1.05 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-09-18 | Purchase | 70,000.0 | $1.01 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-09-16 | Sale | 100,000.0 | $1.0 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-09-15 | Sale | 49,000.0 | $1.01 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-09-05 | Sale | 140,000.0 | $1.05 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-09-05 | Purchase | 140,000.0 | $1.01 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-09-04 | Sale | 210,000.0 | $1.06 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-09-04 | Purchase | 210,000.0 | $1.02 |
| GROSSMAN ERIC F | Chief Legal Officer | 2014-08-25 | Sale | 54,500.0 | $34.29 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2014-08-25 | Sale | 100.0 | $34.45 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2014-08-25 | Sale | 9,900.0 | $34.44 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-08-21 | Sale | 210,000.0 | $1.06 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-08-21 | Purchase | 210,000.0 | $1.02 |
| GROSSMAN ERIC F | Chief Legal Officer | 2014-07-23 | Sale | 35,000.0 | $32.9 |
| FLEMING GREGORY J | President-Wealth & Invest Mgt | 2014-07-22 | Sale | 100,000.0 | $33.02 |
| ROSENTHAL JAMES A | Chief Operating Officer | 2014-07-18 | Sale | 30,800.0 | $32.5 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-06-24 | Sale | 0.02 | $32.18 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-05-13 | Purchase | 0.05 | $30.42 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-05-09 | Purchase | 0.04 | $29.5 |
| Hotsuki Keishi | Chief Risk Officer | 2014-05-09 | Sale | 3,528.0 | $29.5 |
| Hotsuki Keishi | Chief Risk Officer | 2014-05-08 | Sale | 30,336.0 | $30.09 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-05-06 | Sale | 125,000.0 | $1.02 |
| DAVIES HOWARD J | Director | 2014-05-01 | Sale | 12,000.0 | $31.17 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-04-23 | Purchase | 125,000.0 | $1.01 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-04-08 | Sale | 0.06 | $29.35 |
| ROSENTHAL JAMES A | Chief Operating Officer | 2014-02-12 | Sale | 33,500.0 | $30.18 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2014-02-11 | Sale | 25,000.0 | $30.2 |
| GROSSMAN ERIC F | Chief Legal Officer | 2014-02-05 | Sale | 28,929.0 | $29.22 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-01-31 | Purchase | 0.02 | $29.55 |
| KELLEHER THOMAS COLM | President, Inst'l Securities | 2014-01-29 | Sale | 8,500.0 | $30.16 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-01-17 | Purchase | 0.05 | $32.83 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-01-16 | Purchase | 0.06 | $31.87 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2013-12-18 | Sale | 0.01 | $30.69 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2013-11-15 | Purchase | 0.03 | $30.46 |
| Nicolaisen Donald T | Director | 2013-11-15 | Sale | 2,400.0 | $30.33 |
| Nicolaisen Donald T | Director | 2013-11-15 | Sale | 2,304.0 | $30.33 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2013-10-28 | Purchase | 0.02 | $29.09 |
| ROSENTHAL JAMES A | Chief Operating Officer | 2013-07-31 | Sale | 12,850.0 | $27.32 |
| Hotsuki Keishi | Chief Risk Officer | 2013-02-13 | Sale | 1,100.0 | $23.81 |
| Hotsuki Keishi | Chief Risk Officer | 2013-02-13 | Sale | 1,556.0 | $23.8 |
| Hotsuki Keishi | Chief Risk Officer | 2013-02-13 | Sale | 3,178.0 | $23.78 |
| Hotsuki Keishi | Chief Risk Officer | 2013-02-13 | Sale | 17,200.0 | $23.77 |
| WIRTH PAUL C | Deputy CFO/Controller | 2013-02-08 | Sale | 17,379.0 | $23.1 |
| WIRTH PAUL C | Deputy CFO/Controller | 2013-02-07 | Sale | 6,415.0 | $22.83 |
| WIRTH PAUL C | Deputy CFO/Controller | 2013-02-07 | Sale | 13,585.0 | $22.81 |
| KELLEHER THOMAS COLM | President, Inst'l Securities | 2013-02-04 | Sale | 58,555.0 | $22.87 |
| GROSSMAN ERIC F | Chief Legal Officer | 2013-02-04 | Sale | 13,847.0 | $22.85 |
| WIRTH PAUL C | Deputy CFO/Controller | 2013-01-22 | Sale | 38,771.0 | $22.05 |
| Hotsuki Keishi | Chief Risk Officer | 2013-01-22 | Sale | 38,191.0 | $22.05 |
| KELLEHER THOMAS COLM | President, Inst'l Securities | 2013-01-22 | Sale | 53,486.0 | $22.23 |
| GROSSMAN ERIC F | Chief Legal Officer | 2012-01-23 | Sale | 12,482.0 | $18.22 |
| OLAYAN HUTHAM S | Director | 2011-08-05 | Purchase | 5,000.0 | $20.0 |
| Taubman Paul J | Co-President-Inst'l Securities | 2011-08-04 | Purchase | 50,000.0 | $20.38 |
| Porat Ruth | Chief Financial Officer | 2011-08-04 | Purchase | 25,000.0 | $20.5 |
| GORMAN JAMES P | President and CEO | 2011-08-04 | Purchase | 100,000.0 | $20.62 |
| OWENS JAMES W | Director | 2011-08-02 | Purchase | 5,000.0 | $22.04 |
| ROSENTHAL JAMES A | Chief Operating Officer | 2011-07-22 | Sale | 5,548.0 | $23.72 |
| ROSENTHAL JAMES A | Chief Operating Officer | 2011-07-22 | Sale | 2,452.0 | $23.73 |
| WIRTH PAUL C | Finance Director/Controller | 2011-02-07 | Sale | 6,917.0 | $30.41 |
| WIRTH PAUL C | Finance Director/Controller | 2011-02-07 | Sale | 5,600.0 | $30.42 |
| WIRTH PAUL C | Finance Director/Controller | 2011-02-07 | Sale | 5,200.0 | $30.43 |
| KELLEHER THOMAS COLM | Co-President Inst'l Securities | 2011-02-07 | Sale | 2,223.0 | $30.14 |
| KELLEHER THOMAS COLM | Co-President Inst'l Securities | 2011-02-07 | Sale | 7,150.0 | $30.13 |
| KELLEHER THOMAS COLM | Co-President Inst'l Securities | 2011-02-07 | Sale | 100.0 | $30.12 |
| KELLEHER THOMAS COLM | Co-President Inst'l Securities | 2011-02-07 | Sale | 600.0 | $30.11 |
| KELLEHER THOMAS COLM | Co-President Inst'l Securities | 2011-02-07 | Sale | 3,100.0 | $30.1 |
| KELLEHER THOMAS COLM | Co-President Inst'l Securities | 2011-02-07 | Sale | 6,700.0 | $30.09 |
| KELLEHER THOMAS COLM | Co-President Inst'l Securities | 2011-02-07 | Sale | 500.0 | $30.08 |
| KELLEHER THOMAS COLM | Co-President Inst'l Securities | 2011-02-07 | Sale | 2,700.0 | $30.07 |
| KELLEHER THOMAS COLM | Co-President Inst'l Securities | 2011-02-07 | Sale | 26,927.0 | $30.06 |
| CHINA INVESTMENT CORP | TenPercentOwner | 2010-08-09 | Sale | 1,600,000.0 | $27.42 |
| CHINA INVESTMENT CORP | TenPercentOwner | 2010-08-03 | Sale | 1,310,000.0 | $27.52 |
| CHINA INVESTMENT CORP | TenPercentOwner | 2010-08-02 | Sale | 2,000,000.0 | $27.55 |
| CHINA INVESTMENT CORP | TenPercentOwner | 2010-07-30 | Sale | 3,340,000.0 | $27.1 |
| CHINA INVESTMENT CORP | TenPercentOwner | 2010-07-29 | Sale | 2,600,000.0 | $27.09 |
| CHINA INVESTMENT CORP | TenPercentOwner | 2010-07-27 | Sale | 4,875,000.0 | $27.25 |
| CHINA INVESTMENT CORP | TenPercentOwner | 2010-07-26 | Sale | 2,750,000.0 | $27.04 |
| CHINA INVESTMENT CORP | TenPercentOwner | 2010-07-23 | Sale | 1,875,000.0 | $27.05 |
| CHINA INVESTMENT CORP | TenPercentOwner | 2010-07-22 | Sale | 575,000.0 | $27.13 |
| CHINA INVESTMENT CORP | TenPercentOwner | 2010-07-21 | Sale | 4,525,000.0 | $27.17 |
| WIRTH PAUL C | Finance Director/Controller | 2010-04-27 | Sale | 5,100.0 | $30.0 |
| WIRTH PAUL C | Finance Director/Controller | 2010-04-27 | Sale | 2,900.0 | $30.0 |
| WIRTH PAUL C | Finance Director/Controller | 2010-04-27 | Sale | 4,226.0 | $30.18 |
| WIRTH PAUL C | Finance Director/Controller | 2010-04-27 | Sale | 2,200.0 | $30.19 |
| KELLEHER THOMAS COLM | Co-Head of Inst'l Securities | 2010-02-17 | Sale | 4,510.0 | $27.63 |
| KELLEHER THOMAS COLM | Co-Head of Inst'l Securities | 2010-02-17 | Sale | 8,200.0 | $27.62 |
| KELLEHER THOMAS COLM | Co-Head of Inst'l Securities | 2010-02-17 | Sale | 100.0 | $27.61 |
| KELLEHER THOMAS COLM | Co-Head of Inst'l Securities | 2010-02-17 | Sale | 37,190.0 | $27.61 |
| OLAYAN HUTHAM S | Director | 2010-01-25 | Purchase | 1,600.0 | $27.84 |
| OLAYAN HUTHAM S | Director | 2010-01-25 | Purchase | 1,300.0 | $27.83 |
| OLAYAN HUTHAM S | Director | 2010-01-25 | Purchase | 100.0 | $27.83 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2009-06-11 | Purchase | 17,178,055.0 | $27.44 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2009-05-22 | Sale | 640,909.0 | $1,100.0 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2009-05-22 | Purchase | 29,375,000.0 | $24.0 |