MS Insider Transactions — Page 2
633 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–200; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| GORMAN JAMES P | Chairman and CEO | 2023-01-18 | Sale | 215,329.0 | $96.82 |
| SAPERSTEIN ANDREW M | Co-President/Head of WM | 2022-07-20 | Sale | 100.0 | — |
| LUCZO STEPHEN J | Director | 2022-05-12 | Purchase | 25,000.0 | $79.3 |
| SAPERSTEIN ANDREW M | Co-President/Head of WM | 2022-02-08 | Sale | 17,162.0 | $105.7 |
| Hotsuki Keishi | Chief Risk Officer | 2022-02-07 | Sale | 24,500.0 | $105.0 |
| SIMKOWITZ DANIEL A | Head of Investment Management | 2022-01-31 | Sale | 18,414.0 | $102.56 |
| PRUZAN JONATHAN | Chief Operating Officer | 2022-01-26 | Sale | 18,414.0 | $101.05 |
| CRAWLEY MANDELL | Chief Human Resources Officer | 2022-01-21 | Sale | 5,375.0 | $98.93 |
| CRAWLEY MANDELL | Chief Human Resources Officer | 2022-01-21 | Sale | 1,400.0 | $97.93 |
| CRAWLEY MANDELL | Chief Human Resources Officer | 2022-01-21 | Sale | 700.0 | $97.08 |
| SAPERSTEIN ANDREW M | Co-President/Head of WM | 2022-01-20 | Sale | 15,471.0 | $96.8 |
| GROSSMAN ERIC F | Chief Legal Officer | 2022-01-20 | Sale | 33,209.0 | $101.63 |
| DARLING ALISTAIR | Director | 2021-11-09 | Sale | 1,000.0 | $99.46 |
| YESHAYA SHARON | Chief Financial Officer | 2021-07-21 | Sale | 2,500.0 | $95.64 |
| SAPERSTEIN ANDREW M | Co-President/Head of WM | 2021-07-16 | Sale | 11,465.0 | $92.97 |
| SIMKOWITZ DANIEL A | Head of Investment Management | 2021-04-19 | Sale | 73,162.0 | $80.06 |
| Hotsuki Keishi | Chief Risk Officer | 2021-02-16 | Sale | 22,746.0 | $76.25 |
| ROONEY ROBERT P | Head of Tech/Ops/Resilience | 2021-02-09 | Sale | 15,169.0 | $74.36 |
| SAPERSTEIN ANDREW M | Head of Wealth Management | 2021-01-22 | Sale | 19,832.0 | $72.55 |
| PRUZAN JONATHAN | Chief Financial Officer | 2021-01-22 | Sale | 18,880.0 | $74.53 |
| GORMAN JAMES P | Chairman and CEO | 2021-01-22 | Sale | 3,025.0 | $73.59 |
| GORMAN JAMES P | Chairman and CEO | 2021-01-22 | Sale | 171,975.0 | $73.11 |
| BRODSKY JEFFREY S | Chief Human Resources Officer | 2021-01-21 | Sale | 18,500.0 | $74.57 |
| GROSSMAN ERIC F | Chief Legal Officer | 2021-01-21 | Sale | 29,000.0 | $74.74 |
| SAPERSTEIN ANDREW M | Head of Wealth Management | 2021-01-21 | Sale | 10,218.0 | $74.01 |
| PICK EDWARD N | Head of Inst'l Securities | 2021-01-21 | Sale | 1,300.0 | $75.72 |
| PICK EDWARD N | Head of Inst'l Securities | 2021-01-21 | Sale | 98,700.0 | $75.09 |
| OLAYAN HUTHAM S | Director | 2020-11-12 | Purchase | 25,000.0 | $55.4 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-10-19 | Sale | 1,020,000.0 | $0.96 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-10-19 | Sale | 12.38 | $52.11 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-10-19 | Sale | 12.67 | $52.11 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-10-19 | Sale | 0.25 | $52.11 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-10-19 | Sale | 96.84 | $52.05 |
| ROONEY ROBERT P | Head of Tech/Ops/Resilience | 2020-07-21 | Sale | 18,355.0 | $52.18 |
| Hotsuki Keishi | Chief Risk Officer | 2020-07-20 | Sale | 19,000.0 | $52.0 |
| SAPERSTEIN ANDREW M | Head of Wealth Management | 2020-07-17 | Sale | 28,846.0 | $52.56 |
| GROSSMAN ERIC F | Chief Legal Officer | 2020-07-17 | Sale | 54,420.0 | $52.84 |
| GORMAN JAMES P | Chairman and CEO | 2020-07-17 | Sale | 100.0 | $53.01 |
| GORMAN JAMES P | Chairman and CEO | 2020-07-17 | Sale | 149,900.0 | $52.39 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-06-24 | Sale | 0.38 | $46.95 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-06-24 | Sale | 1.79 | $46.95 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-05-29 | Purchase | 0.0 | $44.2 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-05-15 | Sale | 0.21 | $37.28 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-05-07 | Purchase | 0.0 | $38.84 |
| BRODSKY JEFFREY S | Chief Human Resources Officer | 2020-04-28 | Sale | 18,174.0 | $40.57 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-04-27 | Sale | 0.31 | $38.55 |
| LUCZO STEPHEN J | Director | 2020-04-17 | Purchase | 29,000.0 | $38.59 |
| LUCZO STEPHEN J | Director | 2020-04-17 | Purchase | 19,000.0 | $38.68 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-04-09 | Purchase | 0.0 | $41.28 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-03-30 | Sale | 2.31 | $34.84 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-03-26 | Purchase | 0.0 | $35.44 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-03-11 | Purchase | 0.0 | $38.78 |
| LUCZO STEPHEN J | Director | 2020-02-28 | Purchase | 50,000.0 | $44.97 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-02-27 | Purchase | 0.01 | $46.25 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-02-26 | Sale | 0.0 | $47.23 |
| LUCZO STEPHEN J | Director | 2020-02-21 | Purchase | 50,000.0 | $53.0 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-02-19 | Purchase | 0.0 | $56.32 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2020-02-06 | Sale | 1,495.42 | $54.95 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-12-26 | Sale | 0.0 | $51.1 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2019-11-27 | Sale | 25,000.0 | $49.62 |
| Hotsuki Keishi | Chief Risk Officer | 2019-11-27 | Sale | 26,000.0 | $49.78 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-11-26 | Sale | 0.01 | $49.41 |
| ROONEY ROBERT P | Head of Tech/Ops/Resilience | 2019-11-21 | Sale | 51,105.0 | $49.13 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-11-19 | Sale | 0.01 | $49.37 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-11-08 | Sale | 0.01 | $49.15 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-10-29 | Sale | 0.0 | $46.82 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-09-26 | Sale | 0.0 | $42.61 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-09-20 | Purchase | 0.01 | $43.68 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-09-06 | Sale | 0.08 | $42.18 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-09-03 | Purchase | 0.0 | $40.73 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-08-27 | Purchase | 0.01 | $39.8 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-08-13 | Purchase | 0.01 | $40.69 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-08-02 | Purchase | 75.91 | $45.99 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-08-02 | Purchase | 26.84 | $45.81 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-08-02 | Purchase | 1.24 | $42.12 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-08-02 | Purchase | 75.35 | $42.12 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-07-17 | Purchase | 0.0 | $43.84 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-05-28 | Purchase | 0.01 | $42.17 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-05-14 | Purchase | 1,429.28 | $44.34 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-04-24 | Sale | 0.0 | $47.37 |
| SIMKOWITZ DANIEL A | Head of Investment Management | 2019-04-18 | Purchase | 7,000.0 | $47.57 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-03-15 | Purchase | 0.2 | $43.34 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-03-07 | Sale | 0.01 | $41.17 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-02-27 | Sale | 0.01 | $42.46 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2019-02-26 | Sale | 25,000.0 | $42.4 |
| BRODSKY JEFFREY S | Chief Human Resources Officer | 2019-01-18 | Sale | 15,565.0 | $43.38 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-01-16 | Purchase | 0.01 | $44.49 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2019-01-09 | Sale | 0.05 | $41.68 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2018-11-30 | Purchase | 0.02 | $44.39 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2018-10-08 | Sale | 0.01 | $47.02 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2018-09-13 | Sale | 667.03 | $47.66 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2018-05-31 | Sale | 0.13 | $50.14 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2018-05-30 | Sale | 1,971.35 | $50.72 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2018-05-21 | Sale | 278.96 | $54.34 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2018-05-15 | Sale | 0.01 | $54.84 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2018-04-03 | Purchase | 743.28 | $53.06 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2018-03-12 | Purchase | 0.02 | $58.91 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2018-02-26 | Sale | 20,000.0 | $56.91 |
| PRUZAN JONATHAN | Chief Financial Officer | 2018-02-16 | Sale | 52,204.0 | $55.35 |
| GORMAN JAMES P | Chairman and CEO | 2018-02-15 | Sale | 100,000.0 | $55.34 |