MS Insider Transactions — Page 3
633 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| BRODSKY JEFFREY S | Chief Human Resources Officer | 2018-02-14 | Sale | 11,054.0 | $54.97 |
| GROSSMAN ERIC F | Chief Legal Officer | 2018-02-14 | Sale | 17,421.0 | $54.72 |
| SIMKOWITZ DANIEL A | Head of Investment Management | 2018-02-14 | Sale | 32,181.0 | $53.79 |
| SIMKOWITZ DANIEL A | Head of Investment Management | 2018-02-13 | Sale | 54,869.0 | $53.41 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2018-01-16 | Sale | 176.69 | $54.52 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2017-12-01 | Sale | 167.04 | $51.86 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2017-11-30 | Sale | 0.1 | $51.61 |
| Hotsuki Keishi | Chief Risk Officer | 2017-11-28 | Sale | 25,000.0 | $50.0 |
| DARLING ALISTAIR | Director | 2017-11-24 | Sale | 3,850.0 | $49.29 |
| KELLEHER THOMAS COLM | President | 2017-10-23 | Sale | 40,000.0 | $50.59 |
| GROSSMAN ERIC F | Chief Legal Officer | 2017-10-18 | Sale | 26,083.0 | $49.83 |
| BRODSKY JEFFREY S | Chief Human Resources Officer | 2017-10-18 | Sale | 16,397.0 | $50.07 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2017-10-13 | Sale | 175.55 | $48.24 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2017-10-09 | Sale | 0.02 | $49.38 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2017-09-19 | Purchase | 2,122.37 | $47.74 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2017-09-12 | Purchase | 0.02 | $45.75 |
| GORMAN JAMES P | Chairman and CEO | 2017-08-01 | Sale | 212,366.0 | $47.26 |
| PRUZAN JONATHAN | Chief Financial Officer | 2017-07-20 | Sale | 25,767.0 | $46.68 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2017-05-31 | Purchase | 0.24 | $41.74 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2017-05-10 | Sale | 0.01 | $43.1 |
| GORMAN JAMES P | Chairman and CEO | 2017-05-10 | Sale | 212,365.0 | $42.93 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2017-04-18 | Purchase | 0.01 | $41.21 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2017-02-14 | Sale | 12,481.0 | $46.04 |
| KELLEHER THOMAS COLM | President | 2017-02-08 | Sale | 182,027.0 | $43.82 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2017-01-26 | Sale | 10,000.0 | $44.25 |
| BRODSKY JEFFREY S | Chief Human Resources Officer | 2017-01-19 | Sale | 11,755.0 | $42.37 |
| GROSSMAN ERIC F | Chief Legal Officer | 2017-01-19 | Sale | 17,562.0 | $42.14 |
| GORMAN JAMES P | Chairman and CEO | 2017-01-19 | Sale | 284,827.0 | $42.3 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2017-01-13 | Purchase | 0.06 | $44.28 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-12-07 | Sale | 0.02 | $42.64 |
| SIMKOWITZ DANIEL A | Head of Investment Management | 2016-12-01 | Sale | 121,351.0 | $42.05 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-11-30 | Sale | 0.08 | $41.35 |
| GORMAN JAMES P | Chairman and CEO | 2016-11-30 | Sale | 100,000.0 | $41.38 |
| ROSENTHAL JAMES A | Chief Operating Officer | 2016-11-18 | Sale | 111,200.0 | $40.34 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2016-11-14 | Sale | 60,675.0 | $39.0 |
| BRODSKY JEFFREY S | Chief Human Resources Officer | 2016-11-14 | Sale | 60,675.0 | $39.12 |
| GORMAN JAMES P | Chairman and CEO | 2016-11-11 | Sale | 200,000.0 | $37.7 |
| GROSSMAN ERIC F | Chief Legal Officer | 2016-11-11 | Sale | 60,675.0 | $37.84 |
| KELLEHER THOMAS COLM | President | 2016-11-10 | Sale | 64,127.0 | $38.71 |
| KELLEHER THOMAS COLM | President | 2016-11-10 | Sale | 155,167.0 | $37.92 |
| SIMKOWITZ DANIEL A | Head of Investment Management | 2016-11-10 | Sale | 60,119.0 | $37.56 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-11-08 | Purchase | 0.06 | $34.1 |
| PRUZAN JONATHAN | Chief Financial Officer | 2016-11-08 | Sale | 44,625.0 | $33.9 |
| ROSENTHAL JAMES A | Chief Operating Officer | 2016-10-27 | Sale | 66,500.0 | $33.89 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-10-24 | Purchase | 0.05 | $33.49 |
| GROSSMAN ERIC F | Chief Legal Officer | 2016-10-21 | Sale | 220,400.0 | $33.22 |
| ROSENTHAL JAMES A | Chief Operating Officer | 2016-10-20 | Sale | 189,000.0 | $32.85 |
| KELLEHER THOMAS COLM | President | 2016-10-20 | Sale | 222,712.0 | $32.9 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-10-19 | Purchase | 0.06 | $32.93 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2016-08-30 | Sale | 397.0 | $31.71 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2016-08-30 | Sale | 18,532.0 | $31.7 |
| Hotsuki Keishi | Chief Risk Officer | 2016-08-17 | Sale | 15,582.0 | $30.25 |
| Hotsuki Keishi | Chief Risk Officer | 2016-08-17 | Sale | 230,870.0 | $30.27 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2016-08-16 | Sale | 20,000.0 | $30.2 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-08-03 | Purchase | 0.06 | $28.42 |
| Nicolaisen Donald T | Director | 2016-08-02 | Sale | 1,902.0 | $27.88 |
| Nicolaisen Donald T | Director | 2016-08-02 | Sale | 1,400.0 | $27.88 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-07-26 | Purchase | 0.1 | $29.23 |
| ROSENTHAL JAMES A | Chief Operating Officer | 2016-07-25 | Sale | 91,426.0 | $29.06 |
| BRODSKY JEFFREY S | Chief Human Resources Officer | 2016-07-21 | Sale | 9,955.0 | $28.84 |
| BRODSKY JEFFREY S | Chief Human Resources Officer | 2016-07-21 | Sale | 10,000.0 | $28.75 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-07-13 | Purchase | 0.04 | $27.18 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-05-31 | Sale | 0.1 | $27.72 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-05-31 | Purchase | 0.02 | $27.37 |
| GROSSMAN ERIC F | Chief Legal Officer | 2016-05-25 | Sale | 24,952.0 | $28.21 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-04-11 | Sale | 0.03 | $24.14 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-04-01 | Sale | 0.04 | $25.04 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-03-03 | Purchase | 0.11 | $25.99 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-03-02 | Sale | 0.01 | $25.99 |
| ROSENTHAL JAMES A | Chief Operating Officer | 2016-02-26 | Sale | 50,000.0 | $25.13 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2016-02-18 | Purchase | 0.07 | $24.06 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2015-12-16 | Purchase | 0.01 | $33.35 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2015-12-14 | Sale | 0.05 | $31.77 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2015-12-14 | Purchase | 0.12 | $32.33 |
| ROSENTHAL JAMES A | Chief Operating Officer | 2015-07-31 | Sale | 12,000.0 | $39.25 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2015-07-23 | Purchase | 0.04 | $40.53 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2015-07-16 | Purchase | 0.01 | $40.07 |
| Nicolaisen Donald T | Director | 2015-05-26 | Sale | 4,160.0 | $37.77 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2015-05-11 | Sale | 39,462.0 | $38.37 |
| KELLEHER THOMAS COLM | President, Inst'l Securities | 2015-04-29 | Sale | 32,833.0 | $36.72 |
| ROSENTHAL JAMES A | Chief Operating Officer | 2015-04-21 | Sale | 50,030.0 | $37.1 |
| GROSSMAN ERIC F | Chief Legal Officer | 2015-04-21 | Sale | 34,481.0 | $37.1 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2015-02-26 | Purchase | 0.02 | $36.33 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2015-01-23 | Sale | 20,100.0 | $35.45 |
| WIRTH PAUL C | Deputy Chief Financial Officer | 2015-01-23 | Sale | 1,400.0 | $35.46 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-12-16 | Sale | 0.04 | $35.59 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-12-11 | Sale | 0.11 | $37.68 |
| TYSON LAURA D | Director | 2014-11-26 | Sale | 25,000.0 | $35.3 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-11-19 | Purchase | 0.01 | $35.36 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-11-18 | Purchase | 39,000.0 | $1.01 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-11-07 | Sale | 140,000.0 | $1.04 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-11-07 | Purchase | 140,000.0 | $1.0 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-10-24 | Sale | 70,000.0 | $1.01 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-10-22 | Purchase | 150,000.0 | $1.01 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-10-17 | Sale | 70,000.0 | $1.04 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-10-17 | Purchase | 70,000.0 | $1.0 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-10-10 | Sale | 70,000.0 | $1.05 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-10-10 | Sale | 135,000.0 | $1.01 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-10-10 | Purchase | 70,000.0 | $1.01 |
| MITSUBISHI UFJ FINANCIAL GROUP INC | TenPercentOwner | 2014-10-09 | Sale | 140,000.0 | $1.05 |