Morphic Holding, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows, 44 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-07-01: Reporting owner GLAXOSMITHKLINE PLC; Form 4; Security Series A preferred stock; Transaction C Conversion of derivative security.
- 2019-07-01: Reporting owner GLAXOSMITHKLINE PLC; Form 4; Security Series B preferred stock; Transaction C Conversion of derivative security.
- 2019-07-01: Reporting owner Stampacchia Otello; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2019-07-01: Reporting owner Stampacchia Otello; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-07-01 | GLAXOSMITHKLINE PLC Director | 4 | Series A preferred stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,469,950 0 owned after | $0.00 | 2019-07-02 | |
| 2019-07-01 | GLAXOSMITHKLINE PLC Director | 4 | Series B preferred stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −830,489 0 owned after | $0.00 | 2019-07-02 | |
| 2019-07-01 | Stampacchia Otello Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Omega Fund V, L.P. | C Conversion of derivative security | −857,470 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | Stampacchia Otello Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Omega Fund V, L.P. | C Conversion of derivative security | −1,978,779 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | Paster Anne-Mari | Omega Fund V, L.P. | Lim Richard J. | Omega Fund V GP, L.P. | Omega Fund V GP Manager, Ltd. | Nessi Claudio | Stampacchia Otello 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −857,470 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | Paster Anne-Mari | Omega Fund V, L.P. | Lim Richard J. | Omega Fund V GP, L.P. | Omega Fund V GP Manager, Ltd. | Nessi Claudio | Stampacchia Otello 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,978,779 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | Goyal Vikas Director | 4 | Series A Preferred Stock Derivative · Indirect · By S.R. One, Limited | C Conversion of derivative security | −1,469,950 0 owned after | no price filed | 2019-07-01 | |
| 2019-07-01 | Goyal Vikas Director | 4 | Series B Preferred Stock Derivative · Indirect · By S.R. One, Limited | C Conversion of derivative security | −830,489 0 owned after | no price filed | 2019-07-01 | |
| 2019-07-01 | SPRINGER TIMOTHY A Director, 10% Owner | 4 | Series Seed Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −332,805 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | SPRINGER TIMOTHY A Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −2,286,588 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | SPRINGER TIMOTHY A Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −1,345,569 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | SPRINGER TIMOTHY A Director, 10% Owner | 4 | Series Seed Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −341,686 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | Nashat Amir Director | 4 | Series Seed Preferred Stock Derivative · Indirect · By Polaris Partners VII, L.P. | C Conversion of derivative security | −473,276 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | Nashat Amir Director | 4 | Series A Preferred Stock Derivative · Indirect · By Polaris Partners VII, L.P. | C Conversion of derivative security | −1,236,302 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | Nashat Amir Director | 4 | Series B Preferred Stock Derivative · Indirect · By Polaris Partners VII, L.P. | C Conversion of derivative security | −344,662 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | Nashat Amir Director | 4 | Series Seed Preferred Stock Derivative · Indirect · By Polaris Entrepreneurs' Fund VII, L.P. | C Conversion of derivative security | −33,108 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | Nashat Amir Director | 4 | Series A Preferred Stock Derivative · Indirect · By Polaris Entrepreneurs' Fund VII, L.P. | C Conversion of derivative security | −86,487 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | Nashat Amir Director | 4 | Series B Preferred Stock Derivative · Indirect · By Polaris Entrepreneurs' Fund VII, L.P. | C Conversion of derivative security | −24,111 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | Tipirneni Praveen P. Director, Officer (President and CEO) | 4 | Series Seed Preferred Stock Derivative · Indirect · By The Praveen P. Tipirneni Irrevocable Trust of 2019 | C Conversion of derivative security | −45,558 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | Christensen Gustav Director | 4 | Series Seed Preferred Stock Derivative · Direct | C Conversion of derivative security | −45,558 0 owned after | $0.00 | 2019-07-01 | |
| 2019-07-01 | Christensen Gustav Director | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −32,665 0 owned after | $0.00 | 2019-07-01 | |
| 2019-06-28 | Novo Holdings A/S 10% Owner | 4 | SERIES B CONVERTIBLE PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −1,978,779 0 owned after | no price filed | 2019-07-01 | |
| 2019-06-26 holding as of filing | Nashat Amir Director | 3 | Series Seed Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Nashat Amir Director | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Nashat Amir Director | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Nashat Amir Director | 3 | Series Seed Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Nashat Amir Director | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Nashat Amir Director | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | SPRINGER TIMOTHY A Director, 10% Owner | 3 | Series Seed Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | SPRINGER TIMOTHY A Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | SPRINGER TIMOTHY A Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | SPRINGER TIMOTHY A Director, 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | GLAXOSMITHKLINE PLC Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | GLAXOSMITHKLINE PLC Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Goyal Vikas Director | 3 | Series A Preferred Stock Derivative · Indirect · By S.R. One Limited | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Goyal Vikas Director | 3 | Series B Preferred Stock Derivative · Indirect · By S.R. One, Limited | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Stampacchia Otello Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Stampacchia Otello Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Omega Fund V GP, L.P. | Omega Fund V, L.P. | Stampacchia Otello | Paster Anne-Mari | Omega Fund V GP Manager, Ltd. | Nessi Claudio | Lim Richard J. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Omega Fund V GP, L.P. | Omega Fund V, L.P. | Stampacchia Otello | Paster Anne-Mari | Omega Fund V GP Manager, Ltd. | Nessi Claudio | Lim Richard J. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Christensen Gustav Director | 3 | Series Seed Preferred Stock Derivative · Direct | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Christensen Gustav Director | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Novo Holdings A/S 10% Owner | 3 | SERIES B CONVERTIBLE PREFERRED STOCK Derivative · Direct | Holding | no price filed | 2019-06-26 | ||
| 2019-06-26 holding as of filing | Tipirneni Praveen P. Director, Officer (President and CEO) | 3 | Series Seed Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2019-06-26 |