MODSYS INTERNATIONAL LTD Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-04-04: Reporting owner Columbia Pacific Advisors, LLC; Form 4; Security Warrants (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2017-04-04: Reporting owner Columbia Pacific Advisors, LLC; Form 4; Security Warrants (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2017-03-29: Reporting owner Columbia Pacific Advisors, LLC; Form 4; Security Warrants (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2017-03-29: Reporting owner PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | FROHLICH PHIL; Form 4; Security Warrants (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-04-04 | Columbia Pacific Advisors, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · General Partner | X Exercise of in-the-money or at-the-money derivative security | −735,294 0 owned after | $0.01 | 2017-04-04 | |
| 2017-04-04 | Columbia Pacific Advisors, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · General Partner | X Exercise of in-the-money or at-the-money derivative security | −356,148 0 owned after | $0.01 | 2017-04-04 | |
| 2017-03-29 | Columbia Pacific Advisors, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · General Partner | J Other acquisition or disposition (describe transaction) | +735,294 735,294 owned after | $0.01 exercise price | 2017-04-04 | |
| 2017-03-29 | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | FROHLICH PHIL 10% Owner | 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · See Footnote 2 | J Other acquisition or disposition (describe transaction) | +819,964 1,073,653 owned after | $0.01 exercise price | 2017-04-04 | |
| 2015-12-31 | Mindus Holdings, Ltd. Director, 10% Owner | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 95,082 owned after | $0.01 exercise price | 2016-02-22 | |
| 2015-12-31 | Columbia Pacific Advisors, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · General Partner | P Open market or private purchase of non-derivative or derivative security | +100,000 356,148 owned after | $1.33 | 2016-01-07 | |
| 2015-12-29 | Mindus Holdings, Ltd. Director, 10% Owner | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,082 45,082 owned after | $0.01 exercise price | 2016-02-22 | |
| 2015-12-29 | Columbia Pacific Advisors, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · General Partner | J Other acquisition or disposition (describe transaction) | +256,148 256,148 owned after | $0.01 exercise price | 2016-01-07 | |
| 2015-12-29 | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | FROHLICH PHIL 10% Owner | 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +153,689 153,689 owned after | $0.01 exercise price | 2016-01-04 | |
| 2015-12-29 | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | FROHLICH PHIL 10% Owner | 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +100,000 253,689 owned after | $1.34 | 2016-01-04 | |
| 2015-03-27 holding as of filing | FROHLICH PHIL | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 10% Owner | 10% Owner | 3 | Warrants (Right to Buy) Derivative · Indirect · See Footnote | Holding | $1.56 exercise price | 2015-03-27 | ||
| 2014-10-06 | FROHLICH PHIL | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 10% Owner | 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · See Footnote | X Exercise of in-the-money or at-the-money derivative security | −102,343 0 owned after | $1.56 exercise price | 2015-03-27 |