Mobile Infrastructure Corp Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 21 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-08-25: Reporting owner HSCP Strategic III L.P.; Form 4; Security Warrants (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-08-25: Reporting owner Hogue Stephanie; Form 4; Security Warrants (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-08-25: Reporting owner Osher Jeffrey; Form 4; Security Warrants (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-08-25: Reporting owner Chavez Manuel III; Form 4; Security Warrants (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-08-25 | HSCP Strategic III L.P. 10% Owner, Other (See Remarks) | 4 | Warrants (Right to Buy) Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,702,128 0 owned after | $11.75 exercise price | 2023-08-25 | |
| 2023-08-25 | Hogue Stephanie Director, Officer (President & CFO), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,702,128 0 owned after | $11.75 exercise price | 2023-08-25 | |
| 2023-08-25 | Osher Jeffrey Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,702,128 0 owned after | $11.75 exercise price | 2023-08-25 | |
| 2023-08-25 | Chavez Manuel III Director, Officer (CEO), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,702,128 0 owned after | $11.75 exercise price | 2023-08-25 | |
| 2023-08-25 | Color Up, LLC 10% Owner, Other (See Remarks) | 4 | Warrants (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,702,128 0 owned after | $11.75 exercise price | 2023-08-25 | |
| 2021-08-27 holding as of filing | Chavez Manuel III | Color Up, LLC | Osher Jeffrey | Hogue Stephanie | HSCP Strategic III L.P. Director, Officer (Founder & CEO), 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, Officer (Managing Partner & CIO), 10% Owner | Director, 10% Owner | 3 | Warrants (Right to Buy) Derivative · Indirect · Color Up, LLC | Holding | $11.75 exercise price | 2021-08-27 | ||
| 2021-08-27 holding as of filing | Chavez Manuel III | HSCP Strategic III L.P. | Color Up, LLC | Osher Jeffrey | Hogue Stephanie Director, Officer (Founder & CEO), 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, Officer (Managing Partner & CIO), 10% Owner | 3 | Warrants (Right to Buy) Derivative · Indirect · Color Up, LLC | Holding | $11.75 exercise price | 2021-08-27 | ||
| 2021-08-27 holding as of filing | Osher Jeffrey | Hogue Stephanie | HSCP Strategic III L.P. | Color Up, LLC | Chavez Manuel III Director, 10% Owner | Director, Officer (Managing Partner & CIO), 10% Owner | Director, 10% Owner | 10% Owner | Director, Officer (Founder & CEO), 10% Owner | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $11.75 exercise price | 2021-08-27 | ||
| 2021-08-27 holding as of filing | Chavez Manuel III | Hogue Stephanie | Osher Jeffrey | HSCP Strategic III L.P. | Color Up, LLC Director, Officer (Founder & CEO), 10% Owner | Director, Officer (President), 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Warrants (Right to Buy) Derivative · Indirect · Color Up, LLC | Holding | $11.75 exercise price | 2021-08-27 | ||
| 2021-08-27 holding as of filing | Osher Jeffrey | Color Up, LLC | Chavez Manuel III | Hogue Stephanie | HSCP Strategic III L.P. Director, 10% Owner | Director, 10% Owner | Director, Officer (CEO), 10% Owner | Director, Officer (Managing Partner & CIO), 10% Owner | Director, 10% Owner | 3 | Warrants (Right to Buy) Derivative · Indirect · Color Up, LLC | Holding | $11.75 exercise price | 2021-08-27 | ||
| 2021-08-25 | Chavez Manuel III | Osher Jeffrey | HSCP Strategic III L.P. | Hogue Stephanie | Color Up, LLC Director, Officer (Founder & CEO), 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, Officer (President), 10% Owner | Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · Color Up, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,702,128 1,702,128 owned after | $20,000,000.00 | 2021-08-27 | |
| 2021-08-25 | Chavez Manuel III | Hogue Stephanie | HSCP Strategic III L.P. | Color Up, LLC | Osher Jeffrey Director, Officer (Founder & CEO), 10% Owner | Director, Officer (Managing Partner & CIO), 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,702,128 1,702,128 owned after | $20,000,000.00 | 2021-08-27 | |
| 2021-08-25 | HSCP Strategic III L.P. | Chavez Manuel III | Hogue Stephanie | Osher Jeffrey | Color Up, LLC Director, 10% Owner | Director, Officer (Founder & CEO), 10% Owner | Director, Officer (Managing Partner & CIO), 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · Color Up, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,702,128 1,702,128 owned after | $20,000,000.00 | 2021-08-27 | |
| 2021-08-25 | Chavez Manuel III | HSCP Strategic III L.P. | Osher Jeffrey | Hogue Stephanie | Color Up, LLC Director, Officer (Founder & CEO), 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, Officer (Managing Partner & CIO), 10% Owner | Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · Color Up, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,702,128 1,702,128 owned after | $20,000,000.00 | 2021-08-27 | |
| 2021-08-25 | Osher Jeffrey | Hogue Stephanie | Chavez Manuel III | Color Up, LLC | HSCP Strategic III L.P. Director, 10% Owner | Director, Officer (Managing Partner & CIO), 10% Owner | Director, Officer (Founder & CEO), 10% Owner | 10% Owner | Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,702,128 1,702,128 owned after | $20,000,000.00 | 2021-08-27 | |
| 2021-08-25 | HSCP Strategic III L.P. | Osher Jeffrey | Hogue Stephanie | Chavez Manuel III | Color Up, LLC Director, 10% Owner | Director, 10% Owner | Director, Officer (President), 10% Owner | Director, Officer (Founder & CEO), 10% Owner | Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · Color Up, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,702,128 1,702,128 owned after | $20,000,000.00 | 2021-08-27 | |
| 2021-08-25 | Osher Jeffrey | Color Up, LLC | Chavez Manuel III | HSCP Strategic III L.P. | Hogue Stephanie Director, 10% Owner | Director, 10% Owner | Director, Officer (CEO), 10% Owner | Director, 10% Owner | Director, Officer (Managing Partner & CIO), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · Color Up, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,702,128 1,702,128 owned after | $20,000,000.00 | 2021-08-27 | |
| 2021-03-03 holding as of filing | Dawson John Earl Director | 4 | Common Stock Warrants Derivative · Indirect · 12557 Limited Partnership | Holding | 1,750 owned after | no price filed | 2021-03-03 | |
| 2017-12-27 holding as of filing | Dawson John Earl Director | 4 | Common Stock Warrants Derivative · Indirect · 12557 Limited Partnership | Holding | 1,750 owned after | no price filed | 2017-12-27 | |
| 2017-09-07 | Dawson John Earl Director | 4 | Common Stock Warrants Derivative · Indirect · 12557 LIMITED PARTNERSHIP | P Open market or private purchase of non-derivative or derivative security | +1,750 1,750 owned after | no price filed | 2017-09-07 | |
| 2017-01-20 holding as of filing | Wolff Allen Director | 3 | Warrant Derivative · Direct | Holding | no price filed | 2017-01-20 |