'MKTG, INC.' Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows, 45 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-27: Reporting owner PARTICELLI MARC; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-08-27: Reporting owner PARTICELLI MARC; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-08-27: Reporting owner PARTICELLI MARC; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-08-27: Reporting owner PARTICELLI MARC; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-27 | PARTICELLI MARC Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $3.39 exercise price | 2014-09-02 | |
| 2014-08-27 | PARTICELLI MARC Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.67 | 2014-09-02 | |
| 2014-08-27 | PARTICELLI MARC Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.54 | 2014-09-02 | |
| 2014-08-27 | PARTICELLI MARC Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $0.45 | 2014-09-02 | |
| 2014-08-27 | Horsey Charles W. Director, Officer (President and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −953,284 0 owned after | $2.37 | 2014-09-02 | |
| 2014-08-27 | Horsey Charles W. Director, Officer (President and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $0.80 | 2014-09-02 | |
| 2014-08-27 | Horsey Charles W. Director, Officer (President and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | $0.80 | 2014-09-02 | |
| 2014-08-27 | Trager Paul Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −202,212 0 owned after | $2.37 | 2014-09-02 | |
| 2014-08-27 | Haughton James Robert Officer (VP-Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −144,437 0 owned after | $2.37 | 2014-09-02 | |
| 2013-11-06 | Horsey Charles W. Director, Officer (President and CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.00 exercise price | 2013-11-08 | |
| 2013-11-06 | Horsey Charles W. Director, Officer (President and CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $2.00 exercise price | 2013-11-08 | |
| 2011-04-08 holding as of filing | Trager Paul Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.43 exercise price | 2011-04-08 | ||
| 2010-05-21 | Haughton James Robert Officer (VP-Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +144,437 144,437 owned after | $0.43 exercise price | 2010-05-25 | |
| 2010-05-21 | Horsey Charles W. Director, Officer (President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +953,284 953,284 owned after | $0.43 exercise price | 2010-05-24 | |
| 2007-09-19 | PARTICELLI MARC Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.35 exercise price | 2007-09-20 | |
| 2007-04-30 | WARD JOHN A III Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.26 exercise price | 2007-05-02 | |
| 2007-04-30 | PARTICELLI MARC Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.26 exercise price | 2007-05-02 | |
| 2007-04-30 | GARDNER HERBERT M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.26 exercise price | 2007-05-02 | |
| 2007-04-30 | Feeney James H Director | 4 | stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.26 exercise price | 2007-05-01 | |
| 2007-01-18 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,000 0 owned after | $3.00 exercise price | 2007-01-22 | |
| 2006-11-08 | GARDNER HERBERT M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.00 exercise price | 2006-11-09 | |
| 2006-06-20 | PARTICELLI MARC Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $1.57 exercise price | 2006-06-22 | |
| 2006-05-05 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.20 exercise price | 2006-05-09 | |
| 2006-05-05 | BENFIELD JOHN P Director, Officer (President and CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 0 owned after | $1.20 exercise price | 2006-05-08 | |
| 2006-05-02 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President) | 4/A | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,326 10,000 owned after | $1.20 exercise price | 2006-05-08 | |
| 2006-05-01 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President) | 4/A | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,000 30,326 owned after | $1.20 exercise price | 2006-05-08 | |
| 2006-04-28 | PARTICELLI MARC Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.70 exercise price | 2006-05-02 | |
| 2006-04-28 | Feeney James H Director | 4 | stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.70 exercise price | 2006-05-02 | |
| 2006-04-28 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President), 10% Owner | 4 | stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,410 59,906 owned after | $1.20 exercise price | 2006-05-01 | |
| 2006-04-27 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President), 10% Owner | 4 | stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,844 63,316 owned after | $1.20 exercise price | 2006-05-01 | |
| 2006-04-26 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President), 10% Owner | 4 | stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 67,160 owned after | $1.20 exercise price | 2006-04-27 | |
| 2006-04-25 | BERNARD DONALD A 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 0 owned after | $1.20 exercise price | 2006-04-26 | |
| 2006-04-21 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President), 10% Owner | 4 | stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 73,170 owned after | $1.20 exercise price | 2006-04-24 | |
| 2006-04-18 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President), 10% Owner | 4 | stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,400 78,170 owned after | $1.20 exercise price | 2006-04-20 | |
| 2006-04-17 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President), 10% Owner | 4 | stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,201 88,570 owned after | $1.20 exercise price | 2006-04-19 | |
| 2006-04-11 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President), 10% Owner | 4 | stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,590 93,181 owned after | $1.20 exercise price | 2006-04-12 | |
| 2006-04-10 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President), 10% Owner | 4 | stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,709 95,771 owned after | $1.20 exercise price | 2006-04-12 | |
| 2006-04-05 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President), 10% Owner | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 98,480 owned after | $1.20 exercise price | 2006-04-06 | |
| 2006-04-03 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President), 10% Owner | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,400 106,480 owned after | $1.20 exercise price | 2006-04-04 | |
| 2006-03-31 | WARD JOHN A III Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.13 exercise price | 2006-04-04 | |
| 2006-03-31 | PARTICELLI MARC Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.13 exercise price | 2006-04-04 | |
| 2006-03-31 | LACHENMAN THOMAS E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.13 exercise price | 2006-04-04 | |
| 2006-03-31 | Feeney James H Director | 4 | stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.13 exercise price | 2006-04-04 | |
| 2006-03-31 | GARDNER HERBERT M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.13 exercise price | 2006-04-04 | |
| 2006-03-31 | AMERSHADIAN PAUL A Director, Officer (Executive Vice President), 10% Owner | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,120 118,880 owned after | $1.20 exercise price | 2006-04-04 |