MIRANT CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-03: Reporting owner HOLDEN J WILLIAM III; Form 4; Security Warrant; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-12-03: Reporting owner Cleary Anne M; Form 4; Security Warrant; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-12-03: Reporting owner Miller John T; Form 4; Security Warrant; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-12-03: Reporting owner CORRELL ALSTON D; Form 4; Security Warrant; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-03 | HOLDEN J WILLIAM III Officer (SVP and CFO) | 4 | Warrant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −212 0 owned after | $21.87 exercise price | 2010-12-07 | |
| 2010-12-03 | Cleary Anne M Officer (SVP, Asset Management) | 4 | Warrant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −99 0 owned after | $21.87 exercise price | 2010-12-07 | |
| 2010-12-03 | Miller John T Director | 4 | Warrant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −43 0 owned after | $21.87 exercise price | 2010-12-07 | |
| 2010-12-03 | CORRELL ALSTON D Director | 4 | Warrant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −325 0 owned after | $21.87 exercise price | 2010-12-07 | |
| 2009-06-08 holding as of filing | Cleary Anne M Officer (SVP, Asset Management) | 3 | Warrants Derivative · Direct | Holding | $21.87 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | HOLDEN J WILLIAM III Officer (SVP and CFO) | 3 | Warrants Derivative · Direct | Holding | $21.87 exercise price | 2009-06-08 | ||
| 2008-03-10 holding as of filing | Solus Alternative Asset Management LP 10% Owner | 3 | Warrants Derivative · Indirect · See Footnotes | Holding | $21.87 exercise price | 2008-03-10 | ||
| 2006-01-13 | CORRELL ALSTON D Director | 4 | Series A Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +325 325 owned after | $21.87 exercise price | 2006-01-17 | |
| 2006-01-13 | Harris James R Officer (SVP & Philippines Region Head) | 4 | Series A Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +185 185 owned after | $21.87 exercise price | 2006-01-17 | |
| 2006-01-13 | Miller John T Director | 4 | Series A Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +43 43 owned after | $21.87 exercise price | 2006-01-17 |