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MIND TECHNOLOGY, INC (MIND) Forms 3, 4 and 5: Stock Options

MIND TECHNOLOGY, INC Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2026. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2026-07-29: Reporting owner Baden Alan Perry; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2026-07-29: Reporting owner COX MARK ALAN; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2026-07-29: Reporting owner BLUM PETER H; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2026-07-29: Reporting owner CAPPS ROBERT P; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).

MIND insiders transactions against the stock price

Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close

$3.20$4.36$5.93$8.08$11.01$15.002025-11-062026-11-06$3.01$4.34$6.25$9.00$12.97$18.692021-11-082026-11-06$3.01$5.33$9.43$16.69$29.55$52.292016-11-072026-11-06$3.01$7.42$18.30$45.09$111.14$273.952006-11-062026-11-06$3.01$7.77$20.07$51.80$133.72$345.191994-12-192026-11-062006-01-24: 1 option exercise at $4.75 filed · Value $118.75K — CAPPS ROBERT P2006-01-27: 4 option exercises at $241.00 close — LEWIS R DEAN2006-03-31: 4 award or grants at $166.40 close — ROGERS PAUL GUY, PUGH MICHAEL A, MITCHAM BILLY F JR and 1 more2006-04-26: 3 option exercises at $163.50 close — SCHWALBE JOHN F2006-06-26: 1 award or grant at $125.70 close — CAPPS ROBERT P2006-07-27: 3 award or grants at $12.20 filed · Value $1.46M — BLUM PETER H, LEWIS R DEAN, SCHWALBE JOHN F2006-08-11: 1 option exercise at $5.75 filed · Value $51.75K — MITCHAM BILLY F JR2006-09-20: 1 award or grant at $101.20 close — MITCHAM BILLY F JR2007-06-22: 2 option exercises at $189.50 close — SCHWALBE JOHN F2007-06-29: 1 option exercise at $6.18 filed · Value $21.63K — Malden Guy2007-07-12: 2 award or grants at $20.00 filed · Value $1.20M — SCHWALBE JOHN F, LEWIS R DEAN2007-07-12: 1 option exercise at $20.00 filed · Value $1.20M — BLUM PETER H2007-09-07: 4 award or grants at $17.70 filed · Value $1.24M — ROGERS PAUL GUY, Malden Guy, CAPPS ROBERT P and 1 more2008-01-30: 1 award or grant at $16.83 filed · Value $504.90K — Albers Robert John2008-06-19: 1 option exercise at $173.10 close — SCHWALBE JOHN F2008-06-26: 1 option exercise at $170.00 close — LEWIS R DEAN2008-07-24: 4 award or grants at $16.41 filed · Value $2.46M — SCHWALBE JOHN F, LEWIS R DEAN, BLUM PETER H and 1 more2009-07-23: 9 award or grants at $4.65 filed · Value $1.02M — ROGERS PAUL GUY, SCHWALBE JOHN F, MITCHAM BILLY F JR and 5 more2010-05-27: 4 award or grants at $6.40 filed · Value $480.00K — ROGERS PAUL GUY, Malden Guy, MITCHAM BILLY F JR and 1 more2010-06-16: 2 option exercises at $68.50 close — BLUM PETER H2010-07-26: 1 option exercise at $5.13 filed · Value $230.85K — MITCHAM BILLY F JR2010-07-27: 4 award or grants at $7.20 filed · Value $288.00K — SCHWALBE JOHN F, LEWIS R DEAN, BLUM PETER H and 1 more2011-04-13: 1 option exercise at $4.65 filed · Value $34.08K — LEWIS R DEAN2011-04-14: 3 option exercises at $6.94 filed · Value $150.24K — LEWIS R DEAN2011-04-15: 1 option exercise at $8.98 filed · Value $52.35K — LEWIS R DEAN2011-04-20: 1 option exercise at $8.98 filed · Value $47.52K — LEWIS R DEAN2011-04-26: 1 option exercise at $8.98 filed · Value $58.80K — LEWIS R DEAN2011-04-28: 1 award or grant at $16.30 filed · Value $489.00K — Albers Robert John2011-05-13: 4 award or grants at $13.73 filed · Value $892.45K — CAPPS ROBERT P, Malden Guy, MITCHAM BILLY F JR and 1 more2011-07-08: 1 option exercise at $5.00 filed · Value $400.00K — MITCHAM BILLY F JR2011-07-28: 4 award or grants at $19.26 filed · Value $770.40K — LEWIS R DEAN, BLUM PETER H, Albers Robert John and 1 more2011-10-05: 1 option exercise at $4.60 filed · Value $46.00K — ROGERS PAUL GUY2011-12-12: 5 option exercises at $6.22 filed · Value $362.07K — CAPPS ROBERT P2011-12-13: 4 option exercises at $6.50 filed · Value $118.08K — Malden Guy, CAPPS ROBERT P2011-12-14: 1 option exercise at $6.18 filed · Value $11.27K — Malden Guy2011-12-31: 1 option exercise at $4.65 filed · Value $54.25K — Malden Guy2012-01-10: 2 option exercises at $16.41 filed · Value $328.20K — Albers Robert John2012-01-11: 1 option exercise at $16.41 filed · Value $1.64K — Albers Robert John2012-01-13: 1 option exercise at $16.41 filed · Value $6.56K — Albers Robert John2012-01-17: 3 option exercises at $13.07 filed · Value $32.80K — Malden Guy, Albers Robert John2012-01-18: 1 option exercise at $16.41 filed · Value $131.41K — Albers Robert John2012-01-20: 8 option exercises at $14.48 filed · Value $570.78K — Malden Guy2012-03-12: 2 option exercises at $1.94 filed · Value $96.80K — BLUM PETER H2012-05-16: 4 award or grants at $19.06 filed · Value $1.33M — ROGERS PAUL GUY, Malden Guy, MITCHAM BILLY F JR and 1 more2012-07-26: 4 award or grants at $17.41 filed · Value $1.04M — Albers Robert John, BLUM PETER H, LEWIS R DEAN and 1 more2012-08-14: 1 option exercise at $1.99 filed · Value $169.15K — MITCHAM BILLY F JR2012-08-15: 1 option exercise at $1.99 filed · Value $39.80K — ROGERS PAUL GUY2013-04-10: 1 option exercise at $1.90 filed · Value $23.75K — ROGERS PAUL GUY2013-05-13: 4 award or grants at $14.63 filed · Value $1.02M — Malden Guy, ROGERS PAUL GUY, CAPPS ROBERT P and 1 more2013-07-08: 1 option exercise at $4.65 filed · Value $23.25K — SCHWALBE JOHN F2013-07-17: 1 option exercise at $1.90 filed · Value $57.00K — MITCHAM BILLY F JR2013-07-24: 1 option exercise at $12.20 filed · Value $43.69K — LEWIS R DEAN2013-07-25: 2 option exercises at $12.20 filed · Value $82.40K — LEWIS R DEAN2013-10-21: 1 option exercise at $4.65 filed · Value $23.25K — SCHWALBE JOHN F2013-12-24: 1 option exercise at $7.20 filed · Value $21.60K — Albers Robert John2013-12-26: 1 option exercise at $7.20 filed · Value $7.20K — Albers Robert John2013-12-27: 1 option exercise at $7.20 filed · Value $14.40K — Albers Robert John2013-12-30: 1 option exercise at $7.20 filed · Value $1.38K — Albers Robert John2013-12-31: 2 option exercises at $7.20 filed · Value $5.82K — Albers Robert John2014-01-09: 1 option exercise at $7.20 filed · Value $36.00K — SCHWALBE JOHN F2014-04-21: 1 option exercise at $7.20 filed · Value $36.00K — SCHWALBE JOHN F2014-06-02: 1 option exercise at $4.75 filed · Value $237.50K — BLUM PETER H2014-06-05: 4 award or grants at $13.89 filed · Value $1.07M — ROGERS PAUL GUY, Malden Guy, CAPPS ROBERT P and 1 more2014-09-15: 1 option exercise at $6.18 filed · Value $61.80K — ROGERS PAUL GUY2015-05-27: 8 award or grants at $5.00 filed · Value $1.30M — SCHWALBE JOHN F, ROGERS PAUL GUY, MITCHAM BILLY F JR and 5 more2015-10-06: 4 award or grants at $4.44 filed · Value $382.80K — ROWLAND MARCUS C, GLANVILLE THOMAS S2016-01-12: 7 award or grants at $2.80 filed · Value $798.00K — ROWLAND MARCUS C, GLANVILLE THOMAS S, LEWIS R DEAN and 4 more2017-02-10: 5 award or grants at $4.79 filed · Value $546.06K — LEWIS R DEAN, BLUM PETER H, Albers Robert John and 2 more2017-02-15: 2 award or grants at $4.62 filed · Value $831.60K — CAPPS ROBERT P, Malden Guy2018-07-12: 4 award or grants at $3.79 filed · Value $439.64K — COX MARK ALAN, Albers Robert John, BLUM PETER H and 1 more2019-07-23: 3 award or grants at $4.19 filed · Value $502.80K — CAPPS ROBERT P, Malden Guy, COX MARK ALAN2019-07-29: 5 award or grants at $3.98 filed · Value $517.40K — BLUM PETER H, GLANVILLE THOMAS S, LEWIS R DEAN and 2 more2019-08-21: 1 award or grant at $3.95 filed · Value $158.00K — Hilarides William Hunter2021-08-05: 8 award or grants at $1.97 filed · Value $788.00K — ROWLAND MARCUS C, BLUM PETER H, GLANVILLE THOMAS S and 5 more2022-08-03: 7 award or grants at $0.79 filed · Value $323.90K — Baden Alan Perry, Harned Nancy Jean, Hilarides William Hunter and 4 more2024-09-24: 6 award or grants at $3.99 filed · Value $510.72K — Baden Alan Perry, COX MARK ALAN, BLUM PETER H and 3 more2025-01-20: 6 award or grants at $7.47 filed · Value $1.05M — Hilarides William Hunter, GLANVILLE THOMAS S, CAPPS ROBERT P and 3 more2025-10-06: 6 award or grants at $8.64 filed · Value $1.99M — Hilarides William Hunter, Baden Alan Perry, COX MARK ALAN and 3 more2026-07-29: 6 award or grants at $4.77 filed · Value $1.10M — Baden Alan Perry, COX MARK ALAN, BLUM PETER H and 3 more

Logarithmic scale. Both lines share the same starting value for the selected range.

Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.

Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2026-07-29Baden Alan Perry
Director
4Option to Purchase Common Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+30,000
30,000 owned after
$4.77$4.772026-07-31
2026-07-29COX MARK ALAN
Officer (CFO)
4Option to Purchase Common Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+50,000
50,000 owned after
$4.77$4.772026-07-31
2026-07-29BLUM PETER H
Director
4Option to Purchase Common Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+30,000
30,000 owned after
$4.77$4.772026-07-31
2026-07-29CAPPS ROBERT P
Officer (President and CEO)
4Option to Purchase Common Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+60,000
60,000 owned after
$4.77$4.772026-07-31
2026-07-29GLANVILLE THOMAS S
Director
4Option to Purchase Common Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+30,000
30,000 owned after
$4.77$4.772026-07-31
2026-07-29Hilarides William Hunter
Director
4Option to Purchase Common Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+30,000
30,000 owned after
$4.77$4.772026-07-31

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