Mind Solutions Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-27: Reporting owner Cohen Robert M; Form 4/A; Security Non-qualified options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-27: Reporting owner Cohen Robert M; Form 4; Security Non-qualified options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-10-03: Reporting owner herbert tabin; Form 4; Security non-qualified options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-10-03: Reporting owner SCHULTHEIS GARY; Form 4; Security non-qualified options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-27 | Cohen Robert M Director | 4/A | Non-qualified options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 99,500 owned after | $5.25 | 2008-01-03 | |
| 2007-11-27 | Cohen Robert M Director | 4 | Non-qualified options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 95,500 owned after | $5.25 | 2007-12-28 | |
| 2007-10-03 | herbert tabin Director, Officer (VP - Corp. Dev., Sec. & Treas.), 10% Owner | 4 | non-qualified options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $2.50 | 2007-10-25 | |
| 2007-10-03 | SCHULTHEIS GARY Director, Officer (President and CEO), 10% Owner | 4 | non-qualified options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $2.50 | 2007-10-25 | |
| 2007-10-03 | Cohen Robert M Director | 4 | non-qualified options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.50 | 2007-10-25 | |
| 2007-06-07 | Cohen Robert M Director | 4/A | OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 109,751 owned after | $5.25 | 2007-06-18 | |
| 2007-06-07 | herbert tabin Director, Officer (Corporate Secretary), 10% Owner | 4 | OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $5.25 | 2007-06-13 | |
| 2007-06-07 | SCHULTHEIS GARY Director, Officer (President and CEO), 10% Owner | 4 | OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $5.25 | 2007-06-13 | |
| 2007-06-07 | Cohen Robert M Director | 4 | OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 831,340 owned after | $5.25 | 2007-06-13 |